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%\hfill BI-TP 2001/29

\title{\hfill BI-TP 2001/29 \\
 ~ \\
 ~ \\
The
\boldmath{$\gamma^* \lowercase{p}$} total cross section at low x
\thanks{Supported by BMBF under Contract 05HT9PBA2 \hfill \protect \\
Invited Talk presented at the XXXVth Internat. School of Theoretical
Physics,\protect \\
Ustron, Poland, Sept. 10-16, 2001 and at the Internat. Conf. ``New Trends
in High-Energy Physics'', Yalta, Crimea, Ukraine, Sept. 22-29, 2001
 }%
% you can use '\\' to break lines
}
\author{D. Schildknecht\\[2mm]
Fakult{\"a}t f{\"u}r Physik, Universit\"at Bielefeld,\\
Universit{\"a}tsstra{\ss}e 25, D-33615 Bielefeld, Germany
%\and
%the Name(s) of other Author(s)
%\address{and their affiliation}
}
\date{}

\maketitle

\begin{abstract}
The scaling in $\sigma_{\gamma^*p}(W^2, Q^2)$ cross sections
(for $Q^2/W^2 << 1$)
in terms of the scaling variable $\eta = (Q^2 + m^2_0)/\Lambda^2 (W^2)$
is interpreted in the generalized vector dominance/color-dipole picture
(GVD/CDP). The quantity $\Lambda^2 (W^2)$ is identified as the average
gluon transverse momentum absorbed by the $q \bar q$ state,
$<\vec l_\bot^{~2}> = (1/6) \Lambda^2 (W^2)$.
At any $Q^2$, for $W^2 \to \infty$,
the cross sections for virtual and real photons become universal,  \break
$\sigma_{\gamma^*p}(W^2,Q^2)/\sigma_{\gamma p}
(W^2) \to 1$.
The gluon density corresponding to the color-dipole cross section in the
appropriate limit is found to be consistent with the results from QCD fits.
\end{abstract}

%\PACS{PACS numbers come here}

Two important observations \cite{H1} were made on deep inelastic scattering
(DIS) at low values of the Bjorken scaling variable $x_{bj} \cong Q^2/W^2
<< 1$, since HERA started running in 1993:\\
i) The diffractive production of high-mass states (of masses
$M_X \lesssim 30 GeV$) at an appreciable rate relative to the total
virtual-photon-proton cross section,
$\sigma_{\gamma^*p} (W^2,Q^2)$. The sphericity and
thrust analysis \cite{H1,ZEUS1} of the diffractively produced states revealed
(approximate) agreement in shape with the final state found in $e^+e^-$
annihilation at $\sqrt s = M_X$. This observation of high-mass diffractive
production confirms the conceptual basis of generalized vector dominance
(GVD) \cite{Sakurai,x} that extends the role of the low-lying vector mesons in
photoproduction \cite{Stodolsky} to DIS at arbitrary $Q^2$, provided
$x_{bj} << 1$.\\
ii)An increase of $\sigma_{\gamma^*p}(W^2,Q^2)$ with increasing
energy considerably stronger \cite{Zeus} than the smooth ``soft-pomeron''
behavior known from photoproduction and hadron-hadron scattering.\\
We have recently shown \cite{Schi} that the data for total photon-proton cross
sections, including {\it virtual as well as real photons}, show a scaling
behavior.
In good approximation,
\be
\sigma_{\gamma^* p} (W^2, Q^2) = \sigma_{\gamma^* p} (\eta),\label{(1)}
\ee
with
\be
\eta = \frac{Q^2+m^2_0}{\Lambda^2(W^2)}.\label{(2)}
\ee
Compare Fig. 1. The scale $\Lambda^2(W^2)$, of dimension $GeV^2$,
turned out to be an increasing function of the $\gamma^* p$ energy,
$W^2$, and may be represented by a power law or a logarithmic function of
$W^2$,
\be
 \Lambda^2 (W^2) = \left\{ \begin{array} {r@{\quad~\quad}r}
c_1 (W^2+W^2_0)^{c_2},\\
c_1^\prime \ln (\frac{W^2}{W^{\prime 2}_0} + c^\prime_2).
\end{array}
\right. \label{(3)}
\ee
In a model-independent fit to the experimental data, the threshold
mass, $m^2_0 < m^2_\rho$, and the two parameters
$c_2 (c_2^\prime)$ and $W^2_0 (W^{\prime 2}_0)$ were found to be given by
$m^2_0  =  0.125 \pm 0.027 GeV^2,~
c_2  =  0.28 \pm 0.06,~
W^2_0  =  439 \pm 94 GeV^2$
with $\chi^2/ndf = 1.15$, and
$m^2_0 = 0.12 \pm 0.04 GeV^2,~
c_2^\prime  = 3.5 \pm 0.6,~
W_0^{\prime 2} = 1535 \pm 582 GeV^2,$
with $\chi^2/ndf = 1.18$. The overall normalization, $c_1 (c^\prime_1)$ in
(3) is irrelevant for the scaling behavior.

