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[By area] [Home]
2018

Giorgio Bacci, Robert Furber, Dexter Kozen, Radu Mardare, Prakash Panangaden, and Dana Scott. Booleanvalued semantics for the stochastic λcalculus. In Proc. 33rd Conf. Logic in Computer Science (LICS 2018). ACM SIGLOG and IEEE, July 2018. To appear.
[abstract]
[bibtex]
[top]
@inproceedings{BFKMPS18a,
author="Giorgio Bacci and Robert Furber and Dexter Kozen and Radu Mardare and Prakash Panangaden and Dana Scott",
title="BooleanValued Semantics for the Stochastic $\lambda$Calculus",
booktitle="Proc. 33rd Conf. Logic in Computer Science (LICS 2018)",
organization="ACM SIGLOG and IEEE",
city="Oxford, UK",
month="July",
year="2018",
note="To appear"
}
The ordinary untyped $\lambda$calculus has a settheoretic model proposed in two related forms by Scott and Plotkin in the 1970s. Recently Scott showed how to introduce probability by extending these models with random variables. However, to reason about correctness and to add further features, it is useful to reinterpret the construction in a higherorder Booleanvalued model involving a measure algebra. In this paper we develop the semantics of an extended stochastic $\lambda$calculus suitable for modeling a simple higherorder probabilistic programming language. We exhibit a number of key equations satisfied by the terms of our language. The terms are interpreted using a continuationstyle semantics with an additional argument, an infinite sequence of coin tosses, which serve as a source of randomness. The construction of the model requires a subtle measuretheoretic analysis of the space of cointossing sequences. We also introduce a fixpoint operator as a new syntactic construct, as $\beta$reduction turns out not to be sound for unrestricted terms. Finally, we develop a new notion of equality between terms interpreted in a measure algebra, allowing one to reason about terms that may not be equal almost everywhere. This provides a new framework and reasoning principles for probabilistic programs and their higherorder properties.

Dexter Kozen. On disintegration in probabilistic semantics. Technical Report http://hdl.handle.net/1813/56344, Computer Science, Cornell University, April 2018.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{K18a,
author="Dexter Kozen",
title="On Disintegration in Probabilistic Semantics",
institution="Computer Science, Cornell University",
number="{\url{http://hdl.handle.net/1813/56344}}",
month="April",
year="2018"
}
We give a version of disintegration based on weaker assumptions than previously known. The result is derived using an enhanced version of the RadonNikodym theorem that makes explicit the approximating functions, thereby allowing the coordinated construction of multiple simultaneous derivatives. Using this, a category of joint distributions can be independently defined in which a category of Markov kernels on countably generated spaces is fully and faithfully embedded.

Steffen Smolka, Praveen Kumar, Nate Foster, Justin Hsu, David Kahn, Dexter Kozen, and Alexandra Silva. Probabilistic program equivalence for NetKAT. Technical Report http://arxiv.org/abs/1707.02772v2, Cornell University, March 2018. Submitted.
[full text]
[abstract]
[bibtex]
[top]
@techreport{SKFHKKS18a,
author="Steffen Smolka and Praveen Kumar and Nate Foster and Justin Hsu and David Kahn and Dexter Kozen and Alexandra Silva",
title="Probabilistic Program Equivalence for {NetKAT}",
institution="Cornell University",
number="{\url{http://arxiv.org/abs/1707.02772v2}}",
month="March",
year="2018",
note="Submitted"
}
We tackle the problem of deciding whether two probabilistic programs are equivalent in Probabilistic NetKAT, a formal language for specifying and reasoning about the behavior of packetswitched networks. We show that the problem is decidable for the historyfree fragment of the language by developing an effective decision procedure based on stochastic matrices. The main challenge lies in reasoning about iteration, which we address by designing an encoding of the program semantics as a finitestate absorbing Markov chain, whose limiting distribution can be computed exactly. In an extended case study on a realworld data center network, we automatically verify various quantitative properties of interest, including resilience in the presence of failures, by analyzing the Markov chain semantics.
2017

Dexter Kozen, Konstantinos Mamouras, and Alexandra Silva. Completeness and incompleteness in nominal Kleene algebra. J. Logical and Algebraic Methods in Programming, 91:1732, 2017. doi:10.1016/j.jlamp.2017.06.002.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KMS17a,
author="Dexter Kozen and Konstantinos Mamouras and Alexandra Silva",
title="Completeness and Incompleteness in Nominal {K}leene Algebra",
journal="J. Logical and Algebraic Methods in Programming",
volume="91",
pages="1732",
doi="10.1016/j.jlamp.2017.06.002",
year="2017"
}
Gabbay and Ciancia (2011) presented a nominal extension of Kleene algebra as a framework for trace semantics with dynamic allocation of resources, along with a semantics consisting of nominal languages. They also provided an axiomatization that captures the behavior of the scoping operator and its interaction with the Kleene algebra operators and proved soundness over nominal languages. In this paper we show that the axioms are complete and describe the free language models.

Dexter Kozen. On the coalgebraic theory of Kleene algebra with tests. In Can Başkent, Lawrence S. Moss, and Ramaswamy Ramanujam, editors, Rohit Parikh on Logic, Language and Society, volume 11 of Outstanding Contributions to Logic, pages 279298. Springer, March 2017.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@incollection{K17a,
author="Dexter Kozen",
title="On the Coalgebraic Theory of {K}leene Algebra with Tests",
booktitle="Rohit Parikh on Logic, Language and Society",
editor="Ba{\c{s}}kent, Can and Moss, Lawrence S. and Ramanujam, Ramaswamy",
volume="11",
series="Outstanding Contributions to Logic",
month="March",
year="2017",
publisher="Springer",
pages="279298"
}
We develop a coalgebraic theory of Kleene algebra with tests (KAT) along the lines of Rutten (1998) for Kleene algebra (KA) and Chen and Pucella (2003) for a limited version of KAT, resolving some technical issues raised by Chen and Pucella. Our treatment includes a simple definition of the Brzozowski derivative for KAT expressions and an automatatheoretic interpretation involving automata on guarded strings. We also give a complexity analysis, showing that an efficient implementation of coinductive equivalence proofs in this setting is tantamount to a standard automatatheoretic construction. It follows that coinductive equivalence proofs can be generated automatically in PSPACE. This matches the bound of Worthington (2008) for the automatic generation of equational proofs in KAT.

Robert Furber, Dexter Kozen, Kim Larsen, Radu Mardare, and Prakash Panangaden. Unrestricted Stone duality for Markov processes. In Proc. 32nd Conf. Logic in Computer Science (LICS 2017). ACM SIGLOG and IEEE, June 2017.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{FKLMP17a,
author="Robert Furber and Dexter Kozen and Kim Larsen and Radu Mardare and Prakash Panangaden",
title="Unrestricted {S}tone Duality for {M}arkov Processes",
booktitle="Proc. 32nd Conf. Logic in Computer Science (LICS 2017)",
organization="ACM SIGLOG and IEEE",
city="Reykjavik, Iceland",
month="June",
year="2017"
}
Stone duality relates logic, in the form of Boolean algebra, to spaces. Stonetype dualities abound in computer science and have been of great use in understanding the relationship between computational models and the languages used to reason about them. Recent work on probabilistic processes has established a Stonetype duality for a restricted class of Markov processes. The dual category was a new notion—Aumann algebras—which are Boolean algebras equipped with countable family of modalities indexed by rational probabilities. In this article we consider an alternative definition of Aumann algebra that leads to dual adjunction for Markov processes that is a duality for many measurable spaces occurring in practice. This extends a duality for measurable spaces due to Sikorski. In particular, we do not require that the probabilistic modalities preserve a distinguished base of clopen sets, nor that morphisms of Markov processes do so. The extra generality allows us to give a perspicuous definition of event bisimulation on Aumann algebras.

Lutz Schröder, Dexter Kozen, Stefan Milius, and Thorsten Wißmann. Nominal automata with name binding. In J. Esparza and A. S. Murawski, editors, 20th Int. Conf. Foundations of Software Science and Computation Structures (FOSSACS 2017), volume 10203 of Lecture Notes in Computer Science, pages 124142. Springer, April 2017. doi:10.1007/9783662544587_8.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KMSW17a,
author="Lutz Schr{\"o}der and Dexter Kozen and Stefan Milius and Thorsten Wi{\ss}mann",
title="Nominal Automata with Name Binding",
booktitle="20th Int. Conf. Foundations of Software Science and Computation Structures (FOSSACS 2017)",
editor="J. Esparza and A. S. Murawski",
series="Lecture Notes in Computer Science",
volume="10203",
publisher="Springer",
pages="124142",
doi="10.1007/9783662544587_8",
month="April",
year="2017"
}
Nominal sets are a convenient setting for languages over infinite
alphabets, i.e. data languages. We introduce an automaton model
over nominal sets, regular nondeterministic nominal automata (RNNA),
which have a natural coalgebraic definition using abstraction sets to capture
transitions that read a fresh letter from the input word. We prove
a Kleene theorem for RNNAs w.r.t. a simple expression language that
extends nominal Kleene algebra (NKA) with unscoped name binding,
thus remedying the known failure of the expected Kleene theorem for
NKA itself. We analyse RNNAs under two notions of freshness: global
and local. Under global freshness, RNNAs turn out to be equivalent to
session automata, and as such have a decidable inclusion problem. Under
local freshness, RNNAs retain a decidable inclusion problem, and translate
into register automata. We thus obtain decidability of inclusion for a
reasonably expressive class of nondeterministic register automata, with
no bound on the number of registers.

JeanBaptiste Jeannin, Dexter Kozen, and Alexandra Silva. CoCaml: Functional programming with regular coinductive types. Fundamenta Informaticae, 150:347377, 2017. doi:10.3233/FI20171473.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{JKS17a,
author="JeanBaptiste Jeannin and Dexter Kozen and Alexandra Silva",
title="{CoCaml}: Functional Programming with Regular Coinductive Types",
journal="Fundamenta Informaticae",
volume="150",
year="2017",
pages="347377",
doi="10.3233/FI20171473"
}
Functional languages offer a high level of abstraction, which results in programs that
are elegant and easy to understand. Central to the development of functional programming are inductive
and coinductive types and associated programming constructs, such as patternmatching.
Whereas inductive types have a long tradition and are well supported in most languages, coinductive
types are subject of more recent research and are less mainstream.
We present CoCaml, a functional programming language extending OCaml, which allows us to
define recursive functions on regular coinductive datatypes. These functions are defined like usual
recursive functions, but parameterized by an equation solver. We present a full implementation of
all the constructs and solvers and show how these can be used in a variety of examples, including
operations on infinite lists, infinitary $\lambda$terms, and $p$adic numbers.

Niels Bjørn Bugge Grathwohl, Fritz Henglein, and Dexter Kozen. Infinitary axiomatization of the equational theory of contextfree languages. Fundamenta Informaticae, 150:241257, 2017. doi:10.3233/FI20171469.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{GHK17a,
author="Niels Bj{\o}rn Bugge Grathwohl and Fritz Henglein and Dexter Kozen",
title="Infinitary Axiomatization of the Equational Theory of ContextFree Languages",
journal="Fundamenta Informaticae",
volume="150",
year="2017",
pages="241257",
doi="10.3233/FI20171469"
}
We give a natural complete infinitary axiomatization of the equational theory of the contextfree languages, answering a question of Leiss (1992).

Steffen Smolka, Praveen Kumar, Nate Foster, Dexter Kozen, and Alexandra Silva. Cantor meets Scott: Domaintheoretic foundations for probabilistic network programming. In Proc. 44th ACM SIGPLAN Symp. Principles of Programming Languages (POPL'17), pages 557571, Paris, France, January 2017. ACM. doi:10.1145/3009837.3009843.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{SKFKS17a,
author="Steffen Smolka and Praveen Kumar and Nate Foster and Dexter Kozen and Alexandra Silva",
title="Cantor meets {S}cott: DomainTheoretic Foundations for Probabilistic Network Programming",
booktitle="Proc. 44th ACM SIGPLAN Symp. Principles of Programming Languages (POPL'17)",
organization="ACM",
pages="557571",
address="Paris, France",
month="January",
year="2017",
doi="10.1145/3009837.3009843"
}
ProbNetKAT is a probabilistic extension of NetKAT with a denotational semantics based on Markov kernels. The language is expressive enough to generate continuous distributions, which raises the question of how to compute effectively in the language. This paper gives an new characterization of ProbNetKAT’s semantics using domain theory, which provides the foundation needed to build a practical implementation. We show how to use the semantics to approximate the behavior of arbitrary ProbNetKAT programs using distributions with finite support. We develop a prototype implementation and show how to use it to solve a variety of problems including characterizing the expected congestion induced by different routing schemes and reasoning probabilistically about reachability in a network.
2016

Dexter Kozen. Natural transformations as rewrite rules and monad composition. Technical Report http://arxiv.org/abs/1612.07273, Cornell University, December 2016. Submitted.
[full text]
[abstract]
[bibtex]
[top]
@techreport{K16b,
author="Dexter Kozen",
title="Natural Transformations as Rewrite Rules and Monad Composition",
institution="Cornell University",
number="{\url{http://arxiv.org/abs/1612.07273}}",
month="December",
year="2016",
note="Submitted"
}
Eklund et al. (2002) present a graphical technique aimed at simplifying the verification of various categorytheoretic constructions, notably the composition of monads. In this note we take a different approach involving string rewriting. We show that a given tuple $(T,\mu,\eta)$ is a monad if and only if $T$ is a terminal object in a certain category of strings and rewrite rules, and that this fact can be established by proving confluence of the rewrite system. We illustrate the technique on the monad composition problem. We also give a characterization of adjunctions in terms of rewrite categories.

Zoltán Ésik and Dexter Kozen. On free ωcontinuous and regular ordered algebras. Technical Report http://hdl.handle.net/1813/45054, Computing and Information Science, Cornell University, December 2016.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{EK16,
author="Zolt{\'a}n {\'E}sik and Dexter Kozen",
title="On Free $\omega$Continuous and Regular Ordered Algebras",
institution="Computing and Information Science, Cornell University",
number="{\url{http://hdl.handle.net/1813/45054}}",
month="December",
year="2016"
}
Let $E$ be a set of inequalities between finite $\Sigma$terms. Let $\mathcal{V}_\omega$ and $\mathcal{V}_r$ denote the varieties of all $\omega$continuous ordered $\Sigma$algebras and regular ordered $\Sigma$algebras satisfying $E$, respectively. We prove that the free $\mathcal{V}_r$algebra $R(X)$ on generators $X$ is the subalgebra of the corresponding free $\mathcal{V}_\omega$algebra $F_\omega(X)$ determined by those elements of $F_\omega(X)$ denoted by the regular $\Sigma$coterms. We actually establish this fact as a special case of a more general construction for families of algebras specified by syntactically restricted completeness and continuity properties. Thus our result is also applicable to ordered regular algebras of higher order.

Steffen Smolka, Praveen Kumar, Nate Foster, Dexter Kozen, and Alexandra Silva. Cantor meets Scott: Domaintheoretic foundations for probabilistic network programming. Technical Report http://arxiv.org/abs/1607.05830, Cornell University, 20 July 2016.
(Subsumed by Steffen Smolka, Praveen Kumar, Nate Foster, Dexter Kozen, and Alexandra Silva. Cantor meets Scott: Domaintheoretic foundations for probabilistic network programming. In Proc. 44th ACM SIGPLAN Symp. Principles of Programming Languages (POPL'17), pages 557571, Paris, France, January 2017. ACM. doi:10.1145/3009837.3009843.)
[full text]
[abstract]
[bibtex]
[top]
@techreport{SKFKS16a,
author="Steffen Smolka and Praveen Kumar and Nate Foster and Dexter Kozen and Alexandra Silva",
title="Cantor meets {S}cott: DomainTheoretic Foundations for Probabilistic Network Programming",
institution="Cornell University",
number="{\url{http://arxiv.org/abs/1607.05830}}",
month="20 July",
year="2016"
}
ProbNetKAT is a probabilistic extension of NetKAT with a denotational semantics based on Markov kernels. The language is expressive enough to generate continuous distributions, which raises the question of how to effectively compute in the language. This paper gives an alternative characterization of ProbNetKAT's semantics using domain theory, which provides the foundations needed to build a practical implementation. The new semantics demonstrates that it is possible to analyze ProbNetKAT programs precisely using approximations of fixpoints and distributions with finite support. We develop an implementation and show how to solve a variety of practical problems including characterizing the expected performance of traffic engineering schemes based on randomized routing and reasoning probabilistically about properties such as loop freedom.

Dexter Kozen. Kolmogorov extension, martingale convergence, and compositionality of processes. In N. Shankar, editor, Proc. 31st ACMIEEE Symp. Logic in Computer Science (LICS 2016), pages 692699, New York City, July 2016. ACM.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{K16a,
author="Dexter Kozen",
title="Kolmogorov Extension, Martingale Convergence, and Compositionality of Processes",
booktitle="Proc. 31st ACMIEEE Symp. Logic in Computer Science (LICS 2016)",
pages="692699",
editor="N.~Shankar",
publisher="ACM",
address="New York City",
month="July",
year="2016"
}
We show that the Kolmogorov extension theorem and the Doob martingale convergence theorem are two aspects of a common generalization, namely a colimitlike construction in a category of Radon spaces and reversible Markov kernels. The construction provides a compositional denotational semantics for standard iteration operators in probabilistic programming languages, e.g. Kleene star or while loops, as a limit of finite approximants, even in the absence of a natural partial order.

Nate Foster, Dexter Kozen, Konstantinos Mamouras, Mark Reitblatt, and Alexandra Silva. Probabilistic NetKAT. In Peter Thiemann, editor, 25th European Symposium on Programming (ESOP 2016), volume 9632 of Lecture Notes in Computer Science, pages 282309, Eindhoven, The Netherlands, April 2016. Springer. doi:10.1007/9783662494981_12.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{FKMRS15a,
author="Nate Foster and Dexter Kozen and Konstantinos Mamouras and Mark Reitblatt and Alexandra Silva",
title="Probabilistic {NetKAT}",
booktitle="25th European Symposium on Programming (ESOP 2016)",
editor="Peter Thiemann",
publisher="Springer",
series="Lecture Notes in Computer Science",
volume="9632",
address="Eindhoven, The Netherlands",
month="April",
year="2016",
pages="282309",
doi="10.1007/9783662494981_12"
}
This paper develops a new language for programming softwaredefined networks based on a probabilistic semantics. We extend the NetKAT language with new primitives for expressing probabilistic behaviors and enrich the semantics from one based on deterministic functions to one based on measures and measurable functions on sets of packet histories. We establish fundamental properties of the semantics, prove that it is a conservative extension of the deterministic semantics, and show that it satisfies a number of natural equations. We present case studies that show how the language can be used to model a diverse collection of scenarios drawn from realworld networks.

JeanBaptiste Jeannin, Dexter Kozen, and Alexandra Silva. Wellfounded coalgebras, revisited. Mathematical Structures in Computer Science, FirstView:121, February 2016. doi:10.1017/S0960129515000481.
[journal link]
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{JKS16a,
author="JeanBaptiste Jeannin and Dexter Kozen and Alexandra Silva",
title="WellFounded Coalgebras, Revisited",
journal="Mathematical Structures in Computer Science",
volume="FirstView",
month="February",
year="2016",
pages="121",
numpages="21",
issn="14698072",
doi="10.1017/S0960129515000481"
}
Theoretical models of recursion schemes have been well studied under the names
wellfounded coalgebras, recursive coalgebras, corecursive algebras and Elgot algebras.
Much of this work focuses on conditions ensuring unique or canonical solutions, e.g. when
the coalgebra is well founded.
If the coalgebra is not well founded, then there can be multiple solutions. The standard
semantics of recursive programs gives a particular solution, typically the least fixpoint of a
certain monotone map on a domain whose least element is the totally undefined function;
but this solution may not be the desired one. We have recently proposed programming
language constructs to allow the specification of alternative solutions and methods to
compute them. We have implemented these new constructs as an extension of OCaml.
In this paper, we prove some theoretical results characterizing wellfounded coalgebras,
along with several examples for which this extension is useful. We also give several examples
that are not well founded but still have a desired solution. In each case, the function would
diverge under the standard semantics of recursion, but can be specified and computed with
the programming language constructs we have proposed.

Dexter Kozen and Alexandra Silva. Practical coinduction. Mathematical Structures in Computer Science, FirstView:121, February 2016. doi:10.1017/S0960129515000493.
[journal link]
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KS16a,
author="Dexter Kozen and Alexandra Silva",
title="Practical coinduction",
journal="Mathematical Structures in Computer Science",
volume="FirstView",
month="February",
year="2016",
pages="121",
numpages="21",
issn="14698072",
doi="10.1017/S0960129515000493"
}
Induction is a wellestablished proof principle that is taught in most undergraduate
programs in mathematics and computer science. In computer science, it is used primarily to
reason about inductively defined datatypes such as finite lists, finite trees and the natural
numbers. Coinduction is the dual principle that can be used to reason about coinductive
datatypes such as infinite streams or trees, but it is not as widespread or as well understood.
In this paper, we illustrate through several examples the use of coinduction in informal
mathematical arguments. Our aim is to promote the principle as a useful tool for the
working mathematician and to bring it to a level of familiarity on par with induction. We
show that coinduction is not only about bisimilarity and equality of behaviors, but also
applicable to a variety of functions and relations defined on coinductive datatypes.
2015

Dexter Kozen, Konstantinos Mamouras, Daniela Petrisan, and Alexandra Silva. Nominal Kleene coalgebra. In M. M. Halldórsson, K. Iwama, N. Kobayashi, and B. Speckmann, editors, Proc. 42nd Int. Colloq. Automata, Languages, and Programming, Part II (ICALP 2015), volume 9135 of Lecture Notes in Computer Science, pages 290302, Kyoto, Japan, July 610 2015. EATCS, Springer.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KMPS15a,
author="Dexter Kozen and Konstantinos Mamouras and Daniela Petrisan and Alexandra Silva",
title="Nominal {K}leene Coalgebra",
booktitle="Proc. 42nd Int. Colloq. Automata, Languages, and Programming, Part II (ICALP 2015)",
organization="EATCS",
pages="290302",
editor="M. M. Halld{\'o}rsson and K. Iwama and N. Kobayashi and B. Speckmann",
publisher="Springer",
series="Lecture Notes in Computer Science",
volume="9135",
address="Kyoto, Japan",
month="July 610",
year="2015"
}
We develop the coalgebraic theory of nominal Kleene algebra, including an alternative languagetheoretic semantics, a nominal extension of the Brzozowski derivative, and a bisimulationbased decision procedure for the equational theory.

Dexter Kozen, Konstantinos Mamouras, and Alexandra Silva. Completeness and incompleteness in nominal Kleene algebra. In Wolfram Kahl et al., editor, Relational and Algebraic Methods in Computer Science (RAMiCS 2015), volume 9348 of Lecture Notes in Computer Science, pages 5166, Braga, Portugal, September 2015. Springer.
(Subsumed by Dexter Kozen, Konstantinos Mamouras, and Alexandra Silva. Completeness and incompleteness in nominal Kleene algebra. J. Logical and Algebraic Methods in Programming, 91:1732, 2017. doi:10.1016/j.jlamp.2017.06.002.)
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KMS15a,
author="Dexter Kozen and Konstantinos Mamouras and Alexandra Silva",
title="Completeness and Incompleteness in Nominal {K}leene Algebra",
booktitle="Relational and Algebraic Methods in Computer Science (RAMiCS 2015)",
pages="5166",
editor="Wolfram Kahl et al.",
publisher="Springer",
series="Lecture Notes in Computer Science",
volume="9348",
address="Braga, Portugal",
month="September",
year="2015"
}
Gabbay and Ciancia (2011) presented a nominal extension of Kleene algebra as a framework for trace semantics with dynamic allocation of resources, along with a semantics consisting of nominal languages. They also provided an axiomatization that captures the behavior of the scoping operator and its interaction with the Kleene algebra operators and proved soundness over nominal languages. In this paper we show that the axioms are complete and describe the free language models.

Nate Foster, Dexter Kozen, Matthew Milano, Alexandra Silva, and Laure Thompson. A coalgebraic decision procedure for NetKAT. In Proc. 42nd ACM SIGPLANSIGACT Symp. Principles of Programming Languages (POPL'15), pages 343355, Mumbai, India, January 2015. ACM.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{FKMST15a,
author="Nate Foster and Dexter Kozen and Matthew Milano and Alexandra Silva and Laure Thompson",
title="A Coalgebraic Decision Procedure for {NetKAT}",
booktitle="Proc. 42nd ACM SIGPLANSIGACT Symp. Principles of Programming Languages (POPL'15)",
organization="ACM",
pages="343355",
address="Mumbai, India",
month="January",
year="2015"
}
Program equivalence is a fundamental problem that has practical applications across a variety of areas of computing including compilation, optimization, software synthesis, formal verification, and many others. Equivalence is undecidable in general, but in certain settings it is possible to develop domainspecific languages that are expressive enough to be practical and yet sufficiently restricted so that equivalence remains decidable. In previous work we introduced NetKAT, a domainspecific language for specifying and verifying network packetprocessing functions. NetKAT provides familiar constructs such as tests, assignments, union, sequential composition, and iteration as well as custom primitives for modifying packet headers and encoding network topologies. Semantically, NetKAT is based on Kleene algebra with tests (KAT) and comes equipped with a sound and complete equational theory. Although NetKAT equivalence is decidable, the best known algorithm is hardly practicalit uses Savitch's theorem to determinize a PSPACE algorithm and requires quadratic space. This paper presents a new algorithm for deciding NetKAT equivalence. This algorithm is based on finding bisimulations between finite automata constructed from NetKAT programs. We investigate the coalgebraic theory of NetKAT, generalize the notion of Brzozowski derivatives to NetKAT, develop efficient representations of NetKAT automata in terms of spines and sparse matrices, and discuss the highlights of our prototype implementation.
2014

Dexter Kozen. NetKAT: A formal system for the verification of networks. In Jacques Garrigue, editor, Proc. 12th Asian Symposium on Programming Languages and Systems (APLAS 2014), volume 8858 of Lecture Notes in Computer Science, Singapore, November 1719 2014. Asian Association for Foundation of Software (AAFS), Springer.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{K14b,
author="Dexter Kozen",
title="{NetKAT}: A Formal System for the Verification of Networks",
editor="Jacques Garrigue",
booktitle="Proc. 12th Asian Symposium on Programming Languages and Systems (APLAS 2014)",
organization="Asian Association for Foundation of Software (AAFS)",
publisher="Springer",
series="Lecture Notes in Computer Science",
volume="8858",
address="Singapore",
month="November 1719",
year="2014"
}
This paper presents a survey of recent work in the development of NetKAT, a formal system for reasoning about packet switching networks, and its role in the emerging area of softwaredefined networking.

Niels Bjørn Bugge Grathwohl, Dexter Kozen, and Konstantinos Mamouras. KAT + B! In Matthias Baaz, Thomas Eiter, and Helmut Veith, editors, Proc. Joint Meeting of the 23rd EACSL Conf. Computer Science Logic (CSL 2014) and 29th ACM/IEEE Symp. Logic in Computer Science (LICS 2014), Vienna, Austria, July 1418 2014. EACSL and ACM/IEEE.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{GKM14a,
author="Niels Bj{\o}rn Bugge Grathwohl and Dexter Kozen and Konstantinos Mamouras",
title="{KAT + B!}",
editor="Matthias Baaz and Thomas Eiter and Helmut Veith",
booktitle="Proc. Joint Meeting of the 23rd EACSL Conf. Computer Science Logic (CSL 2014) and 29th ACM/IEEE Symp. Logic in Computer Science (LICS 2014)",
organization="EACSL and ACM/IEEE",
address="Vienna, Austria",
month="July 1418",
year="2014"
}
It is known that certain program transformations require a small amount of mutable state, a feature not explicitly provided by Kleene algebra with tests (KAT). In this paper we show how to axiomatically extend KAT with this extra feature in the form of mutable tests. The extension is conservative and is formulated as a general commutative coproduct construction. We give several results on deductive completeness and complexity of the system, as well as some examples of its use.

Dexter Kozen and Konstantinos Mamouras. Kleene algebra with equations. In Javier Esparza, Pierre Fraigniaud, Thore Husfeldt, and Elias Koutsoupias, editors, 41st Int. Colloq. Automata, Languages, and Programming (ICALP 2014), Part II, volume 8573 of Lecture Notes in Computer Science, pages 280292, Copenhagen, Denmark, July 2014. EATCS, Springer.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KM14a,
author="Dexter Kozen and Konstantinos Mamouras",
title="Kleene Algebra with Equations",
editor="Javier Esparza and Pierre Fraigniaud and Thore Husfeldt and Elias Koutsoupias",
booktitle="41st Int. Colloq. Automata, Languages, and Programming (ICALP 2014), Part II",
organization="EATCS",
pages="280292",
address="Copenhagen, Denmark",
publisher="Springer",
series="Lecture Notes in Computer Science",
volume="8573",
month="July",
year="2014"
}
We identify sufficient conditions for the construction of free language models for systems of Kleene algebra with additional equations. The construction applies to a broad class of extensions of KA and provides a uniform approach to deductive completeness and coalgebraic decision procedures.

Dexter Kozen, Radu Mardare, and Prakash Panangaden. A metrized duality theorem for Markov processes. In Bart Jacobs, Alexandra Silva, and Sam Staton, editors, Proc. 30th Conf. Mathematical Foundations of Programming Semantics (MFPS'14), Electronic Notes in Theoretical Computer Science, pages 215231. Elsevier, June 2014.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KMP14a,
author="Dexter Kozen and Radu Mardare and Prakash Panangaden",
title="A Metrized Duality Theorem for {M}arkov Processes",
booktitle="Proc. 30th Conf. Mathematical Foundations of Programming Semantics (MFPS'14)",
editor="Bart Jacobs and Alexandra Silva and Sam Staton",
publisher="Elsevier",
series="Electronic Notes in Theoretical Computer Science",
month="June",
year="2014",
pages="215231"
}
We extend our previous duality theorem for Markov processes by equipping the processes with a pseudometric and the algebras with a notion of metric diameter. We are able to show that the isomorphisms of our previous duality theorem become isometries in this quantitative setting. This opens the way to developing theories of approximate reasoning for probabilistic systems.

Dexter Kozen. Optimal coin flipping. In F. van Breugel et al., editor, Panangaden Festschrift, volume 8464 of Lecture Notes in Computer Science, pages 407426. Springer, May 2014.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@incollection{K14a,
author="Dexter Kozen",
title="Optimal Coin Flipping",
booktitle="Panangaden Festschrift",
editor="F.~van Breugel et al.",
series="Lecture Notes in Computer Science",
volume="8464",
publisher="Springer",
pages="407426",
month="May",
year="2014"
}
This paper studies the problem of simulating a
coin of arbitrary real bias $q$ with a coin of arbitrary real bias $p$
with minimum loss of entropy. We establish a lower bound that is
strictly greater than the informationtheoretic bound.
We show that as a function of $q$, it is an everywherediscontinuous
selfsimilar fractal. We provide efficient protocols that achieve the
lower bound to within any desired accuracy for $(3\sqrt 5)/2 < p < 1/2$
and achieve it exactly for $p=1/2$.

Carolyn Jane Anderson, Nate Foster, Arjun Guha, JeanBaptiste Jeannin, Dexter Kozen, Cole Schlesinger, and David Walker. NetKAT: Semantic foundations for networks. In Proc. 41st ACM SIGPLANSIGACT Symp. Principles of Programming Languages (POPL'14), pages 113126, San Diego, California, USA, January 2014. ACM.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{AFGJKSW13a,
author="Carolyn Jane Anderson and Nate Foster and Arjun Guha and JeanBaptiste Jeannin and Dexter Kozen and Cole Schlesinger and David Walker",
title="{NetKAT}: Semantic Foundations for Networks",
booktitle="Proc. 41st ACM SIGPLANSIGACT Symp. Principles of Programming Languages (POPL'14)",
organization="ACM",
pages="113126",
address="San Diego, California, USA",
month="January",
year="2014"
}
Recent years have seen growing interest in highlevel languages for programming networks. But the design of these languages has been largely ad hoc, driven more by the needs of applications and the capabilities of network hardware than by foundational principles. The lack of a semantic foundation has left language designers with little guidance in determining how to incorporate new features, and programmers without a means to reason precisely about their code. This paper presents NetKAT, a new network programming language that is based on a solid mathematical foundation and comes equipped with a sound and complete equational theory. We describe the design of NetKAT, including primitives for filtering, modifying, and transmitting packets; operators for combining programs in parallel and in sequence; and a Kleene star operator for iteration. We show that NetKAT is an instance of a canonical and well studied mathematical structure called a Kleene algebra with tests (KAT) and prove that its equational theory is sound and complete with respect to its denotational semantics. Finally, we present practical applications of the equational theory including syntactic techniques for checking reachability properties, proving the correctness of compilation and optimization algorithms, and establishing a noninterference property that ensures isolation between programs.
2013

Henk Barendregt, Venanzio Capretta, and Dexter Kozen. Reflection in the Chomsky hierarchy. J. Automata, Languages and Combinatorics, 18(1):5360, 2013.
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[abstract]
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[top]
@article{BCK13a,
author="Henk Barendregt and Venanzio Capretta and Dexter Kozen",
title="Reflection in the {C}homsky Hierarchy",
journal="J. Automata, Languages and Combinatorics",
volume="18",
number="1",
pages="5360",
year="2013"
}
We investigate which classes of formal languages in the Chomsky hierarchy are reflexive, that is, contain a language of codes that is universal for the whole class.

Dexter Kozen and Konstantinos Mamouras. Kleene algebra with products and iteration theories. In Simona Ronchi Della Rocca, editor, Proc. 22nd EACSL Conf. Computer Science Logic (CSL'13), volume 23 of Leibniz International Proceedings in Informatics (LIPIcs), pages 415431, Torino, Italy, September 2013. Dagstuhl Publishing.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KM13a,
author="Dexter Kozen and Konstantinos Mamouras",
title="{K}leene Algebra with Products and Iteration Theories",
booktitle="Proc. 22nd EACSL Conf. Computer Science Logic (CSL'13)",
editor="Simona Ronchi Della Rocca",
month="September",
year="2013",
pages="415431",
address="Torino, Italy",
series="Leibniz International Proceedings in Informatics (LIPIcs)",
publisher="Dagstuhl Publishing",
volume="23"
}
We develop a typed equational system that subsumes both iteration theories and typed Kleene algebra in a common framework. Our approach is based on cartesian categories endowed with commutative strong monads to handle nondeterminism.

Niels Bjørn Bugge Grathwohl, Fritz Henglein, and Dexter Kozen. Infinitary axiomatization of the equational theory of contextfree languages. In David Baelde and Arnaud Carayol, editors, Proc. 9th Workshop Fixed Points in Computer Science (FICS 2013), volume 126 of Electronic Proceedings in Theoretical Computer Science, pages 4455, Torino, Italy, September 2013.
(Subsumed by Niels Bjørn Bugge Grathwohl, Fritz Henglein, and Dexter Kozen. Infinitary axiomatization of the equational theory of contextfree languages. Fundamenta Informaticae, 150:241257, 2017. doi:10.3233/FI20171469.)
[abstract]
[bibtex]
[top]
@inproceedings{GHK13a,
author="Niels Bj{\o}rn Bugge Grathwohl and Fritz Henglein and Dexter Kozen",
title="Infinitary Axiomatization of the Equational Theory of ContextFree Languages",
booktitle="Proc.~9th Workshop Fixed Points in Computer Science (FICS 2013)",
editor="David Baelde and Arnaud Carayol",
month="September",
year="2013",
pages="4455",
address="Torino, Italy",
series="Electronic Proceedings in Theoretical Computer Science",
volume="126"
}
We give a natural complete infinitary axiomatization of the equational theory of the contextfree languages, answering a question of Leiss (1992).

Dexter Kozen, Radu Mardare, and Prakash Panangaden. Strong completeness for Markovian logics. In Krishnendu Chatterjee and Jirí Sgall, editors, Proc. 38th Symp. Mathematical Foundations of Computer Science (MFCS 2013), volume 8087 of Lect. Notes in Computer Science, pages 655666, Klosterneuburg, Austria, August 2013. Springer.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KMP13a,
author="Dexter Kozen and Radu Mardare and Prakash Panangaden",
title="Strong Completeness for {M}arkovian Logics",
booktitle="Proc. 38th Symp. Mathematical Foundations of Computer Science (MFCS 2013)",
editor="Krishnendu Chatterjee and Jir\'i Sgall",
pages="655666",
month="August",
year="2013",
address="Klosterneuburg, Austria",
publisher="Springer",
series="Lect. Notes in Computer Science",
volume="8087"
}
In this paper we present Hilbertstyle axiomatizations for three logics for reasoning about continuousspace Markov processes (MPs): (i) a logic for MPs defined for probability distributions on measurable state spaces, (ii) a logic for MPs defined for subprobability distributions and (iii) a logic defined for arbitrary distributions. These logics are not compact so one needs infinitary rules in order to obtain strong completeness results.
We propose a new infinitary rule that replaces the socalled Countable Additivity Rule (CAR) currently used in the literature to address the problem of proving strong completeness for these and similar logics. Unlike the CAR, our rule has a countable set of instances; consequently it allows us to apply the RasiowaSikorski lemma for establishing strong completeness. Our proof method is novel and it can be used for other logics as well.

Dexter Kozen, Kim G. Larsen, Radu Mardare, and Prakash Panangaden. Stone duality for Markov processes. In Orna Kupferman, editor, Proc. 28th IEEE/ACM Symp. Logic in Computer Science (LICS 2013), pages 321330, New Orleans, June 2013. IEEE/ACM.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KLMP13a,
author="Dexter Kozen and Kim G.~Larsen and Radu Mardare and Prakash Panangaden",
title="Stone Duality for {M}arkov Processes",
booktitle="Proc. 28th IEEE/ACM Symp. Logic in Computer Science (LICS 2013)",
editor="Orna Kupferman",
pages="321330",
month="June",
year="2013",
address="New Orleans",
publisher="IEEE/ACM"
}
We define Aumann algebras, an algebraic analog of probabilistic modal logic. An Aumann algebra consists of a Boolean algebra with operators modeling probabilistic transitions. We prove that countable Aumann algebras and countablygenerated continuousspace Markov processes are dual in the sense of Stone. Our results subsume existing results on completeness of probabilistic modal logics for Markov processes.

JeanBaptiste Jeannin, Dexter Kozen, and Alexandra Silva. Wellfounded coalgebras, revisited. Technical Report http://hdl.handle.net/1813/33330, Computing and Information Science, Cornell University, May 2013.
(Subsumed by JeanBaptiste Jeannin, Dexter Kozen, and Alexandra Silva. Wellfounded coalgebras, revisited. Mathematical Structures in Computer Science, FirstView:121, February 2016. doi:10.1017/S0960129515000481.)
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{JKS13b,
author="JeanBaptiste Jeannin and Dexter Kozen and Alexandra Silva",
title="WellFounded Coalgebras, Revisited",
institution="Computing and Information Science, Cornell University",
number="{\url{http://hdl.handle.net/1813/33330}}",
month="May",
year="2013"
}
Theoretical models of recursion schemes have been well studied under the names wellfounded coalgebras, recursive coalgebras, corecursive algebras, and Elgot algebras. Much of this work focuses on conditions ensuring unique or canonical solutions, e.g. when the coalgebra is wellfounded. If the coalgebra is not wellfounded, then there can be multiple solutions. The standard semantics of recursive programs gives a particular solution, namely the least solution in a flat Scott domain, which may not be the desired one. We have recently proposed programming language constructs to allow the specification of alternative solutions and methods to compute them. We have implemented these new constructs as an extension of OCaml. In this paper, we prove some theoretical results characterizing wellfounded coalgebras that slightly extend results of Adámek, Lücke, and Milius (2007), along with several examples for which this extension is useful. We also give several examples that are not wellfounded but still have a desired solution. In each case, the function would diverge under the standard semantics of recursion, but can be specified and computed with the programming language constructs we have proposed.

JeanBaptiste Jeannin, Dexter Kozen, and Alexandra Silva. Language constructs for nonwellfounded computation. In Matthias Felleisen and Philippa Gardner, editors, 22nd European Symposium on Programming (ESOP 2013), volume 7792 of Lecture Notes in Computer Science, pages 6180, Rome, Italy, March 2013. Springer.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{JKS13a,
author="JeanBaptiste Jeannin and Dexter Kozen and Alexandra Silva",
title="Language Constructs for NonWellFounded Computation",
booktitle="22nd European Symposium on Programming (ESOP 2013)",
editor="Matthias Felleisen and Philippa Gardner",
month="March",
year="2013",
address="Rome, Italy",
publisher="Springer",
series="Lecture Notes in Computer Science",
volume="7792",
pages="6180"
}
Recursive functions defined on a coalgebraic datatype may not converge if there are cycles in the input, that is, if the input object is not wellfounded. Even so, there is often a useful solution. Unfortunately, current functional programming languages provide no support for specifying alternative solution methods. In this paper we give numerous examples in which it would be useful to do so: free variables, αconversion, and substitution in infinitary λterms; halting probabilities and expected running times of probabilistic protocols; abstract interpretation; and constructions involving finite automata. In each case the function would diverge under the standard semantics of recursion. We propose programming language constructs that would allow the specification of alternative solutions and methods to compute them.

Dexter Kozen and Alexandra Silva. On Moessner's theorem. The American Mathematical Monthly, 120(2):131139, February 2013.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KS13a,
author="Dexter Kozen and Alexandra Silva",
title="On {M}oessner's Theorem",
journal="The American Mathematical Monthly",
volume="120",
number="2",
month="February",
year="2013",
pages="131139",
publisher="Mathematical Association of America"
}
Moessner's theorem describes a procedure for generating a sequence of $n$ integer sequences that lead unexpectedly to the sequence of $n$th powers $1^n$, $2^n$, $3^n$, ... Paasche's theorem is a generalization of Moessner's; by varying the parameters of the procedure, one can obtain the sequence of factorials $1!$, $2!$, $3!$, ... or the sequence of superfactorials $1!!$, $2!!$, $3!!$, ... Long's theorem generalizes Moessner's in another direction, providing a procedure to generate the sequence $a1^{n1}$, $(a+d)2^{n1}$, $(a+2d)3^{n1}$, ... Proofs of these results in the literature are typically based on combinatorics of binomial coefficients or calculational scans. In this note we give a short and revealing algebraic proof of a general theorem that contains Moessner's, Paasche's, and Long's as special cases. We also prove a generalization that gives new Moessnertype theorems.
2012

JeanBaptiste Jeannin and Dexter Kozen. Computing with capsules. J. Automata, Languages and Combinatorics, 17(24):185204, 2012.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{JK12b,
author="JeanBaptiste Jeannin and Dexter Kozen",
title="Computing with Capsules",
journal="J. Automata, Languages and Combinatorics",
year="2012",
volume="17",
number="24",
pages="185204"
}
Capsules provide an algebraic representation of the state of a computation in higherorder functional and imperative languages. A capsule is essentially a finite coalgebraic representation of a regular closed λcoterm. One can give an operational semantics based on capsules for a higherorder programming language with functional and imperative features, including mutable bindings. Static (lexical) scoping is captured purely algebraically without stacks, heaps, or closures. All operations of interest are typable with simple types, yet the language is Turing complete. Recursive functions are represented directly as capsules without the need for fixpoint combinators.

Dexter Kozen and Alexandra Silva. Practical coinduction. Technical Report http://hdl.handle.net/1813/30510, Computing and Information Science, Cornell University, November 2012.
(Subsumed by Dexter Kozen and Alexandra Silva. Practical coinduction. Mathematical Structures in Computer Science, FirstView:121, February 2016. doi:10.1017/S0960129515000493.)
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{KS12b,
author="Dexter Kozen and Alexandra Silva",
title="Practical Coinduction",
institution="Computing and Information Science, Cornell University",
number="{\url{http://hdl.handle.net/1813/30510}}",
month="November",
year="2012"
}
Induction is a wellestablished proof principle that is taught in most undergraduate programs in mathematics and computer science. In computer science, it is used primarily to reason about inductivelydefined datatypes such as finite lists, finite trees, and the natural numbers. Coinduction is the dual principle that can be used to reason about coinductive datatypes such as infinite streams or trees, but it is not as widespread or as well understood. In this paper, we illustrate through several examples the use of coinduction in informal mathematical arguments. Our aim is to promote the principle as a useful tool for the working mathematician and to bring it to a level of familiarity on par with induction. We show that coinduction is not only about bisimilarity and equality of behaviors, but also applicable to a variety of functions and relations defined on coinductive datatypes.

Dexter Kozen and Alexandra Silva. Lefthanded completeness. In Wolfram Kahl and Timothy G. Griffin, editors, Proc. Conf. Relational and Algebraic Methods in Computer Science (RAMiCS 2012), volume 7560 of Lecture Notes in Computer Science, pages 162178, Cambridge, UK, September 2012. Springer.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KS12a,
author="Dexter Kozen and Alexandra Silva",
title="LeftHanded Completeness",
booktitle="Proc. Conf. Relational and Algebraic Methods in Computer Science (RAMiCS 2012)",
editor="Wolfram Kahl and Timothy G. Griffin",
month="September",
year="2012",
address="Cambridge, UK",
publisher="Springer",
series="Lecture Notes in Computer Science",
volume="7560",
pages="162178"
}
We give a new, significantly shorter proof of the completeness of the lefthanded star rule of Kleene algebra. The proof exposes the rich interaction of algebra and coalgebra in the theory of Kleene algebra.

JeanBaptiste Jeannin and Dexter Kozen. Computing with capsules. In Martin Kutrib, Nelma Moreira, and Rogério Reis, editors, Proc. Conf. Descriptional Complexity of Formal Systems (DCFS 2012), volume 7386 of Lecture Notes in Computer Science, pages 119, Braga, Portugal, July 2012. Springer.
(Subsumed by JeanBaptiste Jeannin and Dexter Kozen. Computing with capsules. J. Automata, Languages and Combinatorics, 17(24):185204, 2012.)
[bibtex]
[top]
@inproceedings{JK11a,
author="JeanBaptiste Jeannin and Dexter Kozen",
title="Computing with Capsules",
booktitle="Proc. Conf. Descriptional Complexity of Formal Systems (DCFS 2012)",
editor="Martin Kutrib and Nelma Moreira and Rog{\'e}rio Reis",
month="July",
year="2012",
address="Braga, Portugal",
publisher="Springer",
series="Lecture Notes in Computer Science",
volume="7386",
pages="119"
}

JeanBaptiste Jeannin and Dexter Kozen. Capsules and separation. In Nachum Dershowitz, editor, Proc. 27th ACM/IEEE Symp. Logic in Computer Science (LICS'12), pages 425430, Dubrovnik, Croatia, June 2012. IEEE.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{JK12a,
author="JeanBaptiste Jeannin and Dexter Kozen",
title="Capsules and Separation",
booktitle="Proc. 27th ACM/IEEE Symp. Logic in Computer Science (LICS'12)",
editor="Nachum Dershowitz",
month="June",
year="2012",
address="Dubrovnik, Croatia",
pages="425430",
publisher="IEEE"
}
We study a formulation of separation logic using capsules, a representation of the state of a computation in higherorder programming languages with mutable variables. We prove soundness of the frame rule in this context and investigate alternative formulations with weaker side conditions.