\begin{figure}[h]
\setlength{\unitlength}{1cm}
\begin{minipage}[t]{6.5cm}
\vspace*{2.4cm}
\begin{picture}(3.5,3.5)\psfig{file=Fig1.ps,width=6.5cm,height=6.5cm}
\end{picture}\par
\end{minipage}\hfill
\begin{minipage}[t]{5.5cm}
%\vspace*{-2cm}
\caption{The experimental data for $\sigma_{\gamma^*p}(W^2, Q^2)$ for
$x \simeq Q^2/W^2 \le 0.1$, including $Q^2 = 0$,
vs. the scaling variable $\eta = (Q^2 +
m^2_0)/\Lambda^2(W^2)$.}
\end{minipage}
%\vspace*{-0.5cm}
\end{figure}

For the interpretation of the scaling law (1) , we turn to the generalized
vector dominance/color-dipole picture (GVD/CDP) \cite{GVD,Schi}, of
deep-inelastic
scattering at low $x << 1$. It rests on $\gamma^*(q \bar q)$ transitions
from $e^+e^-$ annihilation, forward scattering of the $(q \bar q)$ states of
mass $M_{q \bar q}$ via (the generic structure of) two-gluon exchange \cite{7}
and
transition to spacelike $Q^2$ via propagators of the $(q \bar q)$ states
of mass $M_{q \bar q}$. In the transverse-position-space
representation \cite{Nikolaev}, we have
%%%%% \pagebreak
\begin{eqnarray}
\sigma_{\gamma^*p} (W^2, Q^2) & = &
\int dz \int d^2 r_\perp \vert \psi \vert^2
(r^2_\perp Q^2 z (1-z), Q^2 z (1-z), z) \cdot \nonumber \\
& \cdot &\sigma_{(q \bar q)p} (r^2_\perp, z(1-z),W^2).
\label{(4)}
\end{eqnarray}
We refer to ref. \cite{Nikolaev} for the explicit representation of the
square of
the photon wave function, $\vert \psi \vert^2$. The ansatz (4) for the
total cross section {\it must} be read in conjunction with the Fourier
representation of the color-dipole cross section,
\be
\sigma_{(q \bar q)p} (r^2_\perp, z (1-z),W^2)= \int d^2 l_\perp
\tilde \sigma_{(q \bar q)p} (\vec l^{~2}_\perp, z (1-z),W^2) \cdot
(1 - e^{- i \vec l_\perp \cdot \vec r_\perp}).\label{(5)}
\ee
The function $\tilde\sigma_{q \bar q)p} (\vec l^{~2}_\bot , z (1 - z),W^2)$
describes the gluon-gluon-proton-proton vertex function.
Upon insertion of (5) into (4), together with the Fourier
representation of the photon wave function, one indeed recovers \cite{GVD}
the expression for $\sigma_{\gamma^*p}$ that displays the
$x \to 0$ generic structure
of two-gluon exchange\footnote{It is precisely the identical
structure \cite{GVD} that justifies the GVD/CDP (4), (5) from
QCD.}: The resulting expression for $\sigma_{\gamma^*p}$ is characterized
by the
difference of a diagonal and
an off-diagonal term with respect to the transverse momenta (or masses) of
the $q \bar q$ states the incoming and outgoing photon virtually dissociates
into.