Dexter Kozen. New. In Ulrich Berger and Michael Mislove, editors, Proc. 28th Conf. Math. Found. Programming Semantics (MFPS XXVIII), pages 1338, Bath, England, June 2012. Elsevier Electronic Notes in Theoretical Computer Science.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{K12a,
author="Dexter Kozen",
title="New",
booktitle="Proc. 28th Conf. Math. Found. Programming Semantics (MFPS XXVIII)",
editor="Ulrich Berger and Michael Mislove",
month="June",
year="2012",
address="Bath, England",
pages="1338",
publisher="Elsevier Electronic Notes in Theoretical Computer Science"
}
We propose a theoretical device for modeling the creation of new indiscernible semantic objects during program execution. The method fits well with the semantics of imperative, functional, and objectoriented languages and promotes equational reasoning about higherorder state.
2011

Mark Bickford, Dexter Kozen, and Alexandra Silva. Formalizing Moessner's theorem in Nuprl. August 2011.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@unpublished{BKS11a,
author="Mark Bickford and Dexter Kozen and Alexandra Silva",
title="Formalizing {M}oessner's Theorem in {Nuprl}",
month="August",
year="2011"
}
Moessner's theorem describes a procedure for generating a sequence of $n$ integer sequences that lead unexpectedly to the sequence of $n$th powers $1^n$, $2^n$, $3^n$, ... Several generalizations of Moessner's theorem exist and, recently, Kozen and Silva gave an algebraic proof of a general theorem which deals with Moessner's original theorem and its know generalizations. In this note, we describe the formalization of the theorem that the first author did in Nuprl. This is, to the best of our knowledge, the first existing formalization. The formalization remains, on the one hand, surprisingly close to the original proof. On the other hand, it lead to new insights in the proof, pointing to small gaps and imprecisions, which will never raise any objections in pen and paper proofs.

Dexter Kozen and Ganesh Ramanarayanan. Publication/citation: A prooftheoretic approach to mathematical knowledge management. In Johan van Benthem, Amitabha Gupta, and Eric Pacuit, editors, Games, Norms, and Reasons: Logic at the Crossroads, volume 353 of Synthese Library, pages 151161. Dordrecht, Springer Science and Business Media, 2011.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@incollection{KR11a,
author="Dexter Kozen and Ganesh Ramanarayanan",
title="Publication/Citation: A ProofTheoretic Approach to Mathematical Knowledge Management",
booktitle="Games, Norms, and Reasons: Logic at the Crossroads",
editor="Johan van Benthem and Amitabha Gupta and Eric Pacuit",
publisher="Dordrecht, Springer Science and Business Media",
series="Synthese Library",
volume="353",
pages="151161",
year="2011"
}
There are many reallife examples of formal systems that support constructions or proofs, but that do not provide direct support for remembering them so that they can be recalled and reused in the future. In this paper we examine the operations of publication (remembering a proof) and citation (recalling a proof for reuse), regarding them as forms of common subexpression elimination on proof terms. We then develop this idea from a proof theoretic perspective, describing a simple complete proof system for universal Horn equational logic using three new proof rules, publish, cite and forget. These rules can provide a prooftheoretic infrastructure for proof reuse in any system.

Dexter Kozen. Realization of coinductive types. In Michael Mislove and Joël Ouaknine, editors, Proc. 27th Conf. Math. Found. Programming Semantics (MFPS XXVII), pages 148155, Pittsburgh, PA, May 2011. Elsevier Electronic Notes in Theoretical Computer Science.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{K11a,
author="Dexter Kozen",
title="Realization of Coinductive Types",
booktitle="Proc. 27th Conf. Math. Found. Programming Semantics (MFPS XXVII)",
editor="Michael Mislove and Jo{\"e}l Ouaknine",
month="May",
year="2011",
address="Pittsburgh, PA",
pages="148155",
publisher="Elsevier Electronic Notes in Theoretical Computer Science"
}
We give an explicit combinatorial construction of final coalgebras for a modest generalization of polynomial functors on Set. Type signatures are modeled as directed multigraphs instead of endofunctors. The final coalgebra for a type signature F involves the notion of Brzozowski derivative on sets of paths in F.
2010

Dexter Kozen. Halting and equivalence of program schemes in models of arbitrary theories. In Andreas Blass, Nachum Dershowitz, and Wolfgang Reisig, editors, Fields of Logic and Computation: Essays Dedicated to Yuri Gurevich on the Occasion of His 70th Birthday, volume 6300 of Lecture Notes in Computer Science, pages 463469. SpringerVerlag, August 2010.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@incollection{K10b,
author="Dexter Kozen",
title="Halting and Equivalence of Program Schemes in Models of Arbitrary Theories",
booktitle="Fields of Logic and Computation: Essays Dedicated to Yuri Gurevich on the Occasion of His 70th Birthday",
editor="Andreas Blass and Nachum Dershowitz and Wolfgang Reisig",
series="Lecture Notes in Computer Science",
volume="6300",
publisher="SpringerVerlag",
month="August",
year="2010",
pages="463469"
}
In this note we consider the following decision problems. Let $\Sigma$ be a fixed firstorder signature.
(i) Given a firstorder theory or ground theory $T$ over $\Sigma$ of Turing degree $\alpha$, a program scheme $p$ over $\Sigma$, and input values specified by ground terms $t_1,\ldots,t_n$, does $p$ halt on input $t_1,\ldots,t_n$ in all models of $T$?
(ii) Given a firstorder theory or ground theory $T$ over $\Sigma$ of Turing degree $\alpha$ and two program schemes $p$ and $q$ over $\Sigma$, are $p$ and $q$ equivalent in all models of $T$?
When $T$ is empty, these two problems are the classical halting and equivalence problems for program schemes, respectively. We show that problem (i) is $\Sigma^\alpha_1$complete and problem (ii) is $\Pi^\alpha_2$complete. Both problems remain hard for their respective complexity classes even if $\Sigma$ is restricted to contain only a single constant, a single unary function symbol, and a single monadic predicate. It follows from (ii) that there can exist no relatively complete deductive system for scheme equivalence over models of theories of any Turing degree.

Dexter Kozen. ChurchRosser made easy. Fundamenta Informaticae, 103:129136, 2010.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K10a,
author="Dexter Kozen",
title="Church{R}osser Made Easy",
journal="Fundamenta Informaticae",
volume="103",
pages="129136",
year="2010"
}
The Church–Rosser theorem states that the λcalculus is confluent under βreductions. The standard proof of this result is due to Tait and MartinLöf. In this note, we present an alternative proof based on the notion of acceptable orderings. The technique is easily modified to give confluence of the βηcalculus.
2009

Nikos Karampatziakis and Dexter Kozen. Learning prediction suffix trees with Winnow. In Léon Bottou and Michael Littman, editors, Proc. 26th Int. Conf. Machine Learning (ICML'09), pages 489496, Montreal, Canada, June 2009. Omnipress.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KK09a,
author="Nikos Karampatziakis and Dexter Kozen",
title="Learning Prediction Suffix Trees with {Winnow}",
booktitle="Proc. 26th Int. Conf. Machine Learning (ICML'09)",
address="Montreal, Canada",
month="June",
year="2009",
pages="489496",
editor="L\'{e}on Bottou and Michael Littman",
publisher="Omnipress"
}
Prediction suffix trees (PSTs) are a popular tool for modeling sequences and have been successfully applied in many domains such as compression and language modeling. In this work we adapt the well studied Winnow algorithm to the task of learning PSTs. The proposed algorithm automatically grows the tree, so that it provably remains competitive with any fixed PST determined in hindsight. At the same time we prove that the depth of the tree grows only logarithmically with the number of mistakes made by the algorithm. Finally, we empirically demonstrate its effectiveness in two different tasks.

Dexter Kozen. Lexicographic flow. Technical Report http://hdl.handle.net/1813/13018, Computing and Information Science, Cornell University, June 2009.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{K09b,
author="Dexter Kozen",
title="Lexicographic Flow",
institution="Computing and Information Science, Cornell University",
number="{\url{http://hdl.handle.net/1813/13018}}",
month="June",
year="2009"
}
The lexicographic flow problem is a flow problem in which the edges are assigned priorities, and we wish to find a flow that is lexicographically maximum with respect to the priority assignment. The problem is reducible to a weighted flow problem, but we show that exponentially large weights are necessary in general. We then give an efficient direct algorithm that does not use weights.

Dexter Kozen and Nicholas Ruozzi. Applications of metric coinduction. Logical Methods in Computer Science, 5(3), September 2009. doi:10.2168/LMCS5(3:10)2009.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KR09,
author="Dexter Kozen and Nicholas Ruozzi",
title="Applications of Metric Coinduction",
journal="Logical Methods in Computer Science",
month="September",
year="2009",
volume="5",
number="3",
doi="10.2168/LMCS5(3:10)2009"
}
Metric coinduction is a form of coinduction that can be used to establish properties of objects constructed as a limit of finite approximations. One can prove a coinduction step showing that some property is preserved by one step of the approximation process, then automatically infer by the coinduction principle that the property holds of the limit object. This can often be used to avoid complicated analytic arguments involving limits and convergence, replacing them with simpler algebraic arguments. This paper examines the application of this principle in a variety of areas, including infinite streams, Markov chains, Markov decision processes, and nonwellfounded sets. These results point to the usefulness of coinduction as a general proof technique.
2008

Dexter Kozen. Nonlocal flow of control and Kleene algebra with tests. In Proc. 23rd IEEE Symp. Logic in Computer Science (LICS'08), pages 105117, June 2008.
[full text]
[abstract]
[bibtex]
[top]
@inproceedings{K08b,
author="Dexter Kozen",
title="Nonlocal Flow of Control and {K}leene Algebra with Tests",
booktitle="Proc. 23rd IEEE Symp. Logic in Computer Science (LICS'08)",
month="June",
year="2008",
city="Pittsburgh",
pages="105117"
}
Kleene algebra with tests (KAT) is an equational system for program verification that combines Kleene algebra (KA), or the algebra of regular expressions, with Boolean algebra. It can model basic programming and verification constructs such as conditional tests, while loops, and Hoare triples, thus providing a relatively simple equational approach to program equivalence and partial correctness. In this paper we show how KAT can be used to give a rigorous equational treatment of control constructs involving nonlocal transfer of control such as unconditional jumps, loop statements with multilevel breaks, and exception handlers. We develop a compositional semantics and a complete equational axiomatization. The approach has some novel technical features, including a treatment of multilevel break statements that is reminiscent of de Bruijn indices in the variablefree lambda calculus. We illustrate the use of the system by giving a purely calculational proof that every deterministic flowchart is equivalent to a loop program with multilevel breaks.

Dexter Kozen and WeiLung (Dustin) Tseng. The BöhmJacopini theorem is false, propositionally. In P. Audebaud and C. PaulinMohring, editors, Proc. 9th Int. Conf. Mathematics of Program Construction (MPC'08), volume 5133 of Lecture Notes in Computer Science, pages 177192. Springer, July 2008.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KT08a,
author="Dexter Kozen and WeiLung (Dustin) Tseng",
title="The {B\"o}hm{J}acopini Theorem is False, Propositionally",
booktitle="Proc. 9th Int. Conf. Mathematics of Program Construction (MPC'08)",
editor="P. Audebaud and C. PaulinMohring",
month="July",
year="2008",
publisher="Springer",
series="Lecture Notes in Computer Science",
volume="5133",
pages="177192"
}
The BöhmJacopini theorem (Böhm and Jacopini, 1966) is a classical result of program schematology. It states that any deterministic flowchart program is equivalent to a while program. The theorem is usually formulated at the firstorder interpreted or firstorder uninterpreted (schematic) level, because the construction requires the introduction of auxiliary variables. Ashcroft and Manna (1972) and Kosaraju (1973) showed that this is unavoidable. As observed by a number of authors, a slightly more powerful structured programming construct, namely loop programs with multilevel breaks, is sufficient to represent all deterministic flowcharts without introducing auxiliary variables. Kosaraju (1973) established a strict hierarchy determined by the maximum level of the multilevel breaks that are allowed. In this paper we give purely propositional account of these results. We reformulate the problems at the propositional level in terms of automata on guarded strings, the automatatheoretic counterpart to Kleene algebra with tests. Whereas the classical approaches do not distinguish the firstorder and propositional level of abstraction, we find that the purely propositional formulation allows a more streamlined mathematical treatment, using algebraic and topological concepts such as bisimulation and coinduction. Using these tools, we can give more mathematically rigorous formulations and simpler and more revealing proofs.
2007

Fred B. Schneider, Dexter Kozen, Greg Morrisett, and Andrew C. Myers. Languagebased security for malicious mobile code. In Department of Defense Sponsored Information Security Research: New Methods for Protecting Against Cyber Threats, pages 477494. Wiley, 2007.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@incollection{SKMM07,
author="Fred B. Schneider and Dexter Kozen and Greg Morrisett and Andrew C. Myers",
title="LanguageBased Security for Malicious Mobile Code",
booktitle="Department of Defense Sponsored Information Security Research: New Methods for Protecting Against Cyber Threats",
publisher="Wiley",
city="Indianapolis",
year="2007",
pages="477494"
}
A survey of languagebased techniques for secure mobile processes.

Kamal AboulHosn and Dexter Kozen. Local variable scoping and Kleene algebra with tests. J. Log. Algebr. Program., 2007. doi:10.1016/j.jlap.2007.10.007.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{AK07a,
author="Kamal AboulHosn and Dexter Kozen",
title="Local Variable Scoping and {K}leene Algebra with Tests",
journal="J. Log. Algebr. Program. ",
year="2007",
doi="10.1016/j.jlap.2007.10.007"
}
Most previous work on the semantics of programs with local state involves complex storage modeling with pointers and memory cells, complicated categorical constructions, or reasoning in the presence of context. In this paper, we explore the extent to which relational semantics and axiomatic reasoning in the style of Kleene algebra can be used to avoid these complications. We provide (i) a fully compositional relational semantics for a firstorder programming language with a construct for local variable scoping; and (ii) an equational proof system based on Kleene algebra with tests for proving equivalence of programs in this language. We show that the proof system is sound and complete relative to the underlying equational theory without local scoping. We illustrate the use of the system with several examples.

Dexter Kozen. Coinductive proof principles for stochastic processes. Logical Methods in Computer Science, 3(4:8), 2007. doi:10.2168/LMCS3(4:8)2007.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K07b,
author="Dexter Kozen",
title="Coinductive Proof Principles for Stochastic Processes",
journal="Logical Methods in Computer Science",
volume="3",
number="4:8",
year="2007",
doi="10.2168/LMCS3(4:8)2007"
}
We give an explicit coinduction principle for recursivelydefined stochastic processes. The principle applies to any closed property, not just equality, and works even when solutions are not unique. The rule encapsulates lowlevel analytic arguments, allowing reasoning about such processes at a higher algebraic level. We illustrate the use of the rule in deriving properties of a simple coinflip process.

Dexter Kozen and Marc Timme. Indefinite summation and the Kronecker delta. Technical Report http://hdl.handle.net/1813/8352, Computing and Information Science, Cornell University, October 2007.
[full text]
[abstract]
[bibtex]
[top]
@techreport{KT07b,
author="Dexter Kozen and Marc Timme",
title="Indefinite Summation and the {K}ronecker Delta",
institution="Computing and Information Science, Cornell University",
number="{\url{http://hdl.handle.net/1813/8352}}",
month="October",
year="2007"
}
Indefinite summation, together with a generalized version of the Kronecker delta, provide a calculus for reasoning about various polynomial functions that arise in combinatorics, such as the Tutte, chromatic, flow, and reliability polynomials. In this paper we develop the algebraic properties of the indefinite summation operator and the generalized Kronecker delta from an axiomatic viewpoint. Our main result is that the axioms are equationally complete; that is, all equations that hold under the intended interpretations are derivable in the calculus.

Carla Marceau and Dexter Kozen. AppMon: Application monitors for notyettrusted software. Technical Report TR070005, Odyssey Research Associates, June 2007.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{MK07,
author="Carla Marceau and Dexter Kozen",
title="{AppMon}: Application Monitors for NotYetTrusted Software",
institution="Odyssey Research Associates",
number="TR070005",
month="June",
year="2007"
}
AppMon represents a novel approach to monitoring the behavior of notyettrusted applications that avoids the disadvantages of current approaches. It is based on a selfcustomizing monitor that constrains the application's use of computer resources. A selfcustomizing monitor learns how the application normally uses computer resources and does not interfere with normal use. However, when the application uses resources in an unusual way, AppMon prevents potentially harmful accesses. Selfcustomizing monitors satisfy three important requirements on application security monitors. First, the application can be run immediately without testing or training. Second, customization is automatic, so only minimal demands are made on the user and system administrator. Finally, the selfcustomizing monitors are applicable to a wide variety of applications, including those that read and write files, read and write registry keys, invoke other processes, and use the Internet.

Dexter Kozen and Alexa Sharp. On distance coloring. Technical Report TR20072084, Computing and Information Science, Cornell University, June 2007.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{KS07a,
author="Dexter Kozen and Alexa Sharp",
title="On Distance Coloring",
institution="Computing and Information Science, Cornell University",
number="TR20072084",
month="June",
year="2007"
}
Call a connected undirected graph (d,c)colorable if there is a vertex coloring using at most c colors such that no two vertices of distance d or less have the same color. It is well known that (1,2)colorability is decidable in linear time, but (1,c)colorability for c >= 3 is NPcomplete. Sharp (2007) shows that for fixed d >= 2, the (d,c)colorability problem is solvable in linear time for c <= 3d/2 and NPcomplete otherwise. In this note we give an alternative construction that improves the upper time bound as a function of d for the case c <= 3d/2. The construction entails a generalization of the notion of tree ecomposition and bounded treewidth (Robertson and Seymour 1986) to arbitrary overlay graphs, not just trees, which may be of independent interest.

Daniel Sheldon, M. A. Saleh Elmohamed, and Dexter Kozen. Collective inference on Markov models for modeling bird migration. In J. Platt, D. Koller, Y. Singer, and S. Roweis, editors, Advances in Neural Information Processing Systems (NIPS'07), volume 20, December 2007.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{SEK07a,
author="Daniel Sheldon and M. A. Saleh Elmohamed and Dexter Kozen",
title="Collective Inference on {M}arkov Models for Modeling Bird Migration",
booktitle="Advances in Neural Information Processing Systems (NIPS'07)",
volume="20",
editor="J. Platt and D. Koller and Y. Singer and S. Roweis",
city="Vancouver, BC, Canada",
month="December",
year="2007"
}
We investigate a family of inference problems on Markov models, where many sample paths are drawn from a Markov chain and partial information is revealed to an observer who attempts to reconstruct the sample paths. We present algorithms and hardness results for several variants of this problem which arise by revealing different information to the observer and imposing different requirements for the reconstruction of sample paths. Our algorithms are analogous to the classical Viterbi algorithm for Hidden Markov Models, which finds single most probable sample path given a sequence of observations. Our work is motivated by an important application in ecology: inferring bird migration paths from a large database of observations.

Dexter Kozen and Nicholas Ruozzi. Applications of metric coinduction. In T. Mossakowski et al., editor, Proc. 2nd Conf. Algebra and Coalgebra in Computer Science (CALCO 2007), volume 4624 of Lecture Notes in Computer Science, pages 327341. Springer, August 2007.
(Subsumed by Dexter Kozen and Nicholas Ruozzi. Applications of metric coinduction. Logical Methods in Computer Science, 5(3), September 2009. doi:10.2168/LMCS5(3:10)2009.)
[bibtex]
[top]
@inproceedings{KR07a,
author="Dexter Kozen and Nicholas Ruozzi",
title="Applications of Metric Coinduction",
booktitle="Proc. 2nd Conf. Algebra and Coalgebra in Computer Science (CALCO 2007)",
editor="T. Mossakowski et al.",
month="August",
year="2007",
series="Lecture Notes in Computer Science",
volume="4624",
publisher="Springer",
city="Bergen, Norway",
pages="327341"
}

Dexter Kozen, editor. Science of Computer Programming, volume 65. Elsevier, March 2007. Special issue dedicated to selected papers from the 7th Int. Conf. Mathematics of Program Construction (MPC'04).
[bibtex]
[top]
@book{K07a,
title="Science of Computer Programming",
editor="Dexter Kozen",
publisher="Elsevier",
volume="65",
number="2",
month="March",
year="2007",
note="Special issue dedicated to selected papers from the 7th Int. Conf. Mathematics of Program Construction (MPC'04)"
}
2006

Kamal AboulHosn and Dexter Kozen. Local variable scoping and Kleene algebra with tests. In R. A. Schmidt, editor, Proc. 9th Int. Conf. Relational Methods in Computer Science and 4th Int. Workshop Applications of Kleene Algebra (RelMiCS/AKA'06), volume 4136 of Lecture Notes in Computer Science, pages 7890. Springer, August 2006.
(Subsumed by Kamal AboulHosn and Dexter Kozen. Local variable scoping and Kleene algebra with tests. J. Log. Algebr. Program., 2007. doi:10.1016/j.jlap.2007.10.007.)
[bibtex]
[top]
@inproceedings{AK06c,
author="Kamal AboulHosn and Dexter Kozen",
title="Local Variable Scoping and {K}leene Algebra with Tests",
booktitle="Proc. 9th Int. Conf. Relational Methods in Computer Science and 4th Int. Workshop Applications of Kleene Algebra (RelMiCS/AKA'06)",
editor="R. A. Schmidt",
month="August",
year="2006",
series="Lecture Notes in Computer Science",
volume="4136",
publisher="Springer",
city="Manchester, UK",
pages="7890"
}

Dexter Kozen. On the representation of Kleene algebras with tests. In R. Královic and P. Urzyczyn, editors, Proc. Conf. Mathematical Foundations of Computer Science (MFCS'06), volume 4162 of Lecture Notes in Computer Science, pages 7383. Springer, August 2006.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{K06c,
author="Dexter Kozen",
title="On the Representation of {K}leene Algebras with Tests",
booktitle="Proc. Conf. Mathematical Foundations of Computer Science (MFCS'06)",
editor="R. Kr\'{a}lovic and P. Urzyczyn",
series="Lecture Notes in Computer Science",
publisher="Springer",
volume="4162",
month="August",
year="2006",
pages="7383"
}
We investigate conditions under which a given Kleene algebra with tests is isomorphic to an algebra of binary relations. Two simple separation properties are identified that, along with starcontinuity, are sufficient for nonstandard relational representation. An algebraic condition is identified that is necessary and sufficient for the construction to produce a standard representation.

Dexter Kozen. Coinductive proof principles for stochastic processes. In Rajeev Alur, editor, Proc. 21st Symp. Logic in Computer Science (LICS'06), pages 359366. IEEE, August 2006.
(Subsumed by Dexter Kozen. Coinductive proof principles for stochastic processes. Logical Methods in Computer Science, 3(4:8), 2007. doi:10.2168/LMCS3(4:8)2007.)
[bibtex]
[top]
@inproceedings{K06b,
author="Dexter Kozen",
title="Coinductive Proof Principles for Stochastic Processes",
booktitle="Proc. 21st Symp. Logic in Computer Science (LICS'06)",
organization="IEEE",
city="Seattle, WA",
editor="Rajeev Alur",
month="August",
year="2006",
pages="359366"
}

Kamal AboulHosn and Dexter Kozen. Relational semantics for higherorder programs. In Tarmo Uustalu, editor, Proc. 8th Int. Conf. Mathematics of Program Construction (MPC'06), volume 4014 of Lecture Notes in Computer Science, pages 2948. Springer, July 2006.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{AK06b,
author="Kamal AboulHosn and Dexter Kozen",
title="Relational Semantics for HigherOrder Programs",
booktitle="Proc. 8th Int. Conf. Mathematics of Program Construction (MPC'06)",
editor="Tarmo Uustalu",
series="Lecture Notes in Computer Science",
volume="4014",
publisher="Springer",
month="July",
year="2006",
city="Kuressaare, Estonia",
pages="2948"
}
Most previous work on the semantics of higherorder programs with local state involves complex storage modeling with pointers and memory cells, complicated categorical constructions, or reasoning in the presence of context. In this paper we show how a relatively simple relational semantics can be used to avoid these complications. We provide a natural relational semantics for a programming language with higherorder functions. The semantics is purely compositional, with all contextual considerations completely encapsulated in the state. We show several equivalence proofs using this semantics based on examples of Meyer and Sieber (1988).

Dexter Kozen, Christoph Kreitz, and Eva Richter. Automating proofs in category theory. In Proc. 3rd Int. Joint Conf. Automated Reasoning (IJCAR'06), number 4130 in Lecture Notes in AI, pages 392407. Springer, August 2006.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KKR06a,
author="Dexter Kozen and Christoph Kreitz and Eva Richter",
title="Automating Proofs in Category Theory",
booktitle="Proc. 3rd Int. Joint Conf. Automated Reasoning (IJCAR'06)",
series="Lecture Notes in AI",
number="4130",
publisher="Springer",
city="Seattle, WA",
month="August",
year="2006",
pages="392407"
}
We introduce a semiautomated proof system for basic categorytheoretic reasoning. It is based on a firstorder sequent calculus that captures the basic properties of categories, functors and natural transformations as well as a small set of proof tactics that automate proof search in this calculus. We demonstrate our approach by automating the proof that the functor categories Fun[CxD,E] and Fun[C,Fun[D,E]] are naturally isomorphic.

Kamal AboulHosn and Dexter Kozen. KATML: An interactive theorem prover for Kleene algebra with tests. Journal of Applied NonClassical Logics, 16(12):933, 2006.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{AK06a,
author="Kamal AboulHosn and Dexter Kozen",
title="{KATML}: An Interactive Theorem Prover for {K}leene Algebra with Tests",
journal="Journal of Applied NonClassical Logics",
volume="16",
number="12",
year="2006",
pages="933"
}
We describe KATML, an implementation of an interactive theorem prover for Kleene algebra with tests (KAT). The system is designed to reflect the natural style of reasoning with KAT that one finds in the literature. One can also use the system to reason about properties of simple imperative programs using schematic KAT (SKAT). We explain how the system works and illustrate its use with some examples, including an extensive scheme equivalence proof.

Dexter Kozen. Theory of Computation. Springer, New York, 2006.
[table of contents (.pdf)]
[abstract]
[bibtex]
[top]
@book{K06a,
author="Dexter Kozen",
title="Theory of Computation",
publisher="Springer",
address="New York",
year="2006",
isbn="10: 1846282977",
isbn="13: 9781846282973"
}
A graduatelevel text on theory of computation.
2005

Łucja Kot and Dexter Kozen. Kleene algebra and bytecode verification. Electronic Notes in Theoretical Computer Science, 141(1):221236, December 2005.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KK05a,
author="{\L}ucja Kot and Dexter Kozen",
title="{K}leene Algebra and Bytecode Verification",
journal="Electronic Notes in Theoretical Computer Science",
volume="141",
number="1",
month="December",
year="2005",
pages="221236"
}
Most standard approaches to the static analysis of programs, such as the popular worklist method, are firstorder methods that inductively annotate program points with abstract values. In [6] we introduced a secondorder approach based on Kleene algebra. In this approach, the primary objects of interest are not the abstract data values, but the transfer functions that manipulate them. These elements form a lefthanded Kleene algebra. The dataflow labeling is not achieved by inductively labeling the program with abstract values, but rather by computing the star (Kleene closure) of a matrix of transfer functions. In this paper we show how this general framework applies to the problem of Java bytecode verification. We show how to specify transfer functions arising in Java bytecode verification in such a way that the Kleene algebra operations (join, composition, star) can be computed efficiently. We also give a hybrid dataflow analysis algorithm that computes the closure of a matrix on a cutset of the control flow graph, thereby avoiding the recalculation of dataflow information when there are cycles in the graph. This method could potentially improve the performance over the standard worklist algorithm when a small cutset can be found.

Łucja Kot and Dexter Kozen. Kleene algebra and bytecode verification. In Fausto Spoto, editor, Proc. 1st Workshop Bytecode Semantics, Verification, Analysis, and Transformation (Bytecode'05), pages 201215, April 2005.
(Subsumed by Łucja Kot and Dexter Kozen. Kleene algebra and bytecode verification. Electronic Notes in Theoretical Computer Science, 141(1):221236, December 2005.)
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KK04b,
author="{\L}ucja Kot and Dexter Kozen",
title="{K}leene Algebra and Bytecode Verification",
booktitle="Proc. 1st Workshop Bytecode Semantics, Verification, Analysis, and Transformation (Bytecode'05)",
editor="Fausto Spoto",
city="Edinburgh",
month="April",
year="2005",
pages="201215"
}
In this paper we show how the general framework introduced in the paper "SecondOrder Abstract Interpretation via Kleene Algebra" applies to the problem of Java bytecode verification. We show how to specify transfer functions arising in Java bytecode verification in such a way that the Kleene algebra operations (join, composition, star) can be computed efficiently. We also give a hybrid dataflow analysis algorithm that computes the closure of a matrix on a cutset of the control flow graph, thereby avoiding the recalculation of dataflow information along long paths. This method could potentially improve the performance over the standard worklist algorithm when a small cutset can be found.

Chavdar Botev, Hubert Chao, Theodore Chao, Yim Cheng, Raymond Doyle, Sergey Grankin, Jon Guarino, Saikat Guha, PeiChen Lee, Dan Perry, Christopher Re, Ilya Rifkin, Tingyan Yuan, Dora Abdullah, Kathy Carpenter, David Gries, Dexter Kozen, Andrew Myers, David Schwartz, and Jayavel Shanmugasundaram. Supporting workflow in a course management system. In W. Dann et al., editor, Proc. 36th Technical Symposium on Computer Science Education (SIGCSE'05), pages 262266. ACM SIGCSE, February 2005.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{CMS05,
author="Chavdar Botev and Hubert Chao and Theodore Chao and Yim Cheng and Raymond Doyle and Sergey Grankin and Jon Guarino and Saikat Guha and PeiChen Lee and Dan Perry and Christopher Re and Ilya Rifkin and Tingyan Yuan and Dora Abdullah and Kathy Carpenter and David Gries and Dexter Kozen and Andrew Myers and David Schwartz and Jayavel Shanmugasundaram",
title="Supporting Workflow in a Course Management System",
booktitle="Proc. 36th Technical Symposium on Computer Science Education (SIGCSE'05)",
editor="W. Dann et al.",
city="St. Louis",
month="February",
year="2005",
publisher="ACM SIGCSE",
pages="262266"
}
CMS is a secure and scalable webbased course management system developed by the Cornell University Computer Science Department. The system was designed to simplify, streamline, and automate many aspects of the workflow associated with running a large course, such as course creation, importing students, management of student workgroups, online submission of assignments, assignment of graders, grading, handling regrade requests, and preparation of final grades. In contrast, other course management systems of which we are aware provide only specialized solutions for specific components, such as grading. CMS is increasingly widely used for course management at Cornell University. In this paper we articulate the principles we followed in designing the system and describe the features that users found most useful.
2004

Łucja Kot and Dexter Kozen. Secondorder abstract interpretation via Kleene algebra. Technical Report TR20041971, Computer Science Department, Cornell University, December 2004.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{KK04a,
author="{\L}ucja Kot and Dexter Kozen",
title="SecondOrder Abstract Interpretation via {K}leene Algebra",
institution="Computer Science Department, Cornell University",
number="TR20041971",
month="December",
year="2004"
}
Most standard approaches to the static analysis of programs, such as the popular worklist method, are firstorder methods that inductively annotate program points with abstract values. In this paper we introduce a secondorder approach based on Kleene algebra. In this approach, the primary objects of interest are not the abstract data values, but the transfer functions that manipulate them. These elements form a Kleene algebra. The dataflow labeling is not achieved by inductively labeling the program with abstract values, but rather by computing the star (Kleene closure) of a matrix of transfer functions. In this paper we introduce the method and prove soundness and completeness with respect to the standard worklist algorithm.

Dexter Kozen and Bernhard Möller. Separability in domain semirings. Technical Report 200416, Universität Augsburg, Institut für Informatik, December 2004.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{KM04,
author="Dexter Kozen and Bernhard M{\"o}ller",
title="Separability in Domain Semirings",
institution="Universit{\"a}t Augsburg, Institut f{\"u}r Informatik",
month="December",
year="2004",
number="200416"
}
First, we show with two examples that in test semirings with an incomplete test algebra a domain operation may or may not exist. Second, we show that two notions of separability in test semirings coincide, respectively, with locality of composition and with extensionality of the diamond operators in domain semirings. We conclude with a brief comparison of dynamic algebras and modal Kleene algebras.

Dexter Kozen. Toward the automation of category theory. Technical Report TR20041964, Computer Science Department, Cornell University, September 2004.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{K04e,
author="Dexter Kozen",
title="Toward the Automation of Category Theory",
institution="Computer Science Department, Cornell University",
number="TR20041964",
month="September",
year="2004"
}
We introduce a sequent system for basic categorytheoretic reasoning suitable for computer implementation. We illustrate its use by giving a complete formal proof that the functor categories Fun[CxD,E] and Fun[C,Fun[D,E]] are naturally isomorphic.

Dexter Kozen, editor. Proc. 7th Int. Conf. Mathematics of Program Construction (MPC 2004), volume 3125 of Lecture Notes in Computer Science. SpringerVerlag, July 2004. 400 pages.
[bibtex]
[top]
@book{K04d,
title="Proc. 7th Int. Conf. Mathematics of Program Construction (MPC 2004)",
editor="Dexter Kozen",
publisher="SpringerVerlag",
series="Lecture Notes in Computer Science",
city="Stirling, Scotland",
volume="3125",
month="July",
year="2004",
isbn="3540223800",
note="400 pages"
}

Dexter Kozen. Natural transformations as rewrite rules and monad composition. Technical Report TR20041942, Computer Science Department, Cornell University, July 2004.
(Subsumed by Dexter Kozen. Natural transformations as rewrite rules and monad composition. Technical Report http://arxiv.org/abs/1612.07273, Cornell University, December 2016. Submitted.)
[abstract]
[bibtex]
[top]
@techreport{K04c,
author="Dexter Kozen",
title="Natural Transformations as Rewrite Rules and Monad Composition",
institution="Computer Science Department, Cornell University",
number="TR20041942",
month="July",
year="2004"
}
Eklund et al. (2002) present a graphical technique aimed at simplifying the verification of various categorytheoretic constructions, notably the composition of monads. In this note we take a different approach involving string rewriting. We show that a given tuple (T,mu,eta) is a monad if and only if T is a terminal object in a certain category of functors and natural transformations, and that this fact can be established by proving confluence of a certain string rewriting system. We illustrate the technique on the monad composition problem of Eklund et al.

Dexter Kozen. Some results in dynamic model theory. Science of Computer Programming, 51(12):322, May 2004. Special issue: Mathematics of Program Construction (MPC 2002). Eerke Boiten and Bernhard Möller (eds.). doi:10.1016/j.scico.2003.09.004.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K04b,
author="Dexter Kozen",
title="Some Results in Dynamic Model Theory",
journal="Science of Computer Programming",
volume="51",
number="12",
month="May",
year="2004",
pages="322",
doi="10.1016/j.scico.2003.09.004",
note="Special issue: {\em Mathematics of Program Construction (MPC 2002)}. Eerke Boiten and Bernhard M{\"o}ller (eds.)"
}
Firstorder structures over a fixed signature $\Sigma$ give rise to a family of tracebased and relational Kleene algebras with tests defined in terms of Tarskian frames. A Tarskian frame is a Kripke frame whose states are valuations of program variables and whose atomic actions are state changes effected by variable assignments $x := e$, where $e$ is a $\Sigma$term. The Kleene algebras with tests that arise in this way play a role in dynamic model theory akin to the role played by Lindenbaum algebras in classical firstorder model theory. Given a firstorder theory $T$ over $\Sigma$, we exhibit a Kripke frame $U$ whose trace algebra $\mathrm{Tr}_U$ is universal for the equational theory of Tarskian trace algebras over $\Sigma$ satisfying $T$, although $U$ itself is not Tarskian in general. The corresponding relation algebra Rel$_U$ is not universal for the equational theory of relation algebras of Tarskian frames, but it is so modulo observational equivalence.

Dexter Kozen. Computational inductive definability. Annals of Pure and Applied Logic, 126(13):139148, April 2004. Special issue: Provinces of logic determined. Essays in the memory of Alfred Tarski. Zofia Adamowicz, Sergei Artemov, Damian Niwinski, Ewa Orlowska, Anna Romanowska, and Jan Wolenski (eds.). doi:10.1016/j.apal.2003.10.013.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K04a,
author="Dexter Kozen",
title="Computational Inductive Definability",
journal="Annals of Pure and Applied Logic",
volume="126",
number="13",
month="April",
year="2004",
pages="139148",
doi="10.1016/j.apal.2003.10.013",
note="Special issue: {\em Provinces of logic determined. Essays in the memory of Alfred Tarski}. Zofia Adamowicz, Sergei Artemov, Damian Niwinski, Ewa Orlowska, Anna Romanowska, and Jan Wolenski (eds.)"
}
It is shown that over any countable firstorder structure, IND programs with dictionaries accept exactly the $\Pi_1^1$ relations. This extends a result of Harel and Kozen (1984) relating IND and $\Pi_1^1$ over countable structures with some coding power, and provides a computational analog of a result of Barwise, Gandy, and Moschovakis (1971) relating the $\Pi_1^1$ relations on a countable structure to a certain family of inductively definable relations on the hereditarily finite sets over that structure.
2003

Dexter Kozen. Kleene algebras with tests and the static analysis of programs. Technical Report TR20031915, Computer Science Department, Cornell University, November 2003.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{K03c,
author="Dexter Kozen",
title="Kleene Algebras with Tests and the Static Analysis of Programs",
institution="Computer Science Department, Cornell University",
number="TR20031915",
month="November",
year="2003"
}
We propose a general framework for the static analysis of programs based on Kleene algebra with tests (KAT). We show how KAT can be used to statically verify compliance with safety policies specified by security automata. We prove soundness and completeness over relational interpretations. We illustrate the method on an example involving the correctness of a device driver.

Kamal AboulHosn and Dexter Kozen. KATML: An interactive theorem prover for Kleene algebra with tests. In Boris Konev and Renate Schmidt, editors, Proc. 4th Int. Workshop on the Implementation of Logics (WIL'03), pages 212. University of Manchester, September 2003.
(Subsumed by Kamal AboulHosn and Dexter Kozen. KATML: An interactive theorem prover for Kleene algebra with tests. Journal of Applied NonClassical Logics, 16(12):933, 2006.)
[bibtex]
[top]
@inproceedings{AK03a,
author="Kamal AboulHosn and Dexter Kozen",
title="{KATML}: An Interactive Theorem Prover for {K}leene Algebra with Tests",
booktitle="Proc. 4th Int. Workshop on the Implementation of Logics (WIL'03)",
editor="Boris Konev and Renate Schmidt",
city="Almaty, Kazakhstan",
month="September",
year="2003",
publisher="University of Manchester",
pages="212"
}

Dexter Kozen. Automata on guarded strings and applications. Matématica Contemporânea, 24:117139, 2003.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K03a,
author="Dexter Kozen",
title="Automata on Guarded Strings and Applications",
journal="Mat{\'e}matica Contempor{\^a}nea",
volume="24",
year="2003",
pages="117139"
}
Guarded strings are like ordinary strings over a finite alphabet P, except that atoms of the free Boolean algebra on a set of atomic tests B alternate with the symbols of P. The regular sets of guarded strings play the same role in Kleene algebra with tests as the regular sets of ordinary strings do in Kleene algebra. In this paper we develop the elementary theory of finite automata on guarded strings, a generalization of the theory of finite automata on ordinary strings. We give several basic constructions, including determinization, state minimization, and an analog of Kleene's theorem. We then use these results to verify a conjecture on the complexity of a complete Gentzenstyle sequent calculus for partial correctness. We also show that a basic result of the theory of Boolean decision diagrams (BDDs), namely that minimal ordered BDDs are unique, is a special case of the MyhillNerode theorem for a class of automata on guarded strings.

Matt Stillerman and Dexter Kozen. Demonstration: Efficient code certification for open firmware. In Proc. 3rd DARPA Information Survivability Conference and Exposition (DISCEX III), volume 2, pages 147148. IEEE, IEEE Computer Society, Los Alamitos, CA, April 2003.
[bibtex]
[top]
@inproceedings{SK03a,
author="Matt Stillerman and Dexter Kozen",
title="Demonstration: Efficient Code Certification for Open Firmware",
booktitle="Proc. 3rd DARPA Information Survivability Conference and Exposition (DISCEX III)",
volume="2",
city="Washington, DC",
month="April",
year="2003",
pages="147148",
organization="IEEE",
publisher="IEEE Computer Society, Los Alamitos, CA"
}

Chris Hardin and Dexter Kozen. On the complexity of the Horn theory of REL. Technical Report TR20031896, Computer Science Department, Cornell University, May 2003.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{HK03a,
author="Chris Hardin and Dexter Kozen",
title="On the complexity of the {H}orn theory of {REL}",
institution="Computer Science Department, Cornell University",
number="TR20031896",
month="May",
year="2003"
}
We show that the universal Horn theory of relational Kleene algebras is $\Pi_1^1$complete.

Dexter Kozen and Jerzy Tiuryn. Substructural logic and partial correctness. Trans. Computational Logic, 4(3):355378, July 2003.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KT03a,
author="Dexter Kozen and Jerzy Tiuryn",
title="Substructural Logic and Partial Correctness",
journal="Trans. Computational Logic",
volume="4",
number="3",
month="July",
year="2003",
pages="355378"
}
We formulate a noncommutative sequent calculus for partial correctness that subsumes propositional Hoare Logic. Partial correctness assertions are represented by intuitionistic linear implication. We prove soundness and completeness over relational and trace models. As a corollary we obtain a complete sequent calculus for inclusion and equivalence of regular expressions.
2002

Dexter Kozen. On Hoare logic, Kleene algebra, and types. In P. Gärdenfors, J. Wole\'nski, and K. KijaniaPlacek, editors, In the Scope of Logic, Methodology, and Philosophy of Science: Volume 1 of the 11th Int. Congress Logic, Methodology and Philosophy of Science, Cracow, August 1999, volume 315 of Studies in Epistemology, Logic, Methodology, and Philosophy of Science, pages 119133. Kluwer, 2002.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@incollection{K02g,
author="Dexter Kozen",
title="On {H}oare logic, {K}leene algebra, and types",
booktitle="In the Scope of Logic, Methodology, and Philosophy of Science: Volume 1 of the 11th Int. Congress Logic, Methodology and Philosophy of Science, Cracow, August 1999",
publisher="Kluwer",
series="Studies in Epistemology, Logic, Methodology, and Philosophy of Science",
volume="315",
editor="P. G{\"a}rdenfors and J. Wole{\'n}ski and K. KijaniaPlacek",
pages="119133",
year="2002"
}
We show that propositional Hoare logic is subsumed by the type calculus of typed Kleene algebra augmented with subtypes and typecasting. Assertions are interpreted as typecast operators. Thus Hoarestyle reasoning with partial correctness assertions reduces to typechecking in this system.

Robert Givan, David McAllester, Carl Witty, and Dexter Kozen. Tarskian set constraints. Information and Computation, 174(2):105131, May 2002.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{GMWK02,
author="Robert Givan and David McAllester and Carl Witty and Dexter Kozen",
title="Tarskian Set Constraints",
journal="Information and Computation",
volume="174",
number="2",
pages="105131",
month="May",
year="2002"
}
We investigate set constraints over set expressions with Tarskian functional and relational operations. Unlike the Herbrand constructor symbols used in recent set constraint formalisms, the meaning of a Tarskian function symbol is interpreted in an arbitrary first order structure. We show that satisfiability of Tarskian set constraints is decidable in nondeterministic doubly exponential time. We also give complexity results and open problems for various extensions and restrictions of the language.

Dexter Kozen. On the complexity of reasoning in Kleene algebra. Information and Computation, 179:152162, 2002.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K02f,
title="On the complexity of reasoning in {K}leene algebra",
author="Dexter Kozen",
journal="Information and Computation",
volume="179",
year="2002",
pages="152162"
}
We study the complexity of reasoning in Kleene algebra and *continuous Kleene algebra in the presence of extra assumptions; i.e., the complexity of deciding the validity of universal Horn formulas $E \to s=t$, where $E$ is a finite set of equations. We obtain various levels of complexity based on the form of the assumptions $E$. Our main results are: for *continuous Kleene algebra,
1. if $E$ contains only commutativity assumptions $pq=qp$, the problem is $\Pi^0_1$complete (cor.e. complete);
2. if $E$ contains only monoid equations, the problem is $\Pi^0_2$complete;
3. for arbitrary equations $E$, the problem is $\Pi^1_1$complete.
The last problem is the universal Horn theory of the *continuous Kleene algebras. This resolves an open question of [Kozen, LICS 1991].

Dexter Kozen. Halting and equivalence of schemes over recursive theories. Technical Report TR20021881, Computer Science Department, Cornell University, October 2002.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{K02d,
author="Dexter Kozen",
title="Halting and Equivalence of Schemes over Recursive Theories",
institution="Computer Science Department, Cornell University",
number="TR20021881",
month="October",
year="2002"
}
Let $\Sigma$ be a fixed firstorder signature. In this note we consider the following decision problems. (i) Given a recursive ground theory $T$ over $\Sigma$, a program scheme $p$ over $\Sigma$, and input values specified by ground terms $t_1,\ldots,t_n$, does $p$ halt on input $t_1,\ldots,t_n$ in all models of $T$? (ii) Given a recursive ground theory $T$ over $\Sigma$ and two program schemes $p$ and $q$ over $\Sigma$, are $p$ and $q$ equivalent in all models of $T$? When $T$ is empty, these two problems are the classical halting and equivalence problems for program schemes, respectively. We show that problem (i) is r.e.complete and problem (ii) is $\Pi^0_2$complete. Both these problems remain hard for their respective complexity classes even if $T$ is empty and $\Sigma$ is restricted to contain only a single constant, a single unary function symbol, and a single monadic predicate. It follows from (ii) that there can exist no relatively complete deductive system for scheme equivalence.