From (5), the color-dipole cross section, in the two limiting cases
of vanishing and infinite interquark separation, becomes, respectively,
\be
\sigma_{(q \bar q)p} (r^2_\perp, z (1-z),W^2) = \sigma^{(\infty)}
\cdot \left\{ \begin{array}{l@{\quad,\quad}l}
\frac{1}{4} r^2_\perp \langle \vec l_\bot^{~2} \rangle_{W^2,z}
& {\rm for}~ r^2_\perp
\to 0,\\
1 & {\rm for}~ r^2_\perp \to \infty.
\end{array}
\right. \label{(6)}
\ee
The proportionality to $r^2_\perp$ for small interquark separation is known
as ``color transparency'' \cite{Nikolaev}. For large interquark separation,
the color-dipole cross section should behave as an ordinary hadronic one.
Accordingly,
\be
\sigma^{(\infty)} = \pi \int d \vec l^{~2}_\perp \tilde \sigma (l^2_\perp,
z (1-z),W^2)\label{(7)}
\ee
must be independent of the configuration variable $z$ and has to fulfill
the restrictions from unitarity on its energy dependence. The average gluon
transverse momentum $\langle \vec l^{~2}_\perp \rangle_{W^2,z}$ in (6), is
defined by
\be
\langle \vec l^{~2}_\perp \rangle_{W^2,z} = \frac{\int d\vec l^{~2}_\perp
\vec l^{~2}_\perp
\tilde \sigma_{(q \bar q)p} (\vec l^{~2}_\perp, z(1-z),W^2)}
{\int d \vec l^{~2}_\perp
\tilde \sigma_{(q \bar q)p} (\vec l^{~2}_\perp, z(1-z),W^2)}.\label{(8)}
\ee
Replacing the integration variable $r^2_\perp$ in (4) by the
dimensionless
variable
\be
u \equiv r^2_\perp \Lambda^2 (W^2) z (1-z),\label{(9)}
\ee
the photon wave function becomes a function $\vert \psi \vert^2 (u
\frac{Q^2}{\Lambda^2}, \frac{Q^2}{\Lambda^2},z)$. The requirement of scaling
(1), in particular for $Q^2 >> m^2_0$, then implies that the
color-dipole cross section in (\ref{(4)}) be a function of $u$,
\be
\sigma_{(q \bar q)p} (r^2_\perp, z (1-z), W^2) = \sigma_{(q \bar q)p} (u).
\label{(10)}
\ee
Taking into account (\ref{(6)}), with (\ref{(10)}), we find
\be
\langle \vec l_\perp^{~2}\rangle_{W^2,z} = \Lambda^2 (W^2) z (1-z),\label{(11)}
\ee
and upon averaging over $z$,
\be
\langle \vec l_\perp^{~2} \rangle_{W^2} = \frac{1}{6} \Lambda^2 (W^2).
\label{(12)}
\ee
The quantity $\Lambda^2 (W^2)$ in the scaling variable (2)
is accordingly identified as the average gluon transverse momentum, apart
from the factor 1/6 due to the averaging over $z$.

Inserting $\langle \vec l^{~2} \rangle_{W^2,z}$ from (11) into (6),
we have
\be
\sigma_{q \bar q p} = \sigma^{(\infty)} \cdot
\left\{ \begin{array}{l@{\quad,\quad}l}
\frac{1}{4} r^2_\perp \Lambda^2 (W^2) z (1-z) & {\rm for}~\Lambda^2 \cdot
r^2_\perp \to 0,\\
1 & {\rm for}~\Lambda^2 \cdot r^2_\perp \to \infty.
\end{array} \right.\label{(13)}
\ee
The dependence of the photon wave function in (4) on $r^2_\perp \cdot
Q^2$ requires small $r^2_\perp$ at large $Q^2$ in order to develop appreciable
strength; for large $Q^2$, the $r^2_\perp \to 0$ behavior in (13),
with its associated strong $W$ dependence, becomes relevant until, finally,
for sufficiently large $W$,
the soft $W$ dependence of $\sigma^{(\infty)}$ will be reached.