Chris Hardin and Dexter Kozen. On the elimination of hypotheses in Kleene algebra with tests. Technical Report TR20021879, Computer Science Department, Cornell University, October 2002.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{HK02a,
author="Chris Hardin and Dexter Kozen",
title="On the Elimination of Hypotheses in {K}leene Algebra with Tests",
institution="Computer Science Department, Cornell University",
number="TR20021879",
month="October",
year="2002"
}
The validity problem for certain universal Horn formulas of Kleene algebra with tests (KAT) can be efficiently reduced to the equational theory. This reduction is known as elimination of hypotheses. Hypotheses are used to describe the interaction of atomic programs and tests and are an essential component of practical program verification with KAT. The ability to eliminate hypotheses of a certain form means that the Horn theory with premises of that form remains decidable in PSPACE. It was known (Cohen 1994, Kozen and Smith 1996, Kozen 1997) how to eliminate hypotheses of the form q=0. In this paper we show how to eliminate hypotheses of the form cp=c for atomic p. Hypotheses of this form are useful in eliminating redundant code and arise quite often in the verification of compiler optimizations (Kozen and Patron 2000).

Frank Adelstein, Dexter Kozen, and Matt Stillerman. Malicious code detection for open firmware. In Proc. 18th Computer Security Applications Conf. (ACSAC'02), pages 403412, December 2002.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{AKS02,
author="Frank Adelstein and Dexter Kozen and Matt Stillerman",
title="Malicious Code Detection for Open Firmware",
booktitle="Proc. 18th Computer Security Applications Conf. (ACSAC'02)",
city="Las Vegas",
month="December",
year="2002",
pages="403412"
}
Malicious boot firmware is a largely unrecognized but significant security risk to our global information infrastructure. Since boot firmware executes before the operating system is loaded, it can easily circumvent any operating systembased security mechanism. Boot firmware programs are typically written by thirdparty device manufacturers and may come from various suppliers of unknown origin. In this paper we describe an approach to this problem based on loadtime verification of onboard device drivers against a standard security policy designed to limit access to system resources. We also describe our ongoing effort to construct a prototype of this technique for Open Firmware boot platforms.

Adam Barth and Dexter Kozen. Equational verification of cache blocking in LU decomposition using Kleene algebra with tests. Technical Report TR20021865, Computer Science Department, Cornell University, June 2002.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{BK02a,
author="Adam Barth and Dexter Kozen",
title="Equational Verification of Cache Blocking in {LU} Decomposition using {K}leene Algebra with Tests",
institution="Computer Science Department, Cornell University",
number="TR20021865",
month="June",
year="2002"
}
In a recent paper of Mateev et al. (2001), a new technique for program analysis called fractal symbolic analysis was introduced and applied to verify the correctness of a series of sourcelevel transformations for cache blocking in LU decomposition with partial pivoting. It was argued in that paper that traditional techniques are inadequate because the transformations break definitionuse dependencies. We show how the task can be accomplished purely equationally using Kleene algebra with tests.

Dexter Kozen. Some results in dynamic model theory. In E. A. Boiten and B. Möller, editors, Proc. Conf. Mathematics of Program Construction (MPC'02), volume 2386 of Lecture Notes in Computer Science, page 21. SpringerVerlag, July 2002.
(Subsumed by Dexter Kozen. Some results in dynamic model theory. Science of Computer Programming, 51(12):322, May 2004. Special issue: Mathematics of Program Construction (MPC 2002). Eerke Boiten and Bernhard Möller (eds.). doi:10.1016/j.scico.2003.09.004.)
[bibtex]
[top]
@inproceedings{K02c,
author="Dexter Kozen",
title="Some Results in Dynamic Model Theory",
booktitle="Proc. Conf. Mathematics of Program Construction (MPC'02)",
city="Dagstuhl, Germany",
editor="E.~A.~Boiten and B.~M{\"o}ller",
month="July",
publisher="SpringerVerlag",
series="Lecture Notes in Computer Science",
volume="2386",
pages="21",
year="2002"
}

Dexter Kozen. On two letters versus three. In Zoltán Ésik and Anna Ingólfsdóttir, editors, Proc. Workshop on Fixed Points in Computer Science (FICS'02), pages 4450, July 2002.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{K02a,
author="Dexter Kozen",
title="On Two Letters versus Three",
booktitle="Proc. Workshop on Fixed Points in Computer Science (FICS'02)",
city="Copenhagen",
editor="Zolt{\'a}n {\'E}sik and Anna Ing{\'o}lfsd{\'o}ttir",
month="July",
year="2002",
pages="4450"
}
If A is a contextfree language over a twoletter alphabet, then the set of all words obtained by sorting words in A and the set of all permutations of words in A are contextfree. This is false over alphabets of three or more letters. Thus these problems illustrate a difference in behavior between two and threeletter alphabets.

David Harel, Dexter Kozen, and Jerzy Tiuryn. Dynamic logic. In D. M. Gabbay and F. Guenthner, editors, Handbook of Philosophical Logic, volume 4, pages 99217. Kluwer, 2nd edition, 2002.
[bibtex]
[top]
@incollection{HKT02a,
title="Dynamic Logic",
author="David Harel and Dexter Kozen and Jerzy Tiuryn",
booktitle="Handbook of Philosophical Logic",
volume="4",
editor="D.~M.~Gabbay and F.~Guenthner",
publisher="Kluwer",
edition="2nd",
year="2002",
pages="99217"
}

Dexter Kozen and Matt Stillerman. Eager class initialization for Java. In W. Damm and E.R. Olderog, editors, Proc. 7th Int. Symp. Formal Techniques in RealTime and Fault Tolerant Systems (FTRTFT'02), volume 2469 of Lecture Notes in Computer Science, pages 7180. IFIP, SpringerVerlag, Sept. 2002.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KS02a,
author="Dexter Kozen and Matt Stillerman",
title="Eager Class Initialization for {J}ava",
booktitle="Proc. 7th Int. Symp. Formal Techniques in RealTime and Fault Tolerant Systems (FTRTFT'02)",
organization="IFIP",
editor="W.~Damm and E.R.~Olderog",
series="Lecture Notes in Computer Science",
volume="2469",
publisher="SpringerVerlag",
city="Oldenburg, Germany",
month="Sept.",
year="2002",
pages="7180"
}
We describe a static analysis method on Java bytecode to determine class initialization dependencies. This method can be used for eager class loading and initialization. It catches many initialization circularities that are missed by the standard lazy implementation. Except for contrived examples, the computed initialization order gives the same results as standard lazy initialization.
2001

Allegra Angus and Dexter Kozen. Kleene algebra with tests and program schematology. Technical Report TR20011844, Computer Science Department, Cornell University, July 2001.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{AK01a,
author="Allegra Angus and Dexter Kozen",
title="Kleene Algebra with Tests and Program Schematology",
institution="Computer Science Department, Cornell University",
number="TR20011844",
month="July",
year="2001"
}
The theory of flowchart schemes has a rich history going back to Ianov (1960); see Manna (1974) for an elementary exposition. A central question in the theory of program schemes is scheme equivalence. Manna presents several examples of equivalence proofs that work by simplifying the schemes using various combinatorial transformation rules. In this paper we present a purely algebraic approach to this problem using Kleene algebra with tests (KAT). Instead of transforming schemes directly using combinatorial graph manipulation, we regard them as a certain kind of automaton on abstract traces. We prove a generalization of Kleene's theorem and use it to construct equivalent expressions in the language of KAT. We can then give a purely equational proof of the equivalence of the resulting expressions. We prove soundness of the method and give a detailed example of its use.

Dexter Kozen and Jerzy Tiuryn. On the completeness of propositional Hoare logic. Information Sciences, 139(34):187195, 2001.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KT01b,
author="Dexter Kozen and Jerzy Tiuryn",
title="On the completeness of propositional {H}oare logic",
journal="Information Sciences",
volume="139",
number="34",
year="2001",
pages="187195"
}
We investigate the completeness of Hoare Logic on the propositional level. In particular, the expressiveness requirements of Cook's proof are characterized propositionally. We give a completeness result for Propositional Hoare Logic (PHL): all relationally valid rules
\[\frac{\{b_1\}p_1\{c_1\},\ldots,\{b_n\}p_n\{c_n\}}{\{b\}p\{c\}}\]
are derivable in PHL, provided the propositional expressiveness conditions are met. Moreover, if the programs $p_i$ in the premises are atomic, no expressiveness assumptions are needed.

Dexter Kozen and Jerzy Tiuryn. Intuitionistic linear logic and partial correctness. In Proc. 16th Symp. Logic in Comput. Sci. (LICS'01), pages 259268. IEEE, June 2001.
(Subsumed by Dexter Kozen and Jerzy Tiuryn. Substructural logic and partial correctness. Trans. Computational Logic, 4(3):355378, July 2003.)
[bibtex]
[top]
@inproceedings{KT01a,
author="Dexter Kozen and Jerzy Tiuryn",
title="Intuitionistic Linear Logic and Partial Correctness",
booktitle="Proc. 16th Symp. Logic in Comput. Sci. (LICS'01)",
organization="IEEE",
city="Boston",
month="June",
year="2001",
pages="259268"
}

Roland Backhouse, Dexter Kozen, and Bernhard Möller, editors. Applications of Kleene Algebra, number 01081. DagstuhlSeminarReport, February 2001.
[bibtex]
[top]
@proceedings{BKM01,
editor="Roland Backhouse and Dexter Kozen and Bernhard M{\"o}ller",
title="Applications of Kleene Algebra",
organization="DagstuhlSeminarReport",
number="01081",
month="February",
year="2001"
}

Dexter Kozen. MyhillNerode relations on automatic systems and the completeness of Kleene algebra. In Afonso Ferreira and Horst Reichel, editors, Proc. 18th Symp. Theoretical Aspects of Computer Science (STACS'01), volume 2010 of Lecture Notes in Computer Science, pages 2738, Dresden, Germany, February 2001. SpringerVerlag.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{K01a,
author="Dexter Kozen",
title="Myhill{N}erode Relations on Automatic Systems and the Completeness of {K}leene Algebra",
booktitle="Proc. 18th Symp. Theoretical Aspects of Computer Science (STACS'01)",
city="Dresden, Germany",
address="Dresden, Germany",
publisher="SpringerVerlag",
series="Lecture Notes in Computer Science",
volume="2010",
editor="Afonso Ferreira and Horst Reichel",
month="February",
year="2001",
pages="2738"
}
It is well known that finite square matrices over a Kleene algebra again form a Kleene algebra. This is also true for infinite matrices under suitable restrictions. One can use this fact to solve certain infinite systems of inequalities over a Kleene algebra. Automatic systems are a special class of infinite systems that can be viewed as infinitestate automata. Automatic systems can be collapsed using MyhillNerode relations in much the same way that finite automata can. The Brzozowski derivative on an algebra of polynomials over a Kleene algebra gives rise to a triangular automatic system that can be solved using these methods. This provides an alternative method for proving the completeness of Kleene algebra.
2000

Ernie Cohen and Dexter Kozen. A note on the complexity of propositional Hoare logic. Trans. Computational Logic, 1(1):171174, July 2000.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{CK00,
author="Ernie Cohen and Dexter Kozen",
title="A Note on the complexity of propositional {H}oare logic",
journal="Trans. Computational Logic",
volume="1",
number="1",
month="July",
year="2000",
pages="171174"
}
We provide a simpler alternative proof of the PSPACEhardness of propositional Hoare logic.

David Harel, Dexter Kozen, and Jerzy Tiuryn. Dynamic Logic. MIT Press, Cambridge, MA, 2000.
[table of contents (.pdf)]
[abstract]
[bibtex]
[top]
@book{HKT00,
author="David Harel and Dexter Kozen and Jerzy Tiuryn",
title="Dynamic Logic",
publisher="MIT Press",
address="Cambridge, MA",
year="2000",
isbn="0262082896"
}
A graduatelevel textbook on Dynamic Logic.

Dexter Kozen and MariaCristina Patron. Certification of compiler optimizations using Kleene algebra with tests. In John Lloyd, Veronica Dahl, Ulrich Furbach, Manfred Kerber, KungKiu Lau, Catuscia Palamidessi, Luis Moniz Pereira, Yehoshua Sagiv, and Peter J. Stuckey, editors, Proc. 1st Int. Conf. Computational Logic (CL2000), volume 1861 of Lecture Notes in Artificial Intelligence, pages 568582, London, July 2000. SpringerVerlag.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KP00,
author="Dexter Kozen and MariaCristina Patron",
title="Certification of compiler optimizations using {K}leene algebra with tests",
booktitle="Proc. 1st Int. Conf. Computational Logic (CL2000)",
city="London",
publisher="SpringerVerlag",
series="Lecture Notes in Artificial Intelligence",
volume="1861",
editor="John Lloyd and Veronica Dahl and Ulrich Furbach and Manfred Kerber and KungKiu Lau and Catuscia Palamidessi and Luis Moniz Pereira and Yehoshua Sagiv and Peter J.~Stuckey",
address="London",
month="July",
year="2000",
pages="568582"
}
We use Kleene algebra with tests to verify a wide assortment of common compiler optimizations, including dead code elimination, common subexpression elimination, copy propagation, loop hoisting, induction variable elimination, instruction scheduling, algebraic simplification, loop unrolling, elimination of redundant instructions, array bounds check elimination, and introduction of sentinels. In each of these cases, we give a formal equational proof of the correctness of the optimizing transformation.

Dexter Kozen and Jerzy Tiuryn. On the completeness of propositional Hoare logic. In J. Desharnais, editor, Proc. 5th Int. Seminar Relational Methods in Computer Science (RelMiCS 2000), pages 195202, January 2000.
(Subsumed by Dexter Kozen and Jerzy Tiuryn. On the completeness of propositional Hoare logic. Information Sciences, 139(34):187195, 2001.)
[bibtex]
[top]
@inproceedings{KT00a,
author="Dexter Kozen and Jerzy Tiuryn",
title="On the completeness of propositional {H}oare logic",
booktitle="Proc. 5th Int. Seminar Relational Methods in Computer Science (RelMiCS 2000)",
editor="J. Desharnais",
city="Quebec, Canada",
month="January",
year="2000",
pages="195202"
}

Dexter Kozen. On Hoare logic and Kleene algebra with tests. Trans. Computational Logic, 1(1):6076, July 2000.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K00a,
author="Dexter Kozen",
title="On {H}oare logic and {K}leene algebra with tests",
journal="Trans. Computational Logic",
volume="1",
number="1",
month="July",
year="2000",
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}
We show that Kleene algebra with tests (KAT) subsumes propositional Hoare logic (PHL). Thus the specialized syntax and deductive apparatus of Hoare logic are inessential and can be replaced by simple equational reasoning. In addition, we show that all relationally valid inference rules are derivable in KAT and that deciding the relational validity of such rules is PSPACEcomplete.
1999

Dexter Kozen. On Hoare logic and Kleene algebra with tests. In Proc. Conf. Logic in Computer Science (LICS'99), pages 167172. IEEE, July 1999.
(Subsumed by Dexter Kozen. On Hoare logic and Kleene algebra with tests. Trans. Computational Logic, 1(1):6076, July 2000.)
[bibtex]
[top]
@inproceedings{K99c,
author="Dexter Kozen",
title="On {H}oare logic and {K}leene algebra with tests",
booktitle="Proc. Conf. Logic in Computer Science (LICS'99)",
organization="IEEE",
city="Trento, Italy",
month="July",
year="1999",
pages="167172"
}

Dexter Kozen. Languagebased security. In M. Kutyowski, L. Pacholski, and T. Wierzbicki, editors, Proc. Conf. Mathematical Foundations of Computer Science (MFCS'99), volume 1672 of Lecture Notes in Computer Science, pages 284298. SpringerVerlag, September 1999.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{K99b,
author="Dexter Kozen",
title="Languagebased security",
booktitle="Proc. Conf. Mathematical Foundations of Computer Science (MFCS'99)",
city="Szklarska Por{\c{e}}ba, Poland",
publisher="SpringerVerlag",
series="Lecture Notes in Computer Science",
volume="1672",
editor="M. Kuty{\l}owski and L. Pacholski and T. Wierzbicki",
pages="284298",
month="September",
year="1999"
}
Security of mobile code is a major issue in today's global computing environment. When you download a program from an untrusted source, how can you be sure it will not do something undesirable? In this paper I will discuss a particular approach to this problem called languagebased security. In this approach, security information is derived from a program written in a highlevel language during the compilation process and is included in the compiled object. This extra security information can take the form of a formal proof, a type annotation, or some other form of certificate or annotation. It can be downloaded along with the object code and automatically verified before running the code locally, giving some assurance against certain types of failure or unauthorized activity. The verifier must be trusted, but the compiler, code, and certificate need not be. Java bytecode verification is an example of this approach. I will give an overview of some recent work in this area, including a particular effort in which we are trying to make the production of certificates and the verification as efficient and invisible as possible.

Mark Hopkins and Dexter Kozen. Parikh's theorem in commutative Kleene algebra. In Proc. 14th Conf. Logic in Computer Science (LICS'99), pages 394401. IEEE, July 1999.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{HK99a,
author="Mark Hopkins and Dexter Kozen",
title="Parikh's theorem in commutative {K}leene algebra",
booktitle="Proc. 14th Conf. Logic in Computer Science (LICS'99)",
organization="IEEE",
city="Trento, Italy",
month="July",
year="1999",
pages="394401"
}
Parikh's Theorem says that the commutative image of every context free language is the commutative image of some regular set. Pilling has shown that this theorem is essentially a statement about least solutions of polynomial inequalities. We prove the following general theorem of commutative Kleene algebra, of which Parikh's and Pilling's theorems are special cases: Every system of polynomial inequalities $f_i(x_1,\ldots,x_n) \le x_i$, $1 \le i \le n$, over a commutative Kleene algebra $K$ has a unique least solution in $K^n$; moreover, the components of the solution are given by polynomials in the coefficients of the $f_i$. We also give a closedform solution in terms of the Jacobian matrix.
1998

Kenneth Andrews, Chris Heegard, and Dexter Kozen. Interleaver design methods for turbo codes. In Proc. International Symposium on Information Theory (ISIT'98), page 420. IEEE, August 1998.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{AHK98,
title="Interleaver Design Methods for Turbo Codes",
author="Kenneth Andrews and Chris Heegard and Dexter Kozen",
booktitle="Proc. International Symposium on Information Theory (ISIT'98)",
organization="IEEE",
city="Cambridge, MA",
month="August",
year="1998",
pages="420"
}
It is generally assumed that when a turbo decoder is operating at low bit error rates, error sequences have small Hamming weights. From this, and properties of turbo encoders, a mathematical structure is developed for interleaver design, permitting the identification of quantitatively optimal interleavers. Simulations show the math captures some but not all the essential characteristics of a successful interleaver. Modifying a random interleaver according to the mathematical ideas gives excellent simulation results.

Dexter Kozen. Set constraints and logic programming. Information and Computation, 142(1):225, April 1998.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K95b,
title="Set constraints and logic programming",
author="Dexter Kozen",
journal="Information and Computation",
volume="142",
number="1",
month="April",
year="1998",
pages="225"
}
Set constraints are inclusion relations between expressions denoting sets of ground terms over a ranked alphabet. They are the main ingredient in setbased program analysis. In this paper we describe a constraint logic programming language CLP(SC) over set constraints in the style of Jaffar and Lassez. The language subsumes ordinary logic programs over an Herbrand domain. We give an efficient unification algorithm and operational, declarative, and fixpoint semantics. We show how the language can be applied in setbased program analysis by deriving explicitly the monadic approximation of the collecting semantics of Heintze and Jaffar.

Dexter Kozen, Yaron Minsky, and Brian Smith. Efficient algorithms for optimal video transmission. In James A. Storer and Martin Cohn, editors, Proc. Data Compression Conference (DCC'98), pages 229238, Snowbird, Utah, March 1998. IEEE.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KMS98,
author="Dexter Kozen and Yaron Minsky and Brian Smith",
title="Efficient algorithms for optimal video transmission",
booktitle="Proc. Data Compression Conference (DCC'98)",
organization="IEEE",
editor="James A. Storer and Martin Cohn",
address="Snowbird, Utah",
month="March",
year="1998",
pages="229238"
}
This paper addresses the problem of sending an encoded video stream over a channel of limited bandwidth. When there is insufficient bandwidth available, some data must be dropped. For many video encodings, some data are more important that others, leading to a natural prioritization of the data. In this paper we give fast algorithms to determine a prioritization which optimizes the visual quality of the received data. By optimized visual quality, we mean that the expected maximum interval of unplayable frames is minimized. Our results are obtained in a model of encoded video data that is applicable to many encoding technologies. The highlight of the model is an interesting relationship between the play order and dependence order of frames. The property allows fast determination of optimal send orders by dynamic programming and is satisfied by all MPEG sequences.

Dexter Kozen. Typed Kleene algebra. Technical Report TR981669, Computer Science Department, Cornell University, March 1998.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{K98b,
author="Dexter Kozen",
title="Typed {K}leene algebra",
institution="Computer Science Department, Cornell University",
number="TR981669",
month="March",
year="1998"
}
In previous work we have found it necessary to argue that certain theorems of Kleene algebra hold even when the symbols are interpreted as nonsquare matrices. In this note we define and investigate typed Kleene algebra, a typed version of Kleene algebra in which objects have types s > t. Although nonsquare matrices are the principal motivation, there are many other useful interpretations: traces, binary relations, Kleene algebra with tests. We give a set of typing rules and show that every expression has a unique most general typing (mgt). Then we prove the following metatheorem that incorporates the abovementioned results for nonsquare matrices as special cases. Call an expression 1freeif it contains only the Kleene algebra operators (binary) +, (unary) ^{+}, 0, and ·, but no occurrence of 1 or *. Then every universal 1free formula that is a theorem of Kleene algebra is also a theorem of typed Kleene algebra under its most general typing. The metatheorem is false without the restriction to 1free formulas.

Dexter Kozen. Efficient code certification. Technical Report TR981661, Computer Science Department, Cornell University, January 1998.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{K98a,
author="Dexter Kozen",
title="Efficient code certification",
institution="Computer Science Department, Cornell University",
number="TR981661",
month="January",
year="1998"
}
We introduce a simple and efficient approach to the certification of compiled code. We ensure a basic but nontrivial level of code safety, including control flow safety, memory safety, and stack safety. The system is designed to be simple, efficient, and (most importantly) relatively painless to incorporate into existing compilers. Although less expressive than the proof carrying code of Necula and Lee or typed assembly language of Morrisett et al., our certificates are by comparison extremely compact and relatively easy to produce and to verify. Unlike JAVA byte code, our system operates at the level of native code; it is not interpreted and no further compilation is necessary.
1997

Hubert Comon, Dexter Kozen, Helmut Seidl, and Moshe Y. Vardi, editors. Applications of Tree Automata in Rewriting, Logic, and Programming, number 9743. Dagstuhl Seminar Report, October 1997.
[bibtex]
[top]
@proceedings{CKSV97,
editor="Hubert Comon and Dexter Kozen and Helmut Seidl and Moshe Y.~Vardi",
title="Applications of Tree Automata in Rewriting, Logic, and Programming",
organization="Dagstuhl Seminar Report",
number="9743",
month="October",
year="1997"
}

Kenneth Andrews, Chris Heegard, and Dexter Kozen. A theory of interleavers. Technical Report TR971634, Computer Science Department, Cornell University, June 1997.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{AHK97a,
author="Kenneth Andrews and Chris Heegard and Dexter Kozen",
title="A theory of interleavers",
institution="Computer Science Department, Cornell University",
number="TR971634",
month="June",
year="1997"
}
An interleaver is a hardware device commonly used in conjunction with error correcting codes to counteract the effect of burst errors. Interleavers are in widespread use and much is known about them from an engineering standpoint. In this paper we propose a mathematical model that provides a rigorous foundation for the theoretical study of interleavers. The model captures precisely such notions as block and convolutional interleavers, spread, periodicity, causality, latency, and memory usage. Using this model, we derive several optimality results on the latency and memory usage of interleavers. We describe a family of block interleavers and show that they are optimal with respect to latency among all block interleavers with a given spread. We also give tight upper and lower bounds on the memory requirements of interleavers.