Thus, by interpreting the empirically established scaling, $\sigma_{\gamma^* p}
= \sigma_{\gamma^*p}(\eta)$, in the GVD/CDP, we have obtained the dependence
of the color-dipole cross section on the dimensionless variable $u$ in
(10) and, consequently, with (13), qualitatively,
the dependence on $\eta$ shown in fig. 1. Conversely, assuming a functional
form for the color-dipole cross section according to (10), one
recovers the scaling behavior (1).

In \cite{Schi}, we have shown that approximating the distribution in the gluon
momentum transfer by its average value, (11),
\be
\tilde \sigma_{(q \bar q)p} = \sigma^{(\infty)} \frac{1}{\pi} \delta
(\vec l^{~2}_\perp - \Lambda^2 (W^2) z (1-z)),\label{(14)}
\ee
allows one to analytically evaluate the expression for $\sigma_{\gamma^*p}$
in (4) in momentum space. The threshold mass $m_0 \lesssim m_\rho$ enters
via the lower limit of the integration over the masses appearing in the
propagators of the ingoing
and outgoing $q \bar q$ states. For details we refer to \cite{Schi}, and only
note the approximate result
\be
\sigma_{\gamma^*p}(\eta) \simeq \frac{2 \alpha}{3 \pi} \sigma^{(\infty)}
\cdot \left\{ \begin{array}{l@{\quad,\quad}l}
\ln (1 \vert \eta), &{\rm for}~\eta \to \eta_{\rm min} =
\frac{m^2_0}{\Lambda^2(W^2)},\\
1 \vert 2 \eta  = \frac{1}{2} \frac{\Lambda^2 (W^2)}{Q^2},
&{\rm for}~\eta >> 1.
\end{array} \right. \label{(15)}
\ee

\noindent
Note that for any fixed value of $Q^2$, with $W^2 \to \infty$,
the soft logarithmic
dependence as a function of $\eta^{-1}$ is reached. We arrive
at the important conclusion that in the $W^2 \to \infty$ limit virtual and
real photons become equivalent \cite{MPLA}
\be
\lim_{{W^2 \to \infty} \atop {Q^2 {\rm fixed}}} \frac{\sigma_{\gamma^*p}
(W^2,Q^2)}{\sigma_{\gamma p} (W^2)} = 1.\label{(16)}
\ee
\begin{figure}[h]
\setlength{\unitlength}{1cm}
\begin{minipage}[t]{5.5cm}
\vspace*{1.4cm}
\begin{picture}(3.5,3.5)\psfig{file=Fig2.ps,width=5.5cm,height=5.5cm}
\end{picture}\par
\end{minipage}\hfill
\begin{minipage}[t]{5.5cm}
%\vspace*{-2cm}
\caption{The virtual-photon-pro\-ton cross section, $\sigma_{\gamma^* p} (W^2
, Q^2)$,
including $Q^2 = 0$ photoproduction, as a function of $W^2$ for fixed
$Q^2$. The figure demonstrates the asymptotic behavior,
$\sigma_{\gamma^* p} (W^2 , Q^2) / \sigma_{\gamma p} (W^2) \rightarrow 1$ for
$W^2 \rightarrow \infty$, that follows from the scaling in $\eta$ contained in
the GVD/CDP.}
\end{minipage}
%\vspace*{-0.5cm}
\end{figure}

\noindent
Even though convergence towards unity is extremely slow (compare Fig. 2), such that it
may be difficult to ever be verified experimentally, the universality of real
and virtual photons contained in (16) is remarkable. It is an outgrowth
of the HERA results which are consistent with the  scaling law (1) with
$\eta$ from (2) and
$\Lambda^2 (W^2)$ from (3). Note that the alternative of
$\Lambda^2 = const$ that implies Bjorken scaling of the structure function
$F_2 \sim Q^2 \sigma_{\gamma^*p}$ for sufficiently large $Q^2$, leads to
a result entirely different from (16),
\be
\lim_{{W^2 \to \infty} \atop {Q^2 {\rm fixed}}} \frac{\sigma_{\gamma^*p}
(W^2,Q^2)}{\sigma_{\gamma p} (W^2)} = \frac{\Lambda^2}{2 Q^2 \ln
\frac{\Lambda^2}{m^2_0}},~~({\rm assuming}~ \Lambda = const.),\label{(17)}
\ee
i.e. a suppression of the virtual-photon cross section by a power of $Q^2$.