Dexter Kozen. Kleene algebra with tests. ACM Trans. Programming Languages and Systems (TOPLAS), 19(3):427443, May 1997. doi:10.1145/256167.256195.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K97c,
title="Kleene algebra with tests",
author="Dexter Kozen",
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volume="19",
number="3",
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pages="427443",
doi="10.1145/256167.256195"
}
We introduce Kleene algebra with tests, an equational system for manipulating programs. We give a purely equational proof, using Kleene algebra with tests and commutativity conditions, of the following classical result: every while program can be simulated by a while program with at most one while loop. The proof illustrates the use of Kleene algebra with tests and commutativity conditions in program equivalence proofs. We also show that the universal Horn theory of *continuous Kleene algebras is not finitely axiomatizable.

Dexter Kozen. On the complexity of reasoning in Kleene algebra. In Proc. 12th Symp. Logic in Comput. Sci., pages 195202, Los Alamitos, Ca., June 1997. IEEE.
(Subsumed by Dexter Kozen. On the complexity of reasoning in Kleene algebra. Information and Computation, 179:152162, 2002.)
[bibtex]
[top]
@inproceedings{K97b,
title="On the complexity of reasoning in {K}leene algebra",
author="Dexter Kozen",
booktitle="Proc. 12th Symp. Logic in Comput. Sci.",
organization="IEEE",
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month="June",
year="1997",
pages="195202"
}

Dexter Kozen. Automata and Computability. SpringerVerlag, New York, 1997.
[table of contents (.pdf)]
[abstract]
[bibtex]
[top]
@book{K97a,
title="Automata and Computability",
author="Dexter Kozen",
publisher="SpringerVerlag",
address="New York",
year="1997",
isbn="0387949070"
}
An undergraduate text on automata and computability theory.

Dexter Kozen and Kjartan Stefansson. Computing the Newtonian graph. Journal of Symbolic Computation, 24:125136, 1997.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KS96b,
title="Computing the {N}ewtonian graph",
author="Dexter Kozen and Kjartan Stefansson",
journal="Journal of Symbolic Computation",
year="1997",
volume="24",
pages="125136"
}
In his study of Newton's root approximation method, Smale defined the Newtonian graph of a complex univariate polynomial $f$. The vertices of this graph are the roots of $f$ and $f'$ and the edges are the degenerate curves of flow of the Newtonian vector field $N_f(z) = f(z)/f'(z)$. The embedded edges of this graph form the boundaries of root basins in Newton's root approximation method. The graph defines a treelike relation on the roots of $f$ and $f'$, similar to the linear order when $f$ has only real roots. We give an efficient algebraic algorithm based on cell decomposition to compute the Newtonian graph. The resulting structure can be used to query whether two complex points are in the same basin. This suggests a modified version of Newton's method in which one can test whether a step has crossed a basin boundary. We show that this modified version does not necessarily converge to a root. Stefansson has recently extended this algorithm to handle rational and algebraic functions without significant increase in complexity. He has shown that the Newtonian graph tesselates the associated Riemann surface and can be used in conjunction with Euler's formula to give an NC algorithm to calculate the genus of an algebraic curve.
1996

Ernie Cohen, Dexter Kozen, and Frederick Smith. The complexity of Kleene algebra with tests. Technical Report TR961598, Computer Science Department, Cornell University, July 1996.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{CKS96a,
author="Ernie Cohen and Dexter Kozen and Frederick Smith",
title="The complexity of {K}leene algebra with tests",
institution="Computer Science Department, Cornell University",
number="TR961598",
month="July",
year="1996"
}
The equational theory of Kleene algebras with tests (KAT) has been shown to be decidable in at most exponential time by an efficient reduction to Propositional Dynamic Logic. We show that the theory is PSPACEcomplete. Thus KAT, while considerably more expressive than Kleene algebra, is no more difficult to decide.

Dexter Kozen and Frederick Smith. Kleene algebra with tests: Completeness and decidability. In D. van Dalen and M. Bezem, editors, Proc. 10th Int. Workshop Computer Science Logic (CSL'96), volume 1258 of Lecture Notes in Computer Science, pages 244259, Utrecht, The Netherlands, September 1996. SpringerVerlag.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KS96a,
author="Dexter Kozen and Frederick Smith",
title="Kleene algebra with tests: Completeness and decidability",
booktitle="Proc. 10th Int. Workshop Computer Science Logic (CSL'96)",
editor="D. van Dalen and M. Bezem",
publisher="SpringerVerlag",
address="Utrecht, The Netherlands",
series="Lecture Notes in Computer Science",
volume="1258",
month="September",
year="1996",
pages="244259"
}
We prove the completeness of the equational theory of Kleene algebra with tests and *continuous Kleene algebra with tests over languagetheoretic and relational models. We also show decidability. Cohen's reduction of Kleene algebra with hypotheses of the form r=0 to Kleene algebra without hypotheses is simplified and extended to handle Kleene algebras with tests.

Allan Cheng and Dexter Kozen. Some notes on rational spaces. Technical Report TR961576, Computer Science Department, Cornell University, March 1996.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{CK96a,
author="Allan Cheng and Dexter Kozen",
title="Some notes on rational spaces",
institution="Computer Science Department, Cornell University",
number="TR961576",
month="March",
year="1996"
}
Set constraints are inclusions between expressions denoting set of ground terms over a finitely ranked alphabet. Rational spaces are topological spaces obtained as spaces of runs of topological hypergraphs. They were introduced by Kozen, who described the topological structure of spaces of solutions to systems of set constraints in terms of rational spaces. In this paper we continue the investigation of rational spaces. We give a MyhillNerode like characterization of rational points, which in turn is used to rederive results about the rational points of finitary rational spaces. We define congruences on hypergraphs and investigate their interplay with the MyhillNerode characterization, and determine the computational complexity of some decision problems related to rational spaces.

Dexter Kozen. Rational spaces and set constraints. Theoretical Computer Science, 167:7394, 1996.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K96a,
title="Rational spaces and set constraints",
author="Dexter Kozen",
journal="Theoretical Computer Science",
volume="167",
year="1996",
pages="7394"
}
Set constraints are inclusions between expressions denoting sets of ground terms. They have been used extensively in program analysis and type inference. In this paper we investigate the topological structure of the spaces of solutions to systems of set constraints. We identify a family of topological spaces called rational spaces, which formalize the notion of a topological space with a regular or selfsimilar structure, such as the Cantor discontinuum or the space of runs of a finite automaton. We develop the basic theory of rational spaces and derive generalizations and proofs from topological principles of some results in the literature on set constraints.

Dexter Kozen. On regularitypreserving functions. Bull. Europ. Assoc. Theor. Comput. Sci., 58:131138, February 1996.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K95c,
author="Dexter Kozen",
title="On regularitypreserving functions",
journal="Bull. Europ. Assoc. Theor. Comput. Sci.",
volume="58",
pages="131138",
month="February",
year="1996"
}
A characterization of numeric functions that preserve regularity.

Dexter Kozen, Susan Landau, and Richard Zippel. Decomposition of algebraic functions. Journal of Symbolic Computation, 22(3):235246, September 1996.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KLZ96,
title="Decomposition of Algebraic Functions",
author="Dexter Kozen and Susan Landau and Richard Zippel",
journal="Journal of Symbolic Computation",
volume="22",
number="3",
month="September",
year="1996",
pages="235246"
}
Functional decompositionwhether a function $f(x)$ can be written as a composition of functions $g(h(x))$ in a nontrivial wayis an important primitive in symbolic computation systems. The problem of univariate polynomial decomposition was shown to have an efficient solution by Kozen and Landau. Dickerson and von zur Gathen gave algorithms for certain multivariate cases. Zippel showed how to decompose rational functions. In this paper, we address the issue of decomposition of algebraic functions. We show that the problem is related to univariate resultants in algebraic function fields, and in fact can be reformulated as a problem of resultant decomposition. We characterize all decompositions of a given algebraic function up to isomorphism, and give an exponential time algorithm for finding a nontrivial one if it exists. The algorithm involves genus calculations and constructing transcendental generators of fields of genus zero.

Robert Givan, Dexter Kozen, David McAllester, and Carl Witty. Tarskian set constraints. In Proc. 11th Symp. Logic in Comput. Sci., pages 138147, New Brunswick, NJ, July 1996. IEEE.
(Subsumed by Robert Givan, David McAllester, Carl Witty, and Dexter Kozen. Tarskian set constraints. Information and Computation, 174(2):105131, May 2002.)
[bibtex]
[top]
@inproceedings{GKMW96,
author="Robert Givan and Dexter Kozen and David McAllester and Carl Witty",
title="Tarskian set constraints",
booktitle="Proc. 11th Symp. Logic in Comput. Sci.",
organization="IEEE",
address="New Brunswick, NJ",
month="July",
year="1996",
pages="138147"
}

Allan Cheng and Dexter Kozen. A complete Gentzenstyle axiomatization for set constraints. In F. Meyer auf der Heide and B. Monien, editors, Proc. 23rd Int. Colloq. Automata, Languages, and Programming (ICALP'96), volume 1099 of Lecture Notes in Computer Science, pages 134145, Paderborn, Germany, July 1996. Eur. Assoc. for Theoretical Comput. Sci., SpringerVerlag.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{CK95,
author="Allan Cheng and Dexter Kozen",
title="A complete {G}entzenstyle axiomatization for set constraints",
booktitle="Proc. 23rd Int. Colloq. Automata, Languages, and Programming (ICALP'96)",
organization="Eur. Assoc. for Theoretical Comput. Sci.",
month="July",
year="1996",
address="Paderborn, Germany",
editor="F. Meyer auf der Heide and B. Monien",
series="Lecture Notes in Computer Science",
publisher="SpringerVerlag",
volume="1099",
pages="134145"
}
Set constraints are inclusion relations between expressions denoting sets of ground terms over a ranked alphabet. They are the main ingredient in setbased program analysis. In this paper we provide a Gentzenstyle axiomatization for sequents $P\vdash Q$, where $P$ and $Q$ are finite sets of set constraints, based on the axioms of termset algebra. Sequents of the restricted form $P\vdash \mathit{false}$ correspond to positive set constraints, and those of the more general form $P\vdash Q$ correspond to systems of mixed positive and negative set constraints. We show that the deductive system is (i) complete for the restricted sequents $P\vdash \mathit{false}$ over standard models, (ii) incomplete for general sequents $P\vdash Q$ over standard models, but (iii) complete for general sequents over settheoretic termset algebras.

Dexter Kozen. Kleene algebra with tests and commutativity conditions. In T. Margaria and B. Steffen, editors, Proc. Second Int. Workshop Tools and Algorithms for the Construction and Analysis of Systems (TACAS'96), volume 1055 of Lecture Notes in Computer Science, pages 1433, Passau, Germany, March 1996. SpringerVerlag.
(Subsumed by Dexter Kozen. Kleene algebra with tests. ACM Trans. Programming Languages and Systems (TOPLAS), 19(3):427443, May 1997. doi:10.1145/256167.256195.)
[bibtex]
[top]
@inproceedings{K96b,
title="Kleene algebra with tests and commutativity conditions",
author="Dexter Kozen",
booktitle="Proc. Second Int. Workshop Tools and Algorithms for the Construction and Analysis of Systems (TACAS'96)",
month="March",
year="1996",
address="Passau, Germany",
editor="T.~Margaria and B.~Steffen",
series="Lecture Notes in Computer Science",
publisher="SpringerVerlag",
volume="1055",
pages="1433"
}
1995

Nils Klarlund and Dexter Kozen. Rabin measures. Chicago Journal of Theoretical Computer Science, 1995(3), September 1995.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KK95a,
author="Nils Klarlund and Dexter Kozen",
title="Rabin Measures",
journal="Chicago Journal of Theoretical Computer Science",
volume="1995",
number="3",
publisher="MIT Press",
month="September",
year="1995"
}
Rabin conditions are a general class of properties of infinite sequences that encompass most known automatatheoretic acceptance conditions and notions of fairness. In this paper, we introduce a concept, called a Rabin measure, which in a precise sense expresses progress for each transition towards satisfaction of the Rabin condition. We show that these measures of progress are linked to the KleeneBrouwer ordering of recursion theory. Klarlund uses this property to establish an exponential upper bound for the complementation of automata on infinite trees. When applied to termination problems under fairness constraints, Rabin measures eliminate the need for syntaxdependent, recursive applications of proof rules.

Dexter Kozen, Jens Palsberg, and Michael I. Schwartzbach. Efficient recursive subtyping. Mathematical Structures in Computer Science, 5:113125, 1995.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KPS95a,
author="Dexter Kozen and Jens Palsberg and Michael I. Schwartzbach",
title="Efficient recursive subtyping",
journal="Mathematical Structures in Computer Science",
volume="5",
pages="113125",
year="1995"
}
Subtyping in the presence of recursive types for the lambdacalculus was studied by Amadio and Cardelli in 1991. In that paper they showed that the problem of deciding whether one recursive type is a subtype of another is decidable in exponential time. In this paper we give an $O(n^2)$ algorithm. Our algorithm is based on a simplification of the definition of the subtype relation, which allows us to reduce the problem to the emptiness problem for a certain finite automaton with quadratically many states. It is known that equality of recursive types and the covariant Böhm order can be decided efficiently by means of finite automata, since they are just language equality and language inclusion, respectively. Our results extend the automatatheoretic approach to handle orderings based on contravariance.

Dexter Kozen. Rational spaces and set constraints. In Peter D. Mosses, Mogens Nielsen, and Michael I. Schwartzbach, editors, Proc. Sixth Int. Joint Conf. Theory and Practice of Software Develop. (TAPSOFT'95), volume 915 of Lecture Notes in Computer Science, pages 4261, Aarhus, Denmark, May 1995. SpringerVerlag.
(Subsumed by Dexter Kozen. Rational spaces and set constraints. Theoretical Computer Science, 167:7394, 1996.)
[bibtex]
[top]
@inproceedings{K95a,
title="Rational spaces and set constraints",
author="Dexter Kozen",
booktitle="Proc. Sixth Int. Joint Conf. Theory and Practice of Software Develop. (TAPSOFT'95)",
month="May",
year="1995",
address="Aarhus, Denmark",
editor="Peter D. Mosses and Mogens Nielsen and Michael I. Schwartzbach",
series="Lecture Notes in Computer Science",
publisher="SpringerVerlag",
volume="915",
pages="4261"
}

Alexander Aiken, Dexter Kozen, and Edward Wimmers. Decidability of systems of set constraints with negative constraints. Infor. and Comput., 122(1):3044, October 1995.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{AKW93a,
title="Decidability of systems of set constraints with negative constraints",
author="Alexander Aiken and Dexter Kozen and Edward Wimmers",
journal="Infor. and Comput.",
pages="3044",
year="1995",
month="October",
volume="122",
number="1"
}
Set constraints are relations between sets of terms. They have been used extensively in various applications in program analysis and type inference. Recently, several algorithms for solving general systems of positive set constraints have appeared. In this paper we consider systems of mixed positive and negative constraints, which are considerably more expressive than positive constraints alone. We show that it is decidable whether a given such system has a solution. The proof involves a reduction to a numbertheoretic decision problem that may be of independent interest.
1994

Dexter Kozen, Jens Palsberg, and Michael I. Schwartzbach. Efficient inference of partial types. J. Comput. Syst. Sci., 49(2):306324, October 1994.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KPS94a,
author="Dexter Kozen and Jens Palsberg and Michael I. Schwartzbach",
title="Efficient inference of partial types",
journal="J. Comput. Syst. Sci.",
volume="49",
number="2",
pages="306324",
month="October",
year="1994"
}
Partial types for the lambdacalculus were introduced by Thatte in 1988 as a means of typing objects that are not typable with simple types, such as heterogeneous lists and persistent data. In that paper he showed that type inference for partial types was semidecidable. Decidability remained open until quite recently, when O'Keefe and Wand gave an exponential time algorithm for type inference. In this paper we give an $O(n^3)$ algorithm. Our algorithm constructs a certain finite automaton that represents a canonical solution to a given set of type constraints. Moreover, the construction works equally well for recursive types; this solves an open problem of O'Keefe and Wand.

Dexter Kozen. Efficient resolution of singularities of plane curves. In P. S. Thiagarajan, editor, Proc. 14th Conf. Foundations of Software Technology and Theoretical Computer Science, volume 880 of Lecture Notes in Computer Science, pages 111, Madras, India, December 1994. SpringerVerlag.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{K94c,
author="Dexter Kozen",
title="Efficient resolution of singularities of plane curves",
booktitle="Proc. 14th Conf. Foundations of Software Technology and Theoretical Computer Science",
editor="P. S. Thiagarajan",
month="December",
address="Madras, India",
year="1994",
series="Lecture Notes in Computer Science",
publisher="SpringerVerlag",
volume="880",
pages="111"
}
We give a new algorithm for resolving singularities of plane curves. The algorithm is polynomial time in the bit complexity model, does not require factorization, and works over the rationals or finite fields.

Dexter Kozen. A completeness theorem for Kleene algebras and the algebra of regular events. Infor. and Comput., 110(2):366390, May 1994.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K94b,
author="Dexter Kozen",
title="A completeness theorem for {K}leene algebras and the algebra of regular events",
journal="Infor. and Comput.",
volume="110",
number="2",
month="May",
year="1994",
pages="366390"
}
We give a finitary axiomatization of the algebra of regular events involving only equations and equational implications. Unlike Salomaa's axiomatizations, the axiomatization given here is sound for all interpretations over Kleene algebras.

JinYi Cai, W. H. J. Fuchs, Dexter Kozen, and Zicheng Liu. Efficient averagecase algorithms for the modular group. In Proc. 35th Symp. Found. Comput. Sci., pages 143152. IEEE, November 1994.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{CFKL94,
title="Efficient averagecase algorithms for the modular group",
author="Jin{}Yi Cai and W. H. J. Fuchs and Dexter Kozen and Zicheng Liu",
booktitle="Proc. 35th Symp. Found. Comput. Sci.",
organization="IEEE",
month="November",
year="1994",
pages="143152"
}
The modular group occupies a central position in many branches of mathematical sciences. In this paper we give average polynomialtime algorithms for the unbounded and bounded membership problems for finitely generated subgroups of the modular group. The latter result affirms a conjecture of Gurevich.

Dexter Kozen. Set constraints and logic programming. In J.P. Jouannaud, editor, Proc. First Conf. Constraints in Computational Logics (CCL'94), volume 845 of Lecture Notes in Computer Science, pages 302303, Munich, Germany, September 1994. ESPRIT, SpringerVerlag.
(Subsumed by Dexter Kozen. Set constraints and logic programming. Information and Computation, 142(1):225, April 1998.)
[bibtex]
[top]
@inproceedings{K94d,
title="Set constraints and logic programming",
author="Dexter Kozen",
booktitle="Proc. First Conf. Constraints in Computational Logics (CCL'94)",
organization="ESPRIT",
month="September",
year="1994",
address="Munich, Germany",
editor="J.P. Jouannaud",
series="Lecture Notes in Computer Science",
publisher="SpringerVerlag",
volume="845",
pages="302303"
}

Dexter Kozen, Susan Landau, and Richard Zippel. Decomposition of algebraic functions. In L. Adleman and M.D. Huang, editors, Proc. First Algorithmic Number Theory Symposium (ANTS), volume 877 of Lecture Notes in Computer Science, pages 8092, Ithaca, New York, May 1994. Mathematical Sciences Institute, SpringerVerlag.
(Subsumed by Dexter Kozen, Susan Landau, and Richard Zippel. Decomposition of algebraic functions. Journal of Symbolic Computation, 22(3):235246, September 1996.)
[bibtex]
[top]
@inproceedings{KLZ94a,
title="Decomposition of algebraic functions",
author="Dexter Kozen and Susan Landau and Richard Zippel",
booktitle="Proc. First Algorithmic Number Theory Symposium (ANTS)",
organization="Mathematical Sciences Institute",
address="Ithaca, New York",
month="May",
year="1994",
editor="L. Adleman and M.D. Huang",
series="Lecture Notes in Computer Science",
publisher="SpringerVerlag",
volume="877",
pages="8092"
}

Dexter Kozen and Shmuel Zaks. Optimal bounds for the changemaking problem. Theor. Comput. Sci., 123:377388, 1994.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KZ94,
author="Dexter Kozen and Shmuel Zaks",
title="Optimal bounds for the changemaking problem",
journal="Theor. Comput. Sci.",
volume="123",
pages="377388",
year="1994"
}
The changemaking problem is the problem of representing a given value with the fewest coins possible. We investigate the problem of determining whether the greedy algorithm produces an optimal representation of all amounts for a given set of coin denominations $1 = c_1 < c_2 < \cdots < c_m$. Chang and Gill show that if the greedy algorithm is not always optimal, then there exists a counterexample $x$ in the range
\[c_3 \le x \lt (c_m(c_mc_{m1} + c_m  3c_{m1}) / (c_m  c_{m1}).\]
To test for the existence of such a counterexample, Chang and Gill propose computing and comparing the greedy and optimal representations of all $x$ in this range. In this paper we show that if a counterexample exists, then the smallest one lies in the range
\[c_3 + 1 < x < c_m + c_{m1},\]
and these bounds are tight. Moreover, we give a simple test for the existence of a counterexample that does not require the calculation of optimal representations. In addition, we give a complete characterization of threecoin systems and an efficient algorithm for all systems with a fixed number of coins. Finally, we show that a related problem is coNPcomplete.

Dexter Kozen. On action algebras. In J. van Eijck and A. Visser, editors, Logic and Information Flow, pages 7888. MIT Press, 1994.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@incollection{K92a,
author="Dexter Kozen",
title="On action algebras",
booktitle="Logic and Information Flow",
pages="7888",
year="1994",
publisher="MIT Press",
editor="J. van Eijck and A. Visser"
}
Action algebras have been proposed by Pratt as an alternative to Kleene algebras. Their chief advantage over Kleene algebras is that they form a finitelybased equational variety, so the essential properties of * (iteration) are captured purely equationally. However, unlike Kleene algebras, they are not closed under the formation of matrices, which renders them inapplicable in certain constructions in automata theory and the design and analysis of algorithms. In this paper we consider a class of action algebras called action lattices. An action lattice is simply an action algebra that forms a lattice under its natural order. Action lattices combine the best features of Kleene algebras and action algebras: like action algebras, they form a finitelybased equational variety; like Kleene algebras, they are closed under the formation of matrices. Moreover, they form the largest subvariety of action algebras for which this is true. All common examples of Kleene algebras appearing in automata theory, logics of programs, relational algebra, and the design and analysis of algorithms are action lattices.
1993

Dexter Kozen. Logical aspects of set constraints. In E. Börger, Y. Gurevich, and K. Meinke, editors, Proc. 1993 Conf. Computer Science Logic (CSL'93), volume 832 of Lecture Notes in Computer Science, pages 175188, Swansea, U. K., September 1993. Eur. Assoc. Comput. Sci. Logic, SpringerVerlag.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{K94a,
title="Logical aspects of set constraints",
author="Dexter Kozen",
booktitle="Proc. 1993 Conf. Computer Science Logic (CSL'93)",
organization="Eur. Assoc. Comput. Sci. Logic",
month="September",
year="1993",
address="Swansea, U. K.",
editor="E. B{\"o}rger and Y. Gurevich and K. Meinke",
series="Lecture Notes in Computer Science",
publisher="SpringerVerlag",
volume="832",
pages="175188"
}
Set constraints are inclusion relations between sets of ground terms over a ranked alphabet. They have been used extensively in program analysis and type inference. Here we present an equational axiomatization of the algebra of set constraints. Models of these axioms are called termset algebras. They are related to the Boolean algebras with operators of Jonsson and Tarski. We also define a family of combinatorial models called topological term automata, which are essentially the term automata studied by Kozen, Palsberg, and Schwartzbach endowed with a topology such that all relevant operations are continuous. These models are similar to Kripke frames for modal or dynamic logic. We establish a Stone duality between termset algebras and topological term automata, and use this to derive a completeness theorem for a related multidimensional modal logic. Finally, we prove a small model property by filtration, and argue that this result contains the essence of several algorithms appearing in the literature on set constraints.