\begin{figure}[h]
\setlength{\unitlength}{1cm}
\begin{minipage}[t]{5.5cm}
\begin{picture}(3.5,3.5)\psfig{file=Fig3.ps,width=5.5cm,height=5.5cm}
\end{picture}\par
\caption{The dependence of $\Lambda^2$ on $W^2$, as determined by a fit
of the GVD/CDP predictions for $\sigma_{\gamma^*p}$ to the experimental
data.}
\end{minipage}\hfill
\begin{minipage}[t]{5.5cm}
\begin{picture}(5.5,5.5)\psfig{file=Fig4.ps,width=5.5cm,height=5.5cm}
\end{picture}\par
\caption{The GVD/CDP scaling curve for $\sigma_{\gamma^*p}$ compared with
the experimental data for $x < 0.01$.}
\end{minipage}
\end{figure}

In Fig. 3, we show $\Lambda^2(W^2)$ as obtained from the fit \cite{Schi} of
$\sigma_{\gamma^*p}$ to the experimental data. The figure shows the result
of fits based on the power law and the logarithm in (3), as well as
the results of a pointlike fit, $\Lambda^2(W^2_i)$. Using (12), one
finds that the average gluon transverse momentum increases from
$<\vec l_\perp^{~2}> \simeq 0.5 GeV^2$ to $<\vec l_\perp^{~2}>
\simeq 1.25 GeV^2$ for
$W$ from $W \simeq 30 GeV$ to $W \simeq 300 GeV$. In Fig. 4, we show the
agreement between theory and experiment for $\sigma_{\gamma^*p}$ as a
function of $\eta$. For
further details we refer to ref. \cite{Schi}.

\begin{figure}[h]
\setlength{\unitlength}{1cm}
\begin{minipage}[t]{5.5cm}
\vspace*{2.0cm}
\begin{picture}(3.5,3.5)\psfig{file=Fig5.ps,width=5.5cm,height=5.5cm}
\end{picture}\par
\end{minipage}\hfill
\begin{minipage}[t]{5.5cm}
%\vspace*{-2cm}
\caption{The gluon density corresponding to the color-dipole cross section
of the GVD/CDP.}
\end{minipage}
%\vspace*{-0.5cm}
\end{figure}

\noindent
So far we have exclusively concentrated on a representation of
$\sigma_{\gamma^* p}$ in terms of the color-dipole cross section,
$\sigma_{(q \bar q) p} (\vec r^{~2}_\perp , W^2 , z(1-z))$. For sufficiently large
$Q^2$ and non-asymptotic $W^{2}$, such that the $\Lambda^2 (W^2) \cdot \vec
r^{~2}_\perp \rightarrow 0$
limit in (\ref{(13)}) is valid, one may alternatively parameterize the
gluon interaction with the proton target
 in terms of the gluon density of the proton. The corresponding
formula has indeed been worked out in  \cite{Frankf}. It reads
\begin{equation}
\sigma_{(q \bar q) p} (r^2_\perp , x , Q^2) = \frac{\pi^2}{3} r^2_\perp x g (x,
Q^2 ) \alpha_s (Q^2) .
\label{(20)}
\end{equation}
Identifying (\ref{(20)}) with the $\Lambda^2 (W^2) \cdot r^2_\perp \rightarrow 0$
form of $\sigma_{(q \bar q) p}$ from (\ref{(13)}), upon averaging over
$z (1-z)$ as in (\ref{(12)}),
\begin{equation}
\bar\sigma_{(q \bar q) p} ( r^2_\perp , W^2) = \sigma^{(\infty)} \frac{1}{24}
r^2_\perp \Lambda^2 (W^2) ,
\label{(21)}
\end{equation}
we deduce
\begin{equation}
xg (x , Q^2) \alpha_s (Q^2) = \frac{1}{8\pi^2} \sigma^{(\infty)} \Lambda^2
\left( \frac{Q^2}{x}\right).
\label{(22)}
\end{equation}
The functional behavior of $\Lambda^2 (W^2) = \Lambda^2 \left( \frac{Q^2}{x}
\right)$ responsible for the $\vec r^{~2}_\perp \rightarrow 0$ dependence
of the color-dipole cross section thus determines (or provides a model
for) the gluon density.
We note that the result (\ref{(20)}) is also obtained \cite{MPLA}
by assuming gluon dominance at low $x$ in DGLAP evolution \cite{dagger},
thus extracting the gluon distribution by taking the logarithmic derivative
of the expression for the structure function $F_2$ corresponding to $\sigma_
{\gamma^* p}$ for $\eta \gg 1$ in (\ref{(15)}). This explicitly demonstrates
the consistency of the interpretation of the GVD/CDP in terms of the
gluon density.