Dexter Kozen and Kjartan Stefánsson. Computing the Newtonian graph. In Trans. 11th Army Conference on Applied Math. and Computing, pages 5569. Army Research Office, June 1993.
(Subsumed by Dexter Kozen and Kjartan Stefansson. Computing the Newtonian graph. Journal of Symbolic Computation, 24:125136, 1997.)
[bibtex]
[top]
@inproceedings{KS93a,
title="Computing the {N}ewtonian graph",
author="Dexter Kozen and Kjartan Stef{\'a}nsson",
booktitle="Trans. 11th Army Conference on Applied Math. and Computing",
organization="Army Research Office",
month="June",
year="1993",
pages="5569"
}

Doug Ierardi and Dexter Kozen. Parallel resultant computation. In J. Reif, editor, Synthesis of Parallel Algorithms, pages 679720. Morgan Kaufmann, 1993.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@incollection{IK93a,
title="Parallel resultant computation",
author="Doug Ierardi and Dexter Kozen",
booktitle="Synthesis of Parallel Algorithms",
editor="J. Reif",
publisher="Morgan Kaufmann",
year="1993",
pages="679720"
}
This is a survey paper on resultants. From the introduction: A resultant is a purely algebraic criterion for determining whether a finite collection of polynomials have a common zero. It has been shown to be a useful tool in the design of efficient parallel and sequential algorithms in symbolic algebra, computational geometry, computational number theory, and robotics. We begin with a brief history of resultants and a discussion of some of their important applications. Next we review some of the mathematical background in commutative algebra that will be used in subsequent sections. The Nullstellensatz of Hilbert is presented in both its strong and weak forms. We also discuss briefly the necessary background on graded algebras, and define affine and projective spaces over arbitrary fields. We next present a detailed account of the resultant of a pair of univariate polynomials, and present efficient parallel algorithms for its computation. The theory of subresultants is developed in detail, and the computation of polynomial remainder sequences is derived. A resultant system for several univariate polynomials and algorithms for the gcd of several polynomials are given. Finally, we develop the theory of multivariate resultants as a natural extension of the univariate case. Here we treat both classical results on the projective (homogeneous) case, as well as more recent results on the affine (inhomogeneous) case. The uresultantof a set of multivariate polynomials is defined and a parallel algorithm is presented. We discuss the computation of generalized characteristic polynomials and relate them to the decision problem for the theories of real closed and algebraically closed fields.

Alexander Aiken, Dexter Kozen, Moshe Vardi, and Edward Wimmers. The complexity of set constraints. In E. Börger, Y. Gurevich, and K. Meinke, editors, Proc. 1993 Conf. Computer Science Logic (CSL'93), volume 832 of Lecture Notes in Computer Science, pages 117, Swansea, U. K., September 1993. Eur. Assoc. Comput. Sci. Logic, SpringerVerlag.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{AKVW93a,
title="The complexity of set constraints",
author="Alexander Aiken and Dexter Kozen and Moshe Vardi and Edward Wimmers",
booktitle="Proc. 1993 Conf. Computer Science Logic (CSL'93)",
organization="Eur. Assoc. Comput. Sci. Logic",
month="September",
year="1993",
address="Swansea, U. K.",
editor="E. B{\"o}rger and Y. Gurevich and K. Meinke",
series="Lecture Notes in Computer Science",
publisher="SpringerVerlag",
volume="832",
pages="117"
}
Set constraints are relations between sets of terms. They have been used extensively in various applications in program analysis and type inference. We present several results on the computational complexity of solving systems of set constraints. The systems we study form a natural complexity hierarchy depending on the form of the constraint language.

Dexter Kozen, Jens Palsberg, and Michael I. Schwartzbach. Efficient recursive subtyping. In Proc. 20th Symp. Princip. Programming Lang., pages 419428, Charleston, SC, January 1993. ACM.
(Subsumed by Dexter Kozen, Jens Palsberg, and Michael I. Schwartzbach. Efficient recursive subtyping. Mathematical Structures in Computer Science, 5:113125, 1995.)
[bibtex]
[top]
@inproceedings{KPS93a,
author="Dexter Kozen and Jens Palsberg and Michael I. Schwartzbach",
title="Efficient recursive subtyping",
booktitle="Proc. 20th Symp. Princip. Programming Lang.",
organization="ACM",
address="Charleston, SC",
pages="419428",
month="January",
year="1993"
}

Dexter Kozen and Shmuel Zaks. Optimal bounds for the changemaking problem. In Proc. 20th Int. Colloq. on Automata, Languages, and Programming, volume 700 of Lecture Notes in Computer Science, pages 150161, Lund, Sweden, July 1993. EATCS, SpringerVerlag.
(Subsumed by Dexter Kozen and Shmuel Zaks. Optimal bounds for the changemaking problem. Theor. Comput. Sci., 123:377388, 1994.)
[bibtex]
[top]
@inproceedings{KZ93a,
author="Dexter Kozen and Shmuel Zaks",
title="Optimal bounds for the changemaking problem",
booktitle="Proc. 20th Int. Colloq. on Automata, Languages, and Programming",
organization="EATCS",
address="Lund, Sweden",
series="Lecture Notes in Computer Science",
publisher="SpringerVerlag",
volume="700",
pages="150161",
month="July",
year="1993"
}

Dexter Kozen. Partial automata and finitely generated congruences: An extension of Nerode's theorem. In J. N. Crossley, J. B. Remmel, R. A. Shore, and M. E. Sweedler, editors, Logical Methods: In Honor of Anil Nerode's Sixtieth Birthday, pages 490511. Birkhäuser, Ithaca, New York, 1993.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@incollection{K92c,
author="Dexter Kozen",
title="Partial automata and finitely generated congruences: An extension of {N}erode's theorem",
booktitle="Logical Methods: In Honor of Anil Nerode's Sixtieth Birthday",
editor="J. N. Crossley and J. B. Remmel and R. A. Shore and M. E. Sweedler",
address="Ithaca, New York",
pages="490511",
publisher="Birkh{\"a}user",
year="1993"
}
Let T be the set of ground terms over a finite ranked alphabet. We define partial automata on T and prove that the finitely generated congruences on T are in onetoone correspondence (up to isomorphism) with the finite partial automata on T with no inaccessible and no inessential states. We give an application in term rewriting: every ground term rewrite system has a canonical equivalent system that can be constructed in polynomial time.
1992

Dexter Kozen. On the MyhillNerode theorem for trees. Bull. Europ. Assoc. Theor. Comput. Sci., 47:170173, June 1992.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K92b,
author="Dexter Kozen",
title="On the {M}yhill{N}erode theorem for trees",
journal="Bull. Europ. Assoc. Theor. Comput. Sci.",
volume="47",
pages="170173",
month="June",
year="1992"
}
We present an elementary proof of the MyhillNerode Theorem for term automata.

Dexter Kozen, Jens Palsberg, and Michael I. Schwartzbach. Efficient inference of partial types. In Proc. 33rd Symp. Found. Comput. Sci., pages 363371. IEEE, October 1992.
(Subsumed by Dexter Kozen, Jens Palsberg, and Michael I. Schwartzbach. Efficient inference of partial types. J. Comput. Syst. Sci., 49(2):306324, October 1994.)
[bibtex]
[top]
@inproceedings{KPS92a,
author="Dexter Kozen and Jens Palsberg and Michael I. Schwartzbach",
title="Efficient inference of partial types",
booktitle="Proc. 33rd Symp. Found. Comput. Sci.",
organization="IEEE",
pages="363371",
month="October",
year="1992"
}

Joachim von zur Gathen, Marek Karpinski, and Dexter Kozen, editors. Algebraic Complexity and Parallelism, number 9230. DagstuhlSeminarReport, July 1992.
[bibtex]
[top]
@proceedings{GKK92,
editor="Joachim von zur Gathen and Marek Karpinski and Dexter Kozen",
title="Algebraic Complexity and Parallelism",
organization="DagstuhlSeminarReport",
number="9230",
month="July",
year="1992"
}
1991

Nils Klarlund and Dexter Kozen. Rabin measures and their application to fairness and automata theory. In Proc. 6th Symp. Logic in Comput. Sci., pages 256265. IEEE, July 1991.
(Subsumed by Nils Klarlund and Dexter Kozen. Rabin measures. Chicago Journal of Theoretical Computer Science, 1995(3), September 1995.)
[bibtex]
[top]
@inproceedings{KK91a,
author="Nils Klarlund and Dexter Kozen",
title="Rabin measures and their application to fairness and automata theory",
booktitle="Proc. 6th Symp. Logic in Comput. Sci.",
organization="IEEE",
pages="256265",
month="July",
year="1991"
}

Dexter Kozen. A completeness theorem for Kleene algebras and the algebra of regular events. In Proc. 6th Symp. Logic in Comput. Sci., pages 214225, Amsterdam, July 1991. IEEE.
(Subsumed by Dexter Kozen. A completeness theorem for Kleene algebras and the algebra of regular events. Infor. and Comput., 110(2):366390, May 1994.)
[bibtex]
[top]
@inproceedings{K91b,
author="Dexter Kozen",
title="A completeness theorem for {K}leene algebras and the algebra of regular events",
booktitle="Proc. 6th Symp. Logic in Comput. Sci.",
organization="IEEE",
address="Amsterdam",
pages="214225",
month="July",
year="1991"
}

Dexter Kozen. The Design and Analysis of Algorithms. SpringerVerlag, New York, 1991.
[table of contents (.pdf)]
[abstract]
[bibtex]
[top]
@book{K91a,
title="The Design and Analysis of Algorithms",
author="Dexter Kozen",
publisher="SpringerVerlag",
address="New York",
year="1991",
isbn="0387976876",
isbn="3540976876"
}
A graduatelevel textbook on algorithms.
1990

Dexter Kozen and Jerzy Tiuryn. Logics of programs. In J. van Leeuwen, editor, Handbook of Theoretical Computer Science, volume B, pages 789840. North Holland, Amsterdam, 1990.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@incollection{KT90a,
title="Logics of Programs",
author="Dexter Kozen and Jerzy Tiuryn",
booktitle="Handbook of Theoretical Computer Science",
volume="B",
editor="J.~van Leeuwen",
publisher="North Holland",
year="1990",
address="Amsterdam",
pages="789840"
}
Logics of programs are formal systems for reasoning about computer programs. Traditionally, this has meant formalizing correctness specifications and proving rigorously that those specifications are met by a particular program. Other activities fall into this category as well: determining the equivalence of programs, comparing the expressive power of various operators, synthesing programs from specifications, etc. This chapter gives a brief introduction to some of the basic issues in the study of program logics.

Dexter Kozen. On Kleene algebras and closed semirings. In Rovan, editor, Proc. Math. Found. Comput. Sci., volume 452 of Lecture Notes in Computer Science, pages 2647, BanskaBystrica, Slovakia, 1990. SpringerVerlag.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{K90a,
author="Dexter Kozen",
title="On {K}leene algebras and closed semirings",
booktitle="Proc. Math. Found. Comput. Sci.",
editor="Rovan",
publisher="SpringerVerlag",
series="Lecture Notes in Computer Science",
volume="452",
address="BanskaBystrica, Slovakia",
pages="2647",
year="1990"
}
Kleene algebras are an important class of algebraic structures that arise in diverse areas of computer science: program logic and semantics, relational algebra, automata theory, and the design and analysis of algorithms. The literature contains several inequivalent definitions of Kleene algebras and related algebraic structures. In this paper we establish some new relationships among these structures. Our main results are: (i) There is a Kleene algebra that is not *continuous. (ii) The categories of *continuous Kleene algebras, closed semirings, and Salgebras are strongly related by adjunctions. (iii) The axioms of Kleene algebra are not complete for the universal Horn theory of the regular events. This refutes a conjecture of Conway. (iv) Righthanded Kleene algebras are not necessarily lefthanded Kleene algebras. This verifies a weaker version of a conjecture of Pratt.

Wilfred Chen, John Field, Dexter Kozen, William Pugh, Tim Teitelbaum, and Brad Vander Zanden. ALEXan alexical programming language. In Ichikawa, Jungert, and Korfhage, editors, Visual Languages and Applications, pages 147158. Plenum Press, 1990.
[bibtex]
[top]
@incollection{CFKPTZ90a,
author="Wilfred Chen and John Field and Dexter Kozen and William Pugh and Tim Teitelbaum and Brad Vander Zanden",
title="{ALEX}an alexical programming language",
booktitle="Visual Languages and Applications",
editor="Ichikawa and Jungert and Korfhage",
publisher="Plenum Press",
pages="147158",
year="1990"
}
1989

Neil Immerman and Dexter Kozen. Definability with bounded number of bound variables. Infor. and Comp., 83(2):121139, November 1989.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{IK89a,
author="Neil Immerman and Dexter Kozen",
title="Definability with Bounded Number of Bound Variables",
journal="Infor. and Comp.",
volume="83",
number="2",
pages="121139",
month="November",
year="1989"
}
A theory satisfies the kvariable propertyif every firstorder formula is equivalent to a formula with at most k bound variables (possibly reused). Gabbay has shown that a model of temporal logic satisfies the kvariable property for some k if and only if there exists a finite basis for the temporal connectives over that model. We give a modeltheoretic method for establishing the kvariable property, involving a restricted EhrenfeuchtFraisse game in which each player has only k pebbles. We use the method to unify and simplify results in the literature for linear orders. We also establish new kvariable properties for various theories of boundeddegree trees, and in each case obtain tight upper and lower bounds on k. This gives the first finite basis theorems for branchingtime models of temporal logic.

Dexter Kozen and Susan Landau. Polynomial decomposition algorithms. J. Symb. Comput., 7:445456, 1989.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KL89a,
author="Dexter Kozen and Susan Landau",
title="Polynomial decomposition algorithms",
journal="J. Symb. Comput.",
volume="7",
pages="445456",
year="1989"
}
We examine the question of when a polynomial $f$ over a commutative ring has a nontrivial functional decomposition $f(x) = g(h(x))$. Previous algorithms (Barton and Zippel 76, Barton and Zippel 85, Alagar and Thahn 85) are exponentialtime in the worst case, require polynomial factorization, and only work over fields of characteristic 0. We present an $O(n^2)$time algorithm. We also show that the problem is in NC. The algorithm does not use polynomial factorization, and works over any commutative ring containing a multiplicative inverse of $r$. Finally, we give a new structure theorem that leads to necessary and sufficient algebraic conditions for decomposibility over any field. We apply this theorem to obtain an NC algorithm for decomposing irreducible polynomials over finite fields, and a subexponential algorithm for decomposing irreducible polynomials over any field admitting efficient polynomial factorization.
1988

Michael BenOr, Ephraim Feig, Dexter Kozen, and Prasoon Tiwari. Fast parallel algorithms for finding the roots of a polynomial with all real roots. SIAM J. Comput., 17(6):10811092, 1988. doi:10.1137/0217069.
[journal link]
[abstract]
[bibtex]
[top]
@article{BFKT88a,
author="Michael BenOr and Ephraim Feig and Dexter Kozen and Prasoon Tiwari",
title="Fast parallel algorithms for finding the roots of a polynomial with all real roots",
journal="SIAM J. Comput.",
volume="17",
number="6",
pages="10811092",
year="1988",
doi="10.1137/0217069"
}
Given a polynomial $p(z)$ of degree $n$ with $m$ bit integer coefficients and an integer $\mu$, the problem of determining all its roots with error less than $2^\mu$ is considered. It is shown that this problem is in the class NC if $p(z)$ has all real roots. Some very interesting properties of a Sturm sequence of a polynomial with distinct real roots are proved and used in the design of a fast parallel algorithm for this problem. Using Newton identities and a novel numerical integration scheme for evaluating a contour integral to high precision, this algorithm determines good approximations to the linear factors of $p(z)$.

Dexter Kozen. A finite model theorem for the propositional μcalculus. Studia Logica, 47(3):233241, 1988.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K88a,
author="Dexter Kozen",
title="A finite model theorem for the propositional $\mu$calculus",
journal="Studia Logica",
volume="47",
number="3",
pages="233241",
year="1988"
}
We prove a finite model theorem and infinitary completeness result for the propositional μcalculus. The construction establishes a link between finite model theorems for propositional program logics and the theory of wellquasiorders.
1987

Wilfred Chen, John Field, Dexter Kozen, William Pugh, Tim Teitelbaum, and Brad Vander Zanden. ALEXan alexical programming language. In Proc. 1987 Workshop on Visual Languages, pages 315329, Linköping, Sweden, August 1987.
(Subsumed by Wilfred Chen, John Field, Dexter Kozen, William Pugh, Tim Teitelbaum, and Brad Vander Zanden. ALEXan alexical programming language. In Ichikawa, Jungert, and Korfhage, editors, Visual Languages and Applications, pages 147158. Plenum Press, 1990.)
[bibtex]
[top]
@inproceedings{CFKPTZ87a,
author="Wilfred Chen and John Field and Dexter Kozen and William Pugh and Tim Teitelbaum and Brad Vander Zanden",
title="{ALEX}an alexical programming language",
booktitle="Proc. 1987 Workshop on Visual Languages",
address="Link{\"o}ping, Sweden",
pages="315329",
month="August",
year="1987"
}

Joachim von zur Gathen, Dexter Kozen, and Susan Landau. Functional decomposition of polynomials. In Proc. 28th Symp. Found. Comput. Sci., pages 127131. IEEE, November 1987.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{GKL87a,
author="Joachim von zur Gathen and Dexter Kozen and Susan Landau",
title="Functional decomposition of polynomials",
booktitle="Proc. 28th Symp. Found. Comput. Sci.",
organization="IEEE",
pages="127131",
month="November",
year="1987"
}
This paper deals with the following decomposition problem: given $f$ a polynomial in $F[x]$ of degree $n$, decide whether $f$ has a nontrivial functional decomposition $f = g\circ h$. If so, determine the coefficients of $g$ and $h$. We present fast sequential and parallel algorithms
for this problem.

Neil Immerman and Dexter Kozen. Definability with bounded number of bound variables. In Proc. 2nd Symp. Logic in Comput. Sci., pages 236244. IEEE, June 1987.
(Subsumed by Neil Immerman and Dexter Kozen. Definability with bounded number of bound variables. Infor. and Comp., 83(2):121139, November 1989.)
[bibtex]
[top]
@inproceedings{IK87a,
author="Neil Immerman and Dexter Kozen",
title="Definability with Bounded Number of Bound Variables",
booktitle="Proc. 2nd Symp. Logic in Comput. Sci.",
organization="IEEE",
pages="236244",
month="June",
year="1987"
}

Dexter Kozen. On teaching lefthanded children to write. Technical Report TR87844, Computer Science Department, Cornell University, June 1987.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@techreport{K87a,
author="Dexter Kozen",
title="On teaching lefthanded children to write",
institution="Computer Science Department, Cornell University",
number="TR87844",
month="June",
year="1987"
}
A treatise on how to teach lefthanded children to write comfortably and without smearing.
1986

Michael BenOr, Ephraim Feig, Dexter Kozen, and Prasoon Tiwari. Fast parallel algorithms for finding the roots of a polynomial with all real roots. In Proc. 18th Symp. Theory of Comput., pages 340349. ACM, May 1986.
(Subsumed by Michael BenOr, Ephraim Feig, Dexter Kozen, and Prasoon Tiwari. Fast parallel algorithms for finding the roots of a polynomial with all real roots. SIAM J. Comput., 17(6):10811092, 1988. doi:10.1137/0217069.)
[bibtex]
[top]
@inproceedings{BFKT86a,
author="Michael BenOr and Ephraim Feig and Dexter Kozen and Prasoon Tiwari",
title="Fast parallel algorithms for finding the roots of a polynomial with all real roots",
booktitle="Proc. 18th Symp. Theory of Comput.",
organization="ACM",
pages="340349",
month="May",
year="1986"
}

Dexter Kozen. Fast parallel orthogonalization. SIGACT News, 18(2):47, Fall 1986.
[bibtex]
[top]
@article{K86a,
author="Dexter Kozen",
title="Fast parallel orthogonalization",
journal="SIGACT News",
volume="18",
number="2",
pages="47",
month="Fall",
year="1986"
}

Krzysztof Apt and Dexter Kozen. Limits for automatic verification of finitestate concurrent systems. Information Processing Letters, 22:307309, 1986.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{AK86a,
author="Krzysztof Apt and Dexter Kozen",
title="Limits for automatic verification of finitestate concurrent systems",
journal="Information Processing Letters",
volume="22",
pages="307309",
year="1986"
}
We show that some very simple temporal properties of schematic finitestate programs are not semidecidable.

Michael BenOr, Dexter Kozen, and John Reif. The complexity of elementary algebra and geometry. J. Comput. Syst. Sci., 32(2):251264, 1986.
[bibtex]
[top]
@article{BKR86,
author="Michael BenOr and Dexter Kozen and John Reif",
title="The complexity of elementary algebra and geometry",
journal="J. Comput. Syst. Sci.",
volume="32",
number="2",
pages="251264",
year="1986"
}
1985

Dexter Kozen, Umesh Vazirani, and Vijay Vazirani. NC algorithms for comparability graphs, interval graphs, and unique perfect matching. In Maheshwari, editor, Proc. 5th Conf. Found. Software Technology and Theor. Comput. Sci., volume 206 of Lecture Notes in Computer Science, pages 496503, New Delhi, December 1985. SpringerVerlag.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{KVV85a,
author="Dexter Kozen and Umesh Vazirani and Vijay Vazirani",
title="{{\em NC}} algorithms for comparability graphs, interval graphs, and unique perfect matching",
booktitle="Proc. 5th Conf. Found. Software Technology and Theor. Comput. Sci.",
editor="Maheshwari",
publisher="SpringerVerlag",
series="Lecture Notes in Computer Science",
volume="206",
address="New Delhi",
pages="496503",
month="December",
year="1985"
}
Laszlo Lovasz recently posed the following problem: ``Is there an NC algorithm for testing if a given graph has a unique perfect matching?'' We present such an algorithm for bipartite graphs. We also give NC algorithms for obtaining a transitive orientation of a comparability graph, and an interval representation of an interval graph. These enable us to obtain an NC algorithm for finding a maximum matching in an incomparability graph.