In Fig. 5, we show the gluon density obtained from
(\ref{(22)}) upon inserting the appropriate values of $\alpha_s(Q^2)$ from the
PDG  \cite{EPJC}.
There is a remarkable consistency between our results in Fig. 5 and the results
for the gluon density obtained in QCD fits by the H1 and ZEUS collaborations.
More specifically, it is gratifying that the results in Fig. 5 are
consistent with the ones of the H1 and ZEUS collaborations \cite{X}
based on
the LO analysis \cite{dagger} also used in our extraction of the gluon
density. A comparison with the results of the more sophisticated NLO-QCD
fit \cite{2-dagger} reveals consistency with Fig. 5 for $x \cong 10^{-4}$.
For $x \cong 10^{-2}$, the NLO-QCD fit lies below the LO analysis and,
consequently, it lies somewhat below our results in Fig. 5.

The essential differences between the GVD/CDP presented here and related
approaches \cite{phi,phiphi} were briefly touched in \cite{Schi}.
As additional distinctive feature, we note our aforementioned straightforward
connection between the GVD/CDP and the gluon density of the proton. A
further remark concerns the scaling behavior of $\sigma_{\gamma^* p}$.
From the above discussion, it is clear that scaling in $Q^2 / \Lambda^2 (W^2)$,
assuming $Q^2 \gg m^2_0$ for simplicity, is intimately connected with the
color-dipole approach. It is a consequence of the $r_\perp^{~2}\cdot \Lambda^2
(W^2)$ dependence of the color-dipole cross section in (\ref{(9)}). A
different ansatz for the color-dipole cross section, such as the one in
ref.\cite{phiphi} that contains an $r_\perp^{~2} / R^2_0 (x)$ dependence,
accordingly, is bound to also imply a scaling behavior for $\sigma_{\gamma^*
p}$, which is expected to be based on a different scaling variable.
In \cite{phiphi} the scaling
variable $\tau$ was found. For $Q^2 \not= 0$, the data in the presently
explored kinematic domain do not discriminate between scaling in $\eta$ and
scaling in $\tau$. It is the very existence of scaling that supports the
color-dipole ansatz for DIS at low $x$. The variable $\tau$, however,
does not allow one to consistently include $Q^2 = 0$
photoproduction.

In summary, we have shown that the HERA data on DIS
in the low-$x$ diffraction region, including $Q^2 = 0$ photoproduction,
find a natural
interpretation in the GVD/CDP that rests on the generic structure of two-gluon
exchange from QCD.
The gluon density that in the appropriate limit corresponds to the
color-dipole cross section is consistent with the results from QCD fits.
%The scale $\Lambda^2 (W^2)$ entering the
%scaling variable $\eta$, was found to be proportional to the average gluon
%transverse momentum absorbed by the incoming (outgoing)
%$q \bar q$ state in the
%virtual-forward-Compton amplitude.
The cross sections for real and virtual
photons on protons become identical in the limit of infinite energy.

\section*{Acknowledgments}
It is a pleasure to thank G. Cvetic, B. Surrow and M. Tentyukov for a
fruitful collaboration that led to the results reported here.

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\end{thebibliography}

\end{document}

\section{Introduction}
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\section{Next section}
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\subsection{Subsection}
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\end{document}