Andreas Blass, Yuri Gurevich, and Dexter Kozen. A zeroone law for logic with a fixedpoint operator. Information and Control, 67(13):7090, 1985.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{BGK85,
author="Andreas Blass and Yuri Gurevich and Dexter Kozen",
title="A ZeroOne Law for Logic with a FixedPoint Operator",
journal="Information and Control",
volume="67",
number="13",
pages="7090",
year="1985"
}
The logic obtained by adding the leastfixedpoint operator to firstorder logic
was proposed as a query language by Aho and Ullman (in "Proc. 6th ACM Sympos.
on Principles of Programming Languages," 1979, pp. 110120) and has been
studied, particularly in connection with finite models, by numerous authors. We
extend to this logic, and to the logic containing the more powerful iterativefixedpoint
operator, the zeroone law proved for firstorder logic in (Glebskii, Kogan,
Liogonki, and Talanov (1969), Kibernetika 2, 3142; Fagin (1976), J. Symbolic
Logic 41, 5058). For any sentence $\varphi$ of the extended logic, the proportion of
models of $\varphi$ among all structures with universe $\{1,2,\ldots,n\}$ approaches 0 or 1 as $n$
tends to infinity. We also show that the problem of deciding, for any $\varphi$, whether
this proportion approaches 1 is complete for exponential time, if we consider only
$\varphi$'s with a fixed finite vocabulary (or vocabularies of bounded arity) and complete
for doubleexponential time if $\varphi$ is unrestricted. In addition, we establish some related results.

Dexter Kozen. A probabilistic PDL. J. Comput. Syst. Sci., 30(2):162178, April 1985.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K85a,
author="Dexter Kozen",
title="A probabilistic {{\em PDL}}",
journal="J. Comput. Syst. Sci.",
volume="30",
number="2",
pages="162178",
month="April",
year="1985"
}
In this paper we give a probabilistic analog PPDL of Propositional Dynamic Logic. We prove a small model property and give a polynomial space decision procedure for formulas involving wellstructured programs. We also give a deductive calculus and illustrate its use by calculating the expected running time of a simple random walk.

Dexter Kozen and Chee K. Yap. Algebraic cell decomposition in NC. In Proc. 26th Symp. Found. Comput. Sci., pages 515521. IEEE, October 1985.
[bibtex]
[top]
@inproceedings{KY85,
author="Dexter Kozen and Chee K. Yap",
title="Algebraic cell decomposition in {{\em NC}}",
booktitle="Proc. 26th Symp. Found. Comput. Sci.",
organization="IEEE",
pages="515521",
month="October",
year="1985"
}
1984

Nissim Francez and Dexter Kozen. Generalized fair termination. In Proc. 11th Symp. Princip. Programming Lang., pages 4653, Salt Lake City, January 1984. ACM.
[bibtex]
[top]
@inproceedings{FK84a,
author="Nissim Francez and Dexter Kozen",
title="Generalized fair termination",
booktitle="Proc. 11th Symp. Princip. Programming Lang.",
organization="ACM",
address="Salt Lake City",
pages="4653",
month="January",
year="1984"
}

Dexter Kozen. Pebblings, edgings, and equational logic. In Proc. 16th Symp. Theory of Comput., pages 428435. ACM, May 1984.
[bibtex]
[top]
@inproceedings{K84b,
author="Dexter Kozen",
title="Pebblings, edgings, and equational logic",
booktitle="Proc. 16th Symp. Theory of Comput.",
organization="ACM",
pages="428435",
month="May",
year="1984"
}

Michael BenOr, Dexter Kozen, and John Reif. The complexity of elementary algebra and geometry. In Proc. 16th Symp. Theory of Comput., pages 457464. ACM, May 1984.
(Subsumed by Michael BenOr, Dexter Kozen, and John Reif. The complexity of elementary algebra and geometry. J. Comput. Syst. Sci., 32(2):251264, 1986.)
[bibtex]
[top]
@inproceedings{BKR84a,
author="Michael BenOr and Dexter Kozen and John Reif",
title="The complexity of elementary algebra and geometry",
booktitle="Proc. 16th Symp. Theory of Comput.",
organization="ACM",
pages="457464",
month="May",
year="1984"
}

David Harel and Dexter Kozen. A programming language for the inductive sets, and applications. Information and Control, 63(12):118139, 1984.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{HK84a,
author="David Harel and Dexter Kozen",
title="A programming language for the inductive sets, and applications",
journal="Information and Control",
volume="63",
number="12",
pages="118139",
year="1984"
}
We describe a programming language IND that generalizes alternating Turing machines to arbitrary firstorder structures. We show that IND programs (resp. everywherehalting IND programs, loopfree IND programs) accept precisely the inductively definable (resp. hyperelementary, elementary) relations. We give several examples showing how the language provides a robust and computational approach to the theory of firstorder inductive definability. We then show: (1) on all acceptable structures (in the sense of Moschovakis ("Elementary Induction on Abstract Structures," NorthHolland, Amsterdam, 1974), r.e. dynamic logic is more expressive than finitetest dynamic logic. This refines a separation result of Meyer and Parikh ("Proc. 12th ACM Sympos. on Theory of Computing," 1979, pp. 167175); (2) IND provides a natural query language for the set of fixpoint queries over a relational database, answering a question of Chandra and Harel (J. Comput. System Sci. 25, No. 1 (1982), 99 128).

Dexter Kozen. A Ramsey theorem with infinitely many colors. In Lenstra, Lenstra, and van Emde Boas, editors, Dopo Le Parole, pages 7172. University of Amsterdam, Amsterdam, May 1984.
[bibtex]
[top]
@incollection{K84a,
author="Dexter Kozen",
title="A {R}amsey theorem with infinitely many colors",
booktitle="Dopo Le Parole",
editor="Lenstra and Lenstra and van Emde Boas",
publisher="University of Amsterdam",
address="Amsterdam",
pages="7172",
month="May",
year="1984"
}
1983

Edmund Clarke and Dexter Kozen, editors. Proc. Workshop on Logics of Programs 1983, volume 164 of Lecture Notes in Computer Science. SpringerVerlag, 1983. 528 pages.
[bibtex]
[top]
@book{K83c,
title="Proc. Workshop on Logics of Programs 1983",
editor="Edmund Clarke and Dexter Kozen",
publisher="SpringerVerlag",
series="Lecture Notes in Computer Science",
volume="164",
year="1983",
note="528 pages"
}

Corrado Böhm and Dexter Kozen. Eliminating recursion over acyclic data structures in functional programs. In 4th Int. Workshop on the Semantics of Programming Languages, Bull. EATCS, volume 20, page 205, Bad Honnef, June 1983. EATCS.
[bibtex]
[top]
@inproceedings{BK83,
author="Corrado B{\"o}hm and Dexter Kozen",
title="Eliminating recursion over acyclic data structures in functional programs",
booktitle="4th Int. Workshop on the Semantics of Programming Languages, Bull. EATCS",
organization="EATCS",
volume="20",
pages="205",
address="Bad Honnef",
month="June",
year="1983"
}

Dexter Kozen. A probabilistic PDL. In Proc. 15th Symp. Theory of Comput., pages 291297. ACM, April 1983.
(Subsumed by Dexter Kozen. A probabilistic PDL. J. Comput. Syst. Sci., 30(2):162178, April 1985.)
[bibtex]
[top]
@inproceedings{K83b,
author="Dexter Kozen",
title="A probabilistic {{\em PDL}}",
booktitle="Proc. 15th Symp. Theory of Comput.",
organization="ACM",
pages="291297",
month="April",
year="1983"
}

Dexter Kozen. Results on the propositional μcalculus. Theor. Comput. Sci., 27:333354, 1983.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K83a,
author="Dexter Kozen",
title="Results on the propositional $\mu$calculus",
journal="Theor. Comput. Sci.",
volume="27",
pages="333354",
year="1983"
}
In this paper we define and study a propositional μcalculus Lμ, which consists essentially of propositional modal logic with a least fixpoint operator. Lμ is syntactically simpler yet strictly more expressive than Propositional Dynamic Logic (PDL). For a restricted version, we give an exponentialtime decision procedure, small model property, and complete deductive system, thereby subsuming the corresponding results for PDL.

Dexter Kozen and Rohit Parikh. A decision procedure for the propositional μcalculus. In Clarke and Kozen, editors, Proc. Workshop on Logics of Programs, volume 164 of Lecture Notes in Computer Science, pages 313325. SpringerVerlag, 1983.
[bibtex]
[top]
@inproceedings{KP83a,
author="Dexter Kozen and Rohit Parikh",
title="A decision procedure for the propositional $\mu$calculus",
booktitle="Proc. Workshop on Logics of Programs",
publisher="SpringerVerlag",
series="Lecture Notes in Computer Science",
volume="164",
editor="Clarke and Kozen",
pages="313325",
year="1983"
}
1982

Dexter Kozen, editor. Proc. Workshop on Logics of Programs 1981, volume 131 of Lecture Notes in Computer Science. SpringerVerlag, 1982. 429 pages.
[bibtex]
[top]
@book{K82b,
title="Proc. Workshop on Logics of Programs 1981",
editor="Dexter Kozen",
publisher="SpringerVerlag",
series="Lecture Notes in Computer Science",
volume="131",
year="1982",
note="429 pages"
}

David Harel and Dexter Kozen. A programming language for the inductive sets, and applications. In Proc. 9th Int. Colloq. Automata, Languages, and Programming, pages 313329, Aarhus, Denmark, July 1982. EATCS.
(Subsumed by David Harel and Dexter Kozen. A programming language for the inductive sets, and applications. Information and Control, 63(12):118139, 1984.)
[bibtex]
[top]
@inproceedings{HK82a,
author="David Harel and Dexter Kozen",
title="A programming language for the inductive sets, and applications",
booktitle="Proc. 9th Int. Colloq. Automata, Languages, and Programming",
organization="EATCS",
address="Aarhus, Denmark",
pages="313329",
month="July",
year="1982"
}

Dexter Kozen. Results on the propositional μcalculus. In Proc. 9th Int. Colloq. Automata, Languages, and Programming, pages 348359, Aarhus, Denmark, July 1982. EATCS.
(Subsumed by Dexter Kozen. Results on the propositional μcalculus. Theor. Comput. Sci., 27:333354, 1983.)
[bibtex]
[top]
@inproceedings{K82a,
author="Dexter Kozen",
title="Results on the propositional $\mu$calculus",
booktitle="Proc. 9th Int. Colloq. Automata, Languages, and Programming",
organization="EATCS",
address="Aarhus, Denmark",
pages="348359",
month="July",
year="1982"
}

David Harel, Dexter Kozen, and Rohit Parikh. Process logic: Expressiveness, decidability, completeness. J. Comput. Syst. Sci., 25(2):144170, 1982.
[bibtex]
[top]
@article{HKP82a,
author="David Harel and Dexter Kozen and Rohit Parikh",
title="Process logic: Expressiveness, decidability, completeness",
journal="J. Comput. Syst. Sci.",
volume="25",
number="2",
pages="144170",
year="1982"
}
1981

Dexter Kozen and Rohit Parikh. An elementary proof of the completeness of PDL. Theor. Comput. Sci., 14(1):113118, 1981.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{KP81a,
author="Dexter Kozen and Rohit Parikh",
title="An elementary proof of the completeness of {{\em PDL}}",
journal="Theor. Comput. Sci.",
volume="14",
number="1",
pages="113118",
year="1981"
}
We give an elementary proof of the completeness of the Segerberg axioms for Propositional Dynamic Logic.

Dexter Kozen. Logics of programs. Lecture notes, Aarhus University, Denmark, 1981.
[bibtex]
[top]
@unpublished{K81e,
author="Dexter Kozen",
title="Logics of Programs",
note="Lecture notes, Aarhus University, Denmark",
year="1981"
}

Dexter Kozen. On the expressiveness of μ. Manuscript, 1981.
[bibtex]
[top]
@unpublished{K81d,
author="Dexter Kozen",
title="On the expressiveness of $\mu$",
year="1981",
note="Manuscript"
}

Dexter Kozen. Semantics of probabilistic programs. J. Comput. Syst. Sci., 22(3):328350, June 1981. doi:10.1016/00220000(81)900362.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K81c,
author="Dexter Kozen",
title="Semantics of probabilistic programs",
journal="J. Comput. Syst. Sci.",
volume="22",
number="3",
pages="328350",
month="June",
year="1981",
doi="10.1016/00220000(81)900362"
}
This paper presents two complementary but equivalent semantics for a high level probabilistic programming language. One of these interprets programs as partial measurable functions on a measurable space. The other interprets programs as continuous linear operators on a Banach space of measures. It is shown how the ordered domains of Scott and others are embedded naturally into these spaces. We use the semantics to prove a general result about probabilistic programs, namely that a program's behavior is completely determined by its action on fixed inputs.

Dexter Kozen. Positive firstorder logic is NPcomplete. IBM J. Res. Develop., 25(4):327332, July 1981.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@article{K81b,
author="Dexter Kozen",
title="Positive firstorder logic is {{\em NP}}complete",
journal="IBM J. Res. Develop.",
volume="25",
number="4",
pages="327332",
month="July",
year="1981"
}
Techniques developed in the study of the complexity of finitely presented algebras are used to show that the problem of deciding validity of positive sentences in the language of firstorder predicate logic with equality is NPcomplete.

Ashok Chandra, Dexter Kozen, and Larry Stockmeyer. Alternation. J. Assoc. Comput. Mach., 28(1):114133, 1981.
[bibtex]
[top]
@article{CKS81a,
author="Ashok Chandra and Dexter Kozen and Larry Stockmeyer",
title="Alternation",
journal="J. Assoc. Comput. Mach.",
volume="28",
number="1",
pages="114133",
year="1981"
}

Dexter Kozen. On induction vs. *continuity. In Kozen, editor, Proc. Workshop on Logic of Programs, volume 131 of Lecture Notes in Computer Science, pages 167176, New York, 1981. SpringerVerlag.
[full text (.pdf)]
[abstract]
[bibtex]
[top]
@inproceedings{K81a,
author="Dexter Kozen",
title="On induction vs. *continuity",
booktitle="Proc. Workshop on Logic of Programs",
publisher="SpringerVerlag",
address="New York",
series="Lecture Notes in Computer Science",
volume="131",
editor="Kozen",
pages="167176",
year="1981"
}
In this paper we study the relative expressibility of the infinitary *continuity condition
(*cont) ${\lt}\alpha^*{\gt} X \equiv \bigvee_n {\lt}\alpha^n{\gt} X$
and the equational but weaker induction axiom
(Ind) $X \wedge [\alpha^*](X \Rightarrow [\alpha]X) \equiv [\alpha^*]X$
in Propositional Dynamic Logic. We show: (1) under Ind only, there is a firstorder sentence distinguishing
separable dynamic algebras from standard Kripke models; whereas (2) under the stronger axiom *cont, the
class of separable dynamic algebras and the class of standard Kripke models are indistinguishable by any
sentence of infinitary firstorder logic.
1980

David Harel, Dexter Kozen, and Rohit Parikh. Process logic: Expressiveness, decidability, completeness. In Proc. 21st Symp. Found. Comput. Sci., pages 129142. IEEE, October 1980.
(Subsumed by David Harel, Dexter Kozen, and Rohit Parikh. Process logic: Expressiveness, decidability, completeness. J. Comput. Syst. Sci., 25(2):144170, 1982.)
[bibtex]
[top]
@inproceedings{HKP80a,
author="David Harel and Dexter Kozen and Rohit Parikh",
title="Process logic: Expressiveness, decidability, completeness",
booktitle="Proc. 21st Symp. Found. Comput. Sci.",
organization="IEEE",
pages="129142",
month="October",
year="1980"
}

Dexter Kozen. Indexings of subrecursive classes. Theor. Comput. Sci., 11:277301, 1980.
[bibtex]
[top]
@article{K80d,
author="Dexter Kozen",
title="Indexings of subrecursive classes",
journal="Theor. Comput. Sci.",
volume="11",
pages="277301",
year="1980"
}

Dexter Kozen. Complexity of Boolean algebras. Theor. Comput. Sci., 10:221247, 1980.
[bibtex]
[top]
@article{K80c,
author="Dexter Kozen",
title="Complexity of {B}oolean algebras",
journal="Theor. Comput. Sci.",
volume="10",
pages="221247",
year="1980"
}

Dexter Kozen and Michael Machtey. On relative diagonals. Technical Report RC8184, IBM Thomas J. Watson Research Center, April 1980.
[bibtex]
[top]
@techreport{KM80a,
author="Dexter Kozen and Michael Machtey",
title="On relative diagonals",
institution="IBM Thomas J. Watson Research Center",
number="RC8184",
month="April",
year="1980"
}

Dexter Kozen. A representation theorem for models of *free PDL. In Proc. 7th Colloq. Automata, Languages, and Programming, pages 351362. EATCS, July 1980.
[bibtex]
[top]
@inproceedings{K80b,
author="Dexter Kozen",
title="A representation theorem for models of *free {{\em PDL}}",
booktitle="Proc. 7th Colloq. Automata, Languages, and Programming",
organization="EATCS",
pages="351362",
month="July",
year="1980"
}

Dexter Kozen. On the representation of dynamic algebras II. Technical Report RC8290, IBM Thomas J. Watson Research Center, May 1980.
[bibtex]
[top]
@techreport{K80a,
author="Dexter Kozen",
title="On the representation of dynamic algebras {II}",
institution="IBM Thomas J. Watson Research Center",
number="RC8290",
month="May",
year="1980"
}
1979

Dexter Kozen. Dynamic algebra. In E. Engeler, editor, Proc. Workshop on Logic of Programs, volume 125 of Lecture Notes in Computer Science, pages 102144. SpringerVerlag, 1979. chapter of Propositional dynamic logics of programs: A survey by Rohit Parikh.
[bibtex]
[top]
@inproceedings{K79e,
author="Dexter Kozen",
title="Dynamic algebra",
note="chapter of {\em Propositional dynamic logics of programs: A survey} by Rohit Parikh",
booktitle="Proc. Workshop on Logic of Programs",
publisher="SpringerVerlag",
series="Lecture Notes in Computer Science",
volume="125",
editor="E. Engeler",
pages="102144",
year="1979"
}

Dexter Kozen. On the duality of dynamic algebras and Kripke models. In E. Engeler, editor, Proc. Workshop on Logic of Programs, volume 125 of Lecture Notes in Computer Science, pages 111. SpringerVerlag, 1979.
[bibtex]
[top]
@inproceedings{K79d,
author="Dexter Kozen",
title="On the duality of dynamic algebras and {K}ripke models",
booktitle="Proc. Workshop on Logic of Programs",
publisher="SpringerVerlag",
series="Lecture Notes in Computer Science",
volume="125",
editor="E. Engeler",
pages="111",
year="1979"
}

Dexter Kozen. Semantics of probabilistic programs. In Proc. 20th Symp. Found. Comput. Sci., pages 101114. IEEE, October 1979.
(Subsumed by Dexter Kozen. Semantics of probabilistic programs. J. Comput. Syst. Sci., 22(3):328350, June 1981. doi:10.1016/00220000(81)900362.)
[bibtex]
[top]
@inproceedings{K79c,
author="Dexter Kozen",
title="Semantics of probabilistic programs",
booktitle="Proc. 20th Symp. Found. Comput. Sci.",
organization="IEEE",
pages="101114",
month="October",
year="1979"
}

Dexter Kozen. On the representation of dynamic algebras. Technical Report RC7898, IBM Thomas J. Watson Research Center, October 1979.
[bibtex]
[top]
@techreport{K79b,
author="Dexter Kozen",
title="On the representation of dynamic algebras",
institution="IBM Thomas J. Watson Research Center",
number="RC7898",
month="October",
year="1979"
}

Dexter Kozen. Automata and planar graphs. In Proc. 2nd Symp. Fund. Comput. Theory, pages 243254, Berlin, September 1979.
[bibtex]
[top]
@inproceedings{K79a,
author="Dexter Kozen",
title="Automata and Planar Graphs",
booktitle="Proc. 2nd Symp. Fund. Comput. Theory",
address="Berlin",
pages="243254",
month="September",
year="1979"
}
1978

Dexter Kozen. Indexings of subrecursive classes. In Proc. 10th Symp. Theory of Comput., pages 287295. ACM, May 1978.
(Subsumed by Dexter Kozen. Indexings of subrecursive classes. Theor. Comput. Sci., 11:277301, 1980.)
[bibtex]
[top]
@inproceedings{K78b,
author="Dexter Kozen",
title="Indexings of subrecursive classes",
booktitle="Proc. 10th Symp. Theory of Comput.",
organization="ACM",
pages="287295",
month="May",
year="1978"
}

Manuel Blum and Dexter Kozen. On the power of the compass. In Proc. 19th Symp. Found. Comput. Sci., pages 132142. IEEE, October 1978.
[bibtex]
[top]
@inproceedings{BK78a,
author="Manuel Blum and Dexter Kozen",
title="On the power of the compass",
booktitle="Proc. 19th Symp. Found. Comput. Sci.",
organization="IEEE",
pages="132142",
month="October",
year="1978"
}

Dexter Kozen. A clique problem equivalent to graph isomorphism. SIGACT News, 10(2):5052, June 1978.
[bibtex]
[top]
@article{K78a,
author="Dexter Kozen",
title="A clique problem equivalent to graph isomorphism",
journal="SIGACT News",
organization="ACM",
volume="10",
number="2",
pages="5052",
month="June",
year="1978"
}
1977

Dexter Kozen. Complexity of finitely presented algebras. PhD thesis, Computer Science Department, Cornell University, May 1977.
[bibtex]
[top]
@phdthesis{K77d,
author="Dexter Kozen",
title="Complexity of finitely presented algebras",
school="Computer Science Department, Cornell University",
month="May",
year="1977"
}

Dexter Kozen. Lower bounds for natural proof systems. In Proc. 18th Symp. Found. Comput. Sci., pages 254266. IEEE, October 1977.
[bibtex]
[top]
@inproceedings{K77c,
author="Dexter Kozen",
title="Lower bounds for natural proof systems",
booktitle="Proc. 18th Symp. Found. Comput. Sci.",
organization="IEEE",
pages="254266",
month="October",
year="1977"
}

Dexter Kozen. Complexity of finitely presented algebras. In Proc. 9th Symp. Theory of Comput., pages 164177. ACM, May 1977.
[bibtex]
[top]
@inproceedings{K77b,
author="Dexter Kozen",
title="Complexity of finitely presented algebras",
booktitle="Proc. 9th Symp. Theory of Comput.",
organization="ACM",
pages="164177",
month="May",
year="1977"
}

Dexter Kozen. Finitely presented algebras and the polynomial time hierarchy. Technical Report TR77303, Computer Science Department, Cornell University, April 1977.
[bibtex]
[top]
@techreport{K77a,
author="Dexter Kozen",
title="Finitely presented algebras and the polynomial time hierarchy",
institution="Computer Science Department, Cornell University",
number="TR77303",
month="April",
year="1977"
}
1976

Dexter Kozen. On parallelism in Turing machines. In Proc. 17th Symp. Found. Comput. Sci., pages 8997. IEEE, October 1976.
(Subsumed by Ashok Chandra, Dexter Kozen, and Larry Stockmeyer. Alternation. J. Assoc. Comput. Mach., 28(1):114133, 1981.)
[bibtex]
[top]
@inproceedings{K76a,
author="Dexter Kozen",
title="On parallelism in {T}uring machines",
booktitle="Proc. 17th Symp. Found. Comput. Sci.",
organization="IEEE",
pages="8997",
month="October",
year="1976"
}